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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLB icon
476
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
$1.04M 0.02%
26,300
-4,768
-15% -$198K
IYY icon
477
iShares Dow Jones US ETF
IYY
$3.05B
$1.04M 0.02%
9,661
+463
+5% +$51.4K
DSI icon
478
iShares MSCI KLD 400 Social ETF
DSI
$5.52B
$1.03M 0.02%
12,377
+431
+4% +$36.9K
WDIV icon
479
State Street SPDR S&P Global Dividend ETF
WDIV
$279M
$1.03M 0.02%
15,583
+2,194
+16% +$148K
SOXX icon
480
iShares Semiconductor ETF
SOXX
$47.6B
$1.03M 0.02%
6,897
+2,547
+59% +$387K
GPC icon
481
Genuine Parts
GPC
$18.1B
$1.01M 0.02%
8,378
-528
-6% -$65.9K
PLD icon
482
Prologis
PLD
$131B
$1.01M 0.02%
8,073
-325
-4% -$42.2K
SMDV icon
483
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
$1.01M 0.02%
16,395
+351
+2% +$22K
NOC icon
484
Northrop Grumman
NOC
$79.2B
$1.01M 0.02%
2,792
+403
+17% +$146K
CCL icon
485
Carnival Corporation Ltd
CCL
$40.6B
$1.01M 0.02%
39,848
+2,567
+7% +$59.7K
CFRX
486
DELISTED
ContraFect Corporation
CFRX
$1.01M 0.02%
3,096
-12
-0.4% -$3.73K
NSC icon
487
Norfolk Southern
NSC
$76.8B
$1M 0.02%
4,193
+156
+4% +$40K
RCL icon
488
Royal Caribbean
RCL
$87.6B
$1M 0.02%
11,269
+40
+0.4% +$3.24K
PENN icon
489
PENN Entertainment
PENN
$2.63B
$1M 0.02%
13,884
+225
+2% +$16.5K
EPAM icon
490
EPAM Systems
EPAM
$5.74B
$998K 0.02%
1,750
+104
+6% +$61.2K
VIS icon
491
Vanguard Industrials ETF
VIS
$8.42B
$998K 0.02%
5,321
-435
-8% -$85.3K
VOX icon
492
Vanguard Communication Services ETF
VOX
$5.73B
$992K 0.02%
7,051
+1,708
+32% +$248K
FTGC icon
493
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$991K 0.02%
41,067
+1,358
+3% +$32.1K
SUSA icon
494
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$991K 0.02%
10,352
+412
+4% +$40.7K
TDIV icon
495
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.35B
$987K 0.02%
17,564
-4,001
-19% -$232K
EOG icon
496
EOG Resources
EOG
$71.5B
$983K 0.02%
12,264
-4,204
-26% -$306K
RWJ icon
497
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$981K 0.02%
25,158
+1,134
+5% +$43.9K
ZTS icon
498
Zoetis
ZTS
$31.2B
$981K 0.02%
5,055
+617
+14% +$125K
LUV icon
499
Southwest Airlines
LUV
$23.9B
$979K 0.02%
19,016
-1,083
-5% -$54.7K
SPIB icon
500
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$975K 0.02%
26,888
-16,725
-38% -$615K
18 19
20
21 22

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.