We are live on ! Find out more
AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$2.47B
AUM Growth
+$205M
Cap. Flow
+$212M
Cap. Flow %
8.58%
Top 10 Hldgs %
56.72%
Holding
606
New
92
Increased
353
Reduced
103
Closed
40

Top Buys

Rank Stock Value
1
VRAI icon
Virtus Real Asset Income ETF
VRAI
+$15.7M
2
VPC icon
Virtus Private Credit Strategy ETF
VPC
+$13.1M
3
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$13M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$10.7M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$10.2M

Top Sells

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.77M
2
JHML icon
John Hancock Multifactor Large Cap ETF
JHML
+$2.45M
3
HGLB
Highland Global Allocation Fund
HGLB
+$1.49M
4
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.27M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 3.54%
2 Financials 2.24%
3 Industrials 1.92%
4 Energy 1.81%
5 Healthcare 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQV icon
526
IQVIA
IQV
$40.7B
$212K 0.01%
1,414
-174
-11% -$27.1K
QHY
527
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$236M
$212K 0.01%
4,134
-201
-5% -$10.3K
CTVA icon
528
Corteva
CTVA
$60.5B
$211K 0.01%
7,500
-2,498
-25% -$72.2K
EWZ icon
529
iShares MSCI Brazil ETF
EWZ
$8.98B
$210K 0.01%
4,942
-99
-2% -$4.27K
JPS
530
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$210K 0.01%
+21,460
New +$209K
BDX icon
531
Becton Dickinson
BDX
$46.4B
$209K 0.01%
+834
New +$206K
WDAY icon
532
Workday
WDAY
$41.5B
$209K 0.01%
1,233
-4,281
-78% -$826K
PRLB icon
533
Protolabs
PRLB
$1.7B
$207K 0.01%
2,016
– –
PSCH icon
534
Invesco S&P SmallCap Health Care ETF
PSCH
$162M
$206K 0.01%
+5,442
New +$211K
JHME
535
DELISTED
John Hancock Multifactor Energy ETF
JHME
$206K 0.01%
8,984
+83
+0.9% +$1.94K
CODI icon
536
Compass Diversified
CODI
$752M
$205K 0.01%
+10,293
New +$197K
ICLR icon
537
Icon
ICLR
$13.7B
$205K 0.01%
1,391
– –
OLED icon
538
Universal Display
OLED
$3.75B
$205K 0.01%
1,216
– –
DHI icon
539
D.R. Horton
DHI
$41.2B
$204K 0.01%
3,909
-2,969
-43% -$142K
DVYE icon
540
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$202K 0.01%
5,395
-365
-6% -$14.3K
DXJ icon
541
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
$200K 0.01%
+3,966
New +$192K
IRM icon
542
Iron Mountain
IRM
$35.9B
$200K 0.01%
+6,160
New +$193K
DBC icon
543
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$194K 0.01%
12,694
-31
-0.2% -$474
VHC icon
544
VirnetX Holding Corp
VHC
$53.8M
$193K 0.01%
1,795
+50
+3% +$5.96K
ICLN icon
545
iShares Global Clean Energy ETF
ICLN
$2.22B
$190K 0.01%
17,469
+525
+3% +$5.72K
RF icon
546
Regions Financial
RF
$26.4B
$190K 0.01%
+12,032
New +$182K
UCFC
547
DELISTED
United Community Financial Corp
UCFC
$180K 0.01%
+16,730
New +$165K
AGNC icon
548
AGNC Investment
AGNC
$12.7B
$164K 0.01%
+10,232
New +$168K
NFBK
549
DELISTED
Northfield Bancorp
NFBK
$163K 0.01%
10,130
+69
+0.7% +$1.08K
SIRI icon
550
SiriusXM
SIRI
$11B
$137K 0.01%
2,191
+4
+0.2% +$246
20 21
22
23 24

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2019 Portfolio in Review

As of Q3 2019, Avantax Advisory Services held 606 positions worth $2.47B, up 9% from $2.27B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Avantax Advisory Services deployed $212M of net new capital in Q3 2019, opening 92 new positions and adding to 353 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 64,011 shares worth $2.27M.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, up from 3.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard International High Dividend Yield ETF, an estimated $2.77M trimmed.

  • Avantax Advisory Services's largest Q3 2019 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 64,011 shares worth $2.27M.
  • Avantax Advisory Services added most to Virtus Real Asset Income ETF in Q3 2019, an estimated $15.7M increase.
  • Avantax Advisory Services's biggest Q3 2019 reduction was Vanguard International High Dividend Yield ETF, cutting an estimated $2.77M.
  • Avantax Advisory Services fully exited Highland Global Allocation Fund in Q3 2019, selling an estimated $1.49M.
  • Avantax Advisory Services's ten largest holdings make up 57% of its $2.47B portfolio in Q3 2019.
  • Avantax Advisory Services opened 92 new positions and closed 40 in Q3 2019.
  • Avantax Advisory Services's portfolio value rose 9% quarter-over-quarter to $2.47B.

Based on Avantax Advisory Services's 13F filing for Q3 2019, filed 8 Nov 2019.