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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+6.27%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$4.31B
AUM Growth
+$1.84B
Cap. Flow
+$1.64B
Cap. Flow %
37.93%
Top 10 Hldgs %
46.96%
Holding
858
New
275
Increased
472
Reduced
52
Closed
28

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$284M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$164M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$106M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$92.2M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$47.6M

Top Sells

Rank Stock Value
1
PAYC icon
Paycom
PAYC
+$2.73M
2
ROP icon
Roper Technologies
ROP
+$1.82M
3
AAPL icon
Apple
AAPL
+$1.61M
4
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$954K
5
CELG
Celgene Corp
CELG
+$919K

Sector Composition

Rank Sector Weight
1 Technology 2.65%
2 Financials 2.32%
3 Healthcare 1.59%
4 Energy 1.43%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIE icon
576
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$226M
$361K 0.01%
+18,797
New +$349K
VER
577
DELISTED
VEREIT, Inc.
VER
$360K 0.01%
7,802
-337
-4% -$16.2K
ICVT icon
578
iShares Convertible Bond ETF
ICVT
$6.97B
$359K 0.01%
5,722
+491
+9% +$29.5K
FLTR icon
579
VanEck IG Floating Rate ETF
FLTR
$2.94B
$358K 0.01%
+14,155
New +$358K
BRW
580
Saba Capital Income & Opportunities Fund
BRW
$335M
$356K 0.01%
35,251
+10,063
+40% +$97.1K
CM icon
581
Canadian Imperial Bank of Commerce
CM
$106B
$356K 0.01%
+8,614
New +$364K
ATO icon
582
Atmos Energy
ATO
$29.7B
$354K 0.01%
+3,165
New +$347K
WRB icon
583
W.R. Berkley
WRB
$28.1B
$351K 0.01%
+11,419
New +$352K
IEUR icon
584
iShares Core MSCI Europe ETF
IEUR
$8.8B
$347K 0.01%
+6,991
New +$333K
VGK icon
585
Vanguard FTSE Europe ETF
VGK
$30.1B
$347K 0.01%
5,832
-606
-9% -$33.9K
PCN
586
PIMCO Corporate & Income Strategy Fund
PCN
$864M
$346K 0.01%
+18,056
New +$341K
FNCB
587
DELISTED
FNCB Bancorp Inc. Common Stock
FNCB
$345K 0.01%
40,771
-9,229
-18% -$72.6K
VNOM icon
588
Viper Energy
VNOM
$8.43B
$342K 0.01%
+13,813
New +$346K
XAR icon
589
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
$342K 0.01%
3,134
+207
+7% +$22.4K
EVA
590
DELISTED
Enviva Inc.
EVA
$342K 0.01%
9,130
+2,361
+35% +$80.2K
IDLV icon
591
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
$341K 0.01%
+9,976
New +$344K
IIM icon
592
Invesco Value Municipal Income Trust
IIM
$585M
$341K 0.01%
+22,300
New +$344K
EFG icon
593
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$340K 0.01%
+3,956
New +$330K
OHI icon
594
Omega Healthcare
OHI
$15.3B
$340K 0.01%
8,008
+701
+10% +$29.7K
JHMH
595
DELISTED
John Hancock Multifactor Healthcare ETF
JHMH
$339K 0.01%
9,056
+54
+0.6% +$1.9K
MOTI icon
596
VanEck Morningstar International Moat ETF
MOTI
$74.4M
$338K 0.01%
10,540
+1,183
+13% +$37.5K
SCD
597
LMP Capital and Income Fund
SCD
$351M
$338K 0.01%
21,674
-4,416
-17% -$63.8K
SPYD icon
598
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$338K 0.01%
+8,600
New +$332K
FULT icon
599
Fulton Financial
FULT
$4.68B
$333K 0.01%
18,955
-18,087
-49% -$307K
BXMT icon
600
Blackstone Mortgage Trust
BXMT
$2.77B
$331K 0.01%
+8,914
New +$324K
22 23
24
25 26

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, Avantax Advisory Services held 858 positions worth $4.31B, up 74% from $2.47B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Avantax Advisory Services deployed $1.64B of net new capital in Q4 2019, opening 275 new positions and adding to 472 existing holdings. Its largest new stake was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, down from 3.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $1.61M trimmed.

  • Avantax Advisory Services's largest Q4 2019 buy was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $284M increase.
  • Avantax Advisory Services's biggest Q4 2019 reduction was Apple, cutting an estimated $1.61M.
  • Avantax Advisory Services fully exited Paycom in Q4 2019, selling an estimated $2.73M.
  • Avantax Advisory Services's ten largest holdings make up 47% of its $4.31B portfolio in Q4 2019.
  • Avantax Advisory Services opened 275 new positions and closed 28 in Q4 2019.
  • Avantax Advisory Services's portfolio value rose 74% quarter-over-quarter to $4.31B.

Based on Avantax Advisory Services's 13F filing for Q4 2019, filed 14 Feb 2020.