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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6.24B
AUM Growth
+$2.77B
Cap. Flow
+$2.56B
Cap. Flow %
41.02%
Top 10 Hldgs %
31.41%
Holding
1,409
New
554
Increased
744
Reduced
54
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$122M
2
AAPL icon
Apple
AAPL
+$106M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$60.6M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$59.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$55.6M

Top Sells

Rank Stock Value
1
SMLV icon
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
+$9.03M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$5.99M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$5.61M
4
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$2.19M
5
KBWY icon
Invesco KBW Premium Yield Equity REIT ETF
KBWY
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 6.69%
2 Consumer Discretionary 3.36%
3 Financials 3.31%
4 Healthcare 2.83%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
601
Omega Healthcare
OHI
$14.6B
$817K 0.01%
+27,384
New +$855K
PAPR icon
602
Innovator US Equity Power Buffer ETF April
PAPR
$960M
$817K 0.01%
+30,726
New +$813K
IOO icon
603
iShares Global 100 ETF
IOO
$9.18B
$815K 0.01%
+14,462
New +$815K
MED icon
604
Medifast
MED
$137M
$815K 0.01%
4,948
+315
+7% +$51.9K
ROK icon
605
Rockwell Automation
ROK
$50.1B
$812K 0.01%
3,677
+323
+10% +$72.2K
HTGC icon
606
Hercules Capital
HTGC
$3.12B
$810K 0.01%
70,027
+19,805
+39% +$220K
PENN icon
607
PENN Entertainment
PENN
$2.63B
$808K 0.01%
11,155
+1,978
+22% +$97K
SMDV icon
608
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
$806K 0.01%
17,220
+5,491
+47% +$268K
ET icon
609
Energy Transfer Partners
ET
$70B
$805K 0.01%
149,060
+105,408
+241% +$669K
REGL icon
610
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$805K 0.01%
15,133
+7,141
+89% +$388K
CARR icon
611
Carrier Global
CARR
$53.9B
$804K 0.01%
26,251
+8,481
+48% +$240K
AWK icon
612
American Water Works
AWK
$26.7B
$802K 0.01%
5,523
+2,603
+89% +$369K
KBWY icon
613
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$309M
$802K 0.01%
45,888
-99,664
-68% -$1.85M
FNDC icon
614
Schwab Fundamental International Small Company Index ETF
FNDC
$3.13B
$798K 0.01%
+26,685
New +$782K
HEDJ icon
615
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.86B
$798K 0.01%
25,888
+7,198
+39% +$224K
BSCN
616
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$797K 0.01%
36,598
+15,708
+75% +$343K
HAL icon
617
Halliburton
HAL
$26.6B
$796K 0.01%
66,298
+23,005
+53% +$333K
IEV icon
618
iShares Europe ETF
IEV
$1.69B
$790K 0.01%
18,902
+6,190
+49% +$264K
TDIV icon
619
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.35B
$788K 0.01%
18,061
-66
-0.4% -$2.89K
BSCM
620
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$783K 0.01%
35,827
+25,293
+240% +$553K
CINF icon
621
Cincinnati Financial
CINF
$27.3B
$781K 0.01%
10,003
+5,688
+132% +$441K
PCQ
622
Pimco California Municipal Income Fund
PCQ
$166M
$781K 0.01%
+44,112
New +$761K
POWA icon
623
Invesco Bloomberg Pricing Power ETF
POWA
$182M
$780K 0.01%
14,048
+4,712
+50% +$258K
MPC icon
624
Marathon Petroleum
MPC
$86.9B
$778K 0.01%
26,470
+13,357
+102% +$469K
AOR icon
625
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$776K 0.01%
+16,002
New +$772K
23 24
25
26 27

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, Avantax Advisory Services held 1,409 positions worth $6.24B, up 80% from $3.47B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Avantax Advisory Services deployed $2.56B of net new capital in Q3 2020, opening 554 new positions and adding to 744 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 94,671 shares worth $4.78M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, up from 4.4% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR US Small Cap Low Volatility Index ETF, an estimated $9.03M trimmed.

  • Avantax Advisory Services's largest Q3 2020 buy was Invesco Ultra Short Duration ETF: 94,671 shares worth $4.78M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q3 2020, an estimated $122M increase.
  • Avantax Advisory Services's biggest Q3 2020 reduction was State Street SPDR US Small Cap Low Volatility Index ETF, cutting an estimated $9.03M.
  • Avantax Advisory Services fully exited KLA in Q3 2020, selling an estimated $1.26M.
  • Avantax Advisory Services's ten largest holdings make up 31% of its $6.24B portfolio in Q3 2020.
  • Avantax Advisory Services opened 554 new positions and closed 34 in Q3 2020.
  • Avantax Advisory Services's portfolio value rose 80% quarter-over-quarter to $6.24B.

Based on Avantax Advisory Services's 13F filing for Q3 2020, filed 14 Oct 2020.