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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAGG icon
501
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$968K 0.02%
17,552
+846
+5% +$47.1K
ORLY icon
502
O'Reilly Automotive
ORLY
$73.3B
$968K 0.02%
23,760
-300
-1% -$12K
NIO icon
503
NIO
NIO
$12.1B
$965K 0.02%
27,030
+2,646
+11% +$109K
PBJ icon
504
Invesco Food & Beverage ETF
PBJ
$107M
$953K 0.02%
22,621
-250
-1% -$10.4K
QUS icon
505
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.55B
$953K 0.02%
7,990
+200
+3% +$24.6K
SCHZ icon
506
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$946K 0.02%
34,924
-1,650
-5% -$45.2K
UAL icon
507
United Airlines
UAL
$41.7B
$939K 0.02%
19,719
+344
+2% +$16.2K
AWK icon
508
American Water Works
AWK
$26.1B
$932K 0.02%
5,522
+131
+2% +$22.9K
NVAX icon
509
Novavax
NVAX
$1.22B
$932K 0.02%
4,523
+362
+9% +$79.8K
SIVB
510
DELISTED
SVB Financial Group
SIVB
$931K 0.02%
1,439
+377
+35% +$219K
LNT icon
511
Alliant Energy
LNT
$18.4B
$929K 0.02%
16,526
-3,489
-17% -$206K
AFL icon
512
Aflac
AFL
$64.5B
$926K 0.02%
17,690
+2,162
+14% +$118K
NCLH icon
513
Norwegian Cruise Line
NCLH
$9.07B
$923K 0.02%
34,650
+105
+0.3% +$2.67K
TRND icon
514
Pacer Trendpilot Fund of Funds ETF
TRND
$62.7M
$923K 0.02%
30,625
+19,025
+164% +$584K
MRO
515
DELISTED
Marathon Oil Corporation
MRO
$921K 0.02%
67,318
+997
+2% +$12K
ROKU icon
516
Roku
ROKU
$21.6B
$919K 0.02%
2,920
-1,277
-30% -$481K
TWLO icon
517
Twilio
TWLO
$29.8B
$917K 0.02%
2,875
+192
+7% +$69.9K
VPL icon
518
Vanguard FTSE Pacific ETF
VPL
$8.13B
$917K 0.02%
11,316
+402
+4% +$33.2K
CTRA
519
DELISTED
Coterra Energy
CTRA
$913K 0.02%
42,027
+3,838
+10% +$65.8K
IJJ icon
520
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.91B
$912K 0.02%
8,894
-1,076
-11% -$113K
DFAC icon
521
Dimensional US Core Equity 2 ETF
DFAC
$48.5B
$906K 0.02%
34,003
+12,478
+58% +$339K
CMS icon
522
CMS Energy
CMS
$22.5B
$896K 0.01%
15,003
-5
-0% -$312
USRT icon
523
iShares Core US REIT ETF
USRT
$4.66B
$896K 0.01%
15,310
+3,167
+26% +$193K
NVO
524
Novo Nordisk
NVO
$208B
$895K 0.01%
18,678
-278
-1% -$13.4K
SE icon
525
Sea Limited
SE
$68.1B
$895K 0.01%
2,809
-42
-1% -$12.9K
19 20
21
22 23

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CWM
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CM
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CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.