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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6.24B
AUM Growth
+$2.77B
Cap. Flow
+$2.56B
Cap. Flow %
41.02%
Top 10 Hldgs %
31.41%
Holding
1,409
New
554
Increased
744
Reduced
54
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$122M
2
AAPL icon
Apple
AAPL
+$106M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$60.6M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$59.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$55.6M

Top Sells

Rank Stock Value
1
SMLV icon
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
+$9.03M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$5.99M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$5.61M
4
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$2.19M
5
KBWY icon
Invesco KBW Premium Yield Equity REIT ETF
KBWY
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 6.69%
2 Consumer Discretionary 3.36%
3 Financials 3.31%
4 Healthcare 2.83%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICSH icon
476
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$1.26M 0.02%
+25,011
New +$1.26M
RWJ icon
477
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$1.26M 0.02%
63,672
+23,322
+58% +$467K
ICVT icon
478
iShares Convertible Bond ETF
ICVT
$7.28B
$1.26M 0.02%
15,590
+11,859
+318% +$925K
PTON icon
479
Peloton Interactive
PTON
$2.38B
$1.25M 0.02%
+12,638
New +$930K
DOW icon
480
Dow Inc
DOW
$21.9B
$1.25M 0.02%
26,280
+21,225
+420% +$953K
DHS icon
481
WisdomTree US High Dividend Fund
DHS
$1.57B
$1.24M 0.02%
+19,748
New +$1.26M
IDEV icon
482
iShares Core MSCI International Developed Markets ETF
IDEV
$32.3B
$1.23M 0.02%
22,823
+8,306
+57% +$448K
SHW icon
483
Sherwin-Williams
SHW
$88.2B
$1.22M 0.02%
5,256
+4,011
+322% +$876K
VRP icon
484
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$1.22M 0.02%
49,514
+9,484
+24% +$232K
NLY icon
485
Annaly Capital Management
NLY
$17.1B
$1.21M 0.02%
42,670
+29,387
+221% +$851K
HYLS icon
486
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$1.21M 0.02%
25,647
+9,090
+55% +$430K
KAPR icon
487
Innovator US Small Cap Power Buffer ETF April
KAPR
$217M
$1.21M 0.02%
+46,866
New +$1.21M
BAPR icon
488
Innovator US Equity Buffer ETF April
BAPR
$410M
$1.21M 0.02%
+42,186
New +$1.2M
NVAX icon
489
Novavax
NVAX
$1.27B
$1.2M 0.02%
+11,128
New +$1.36M
PYZ icon
490
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$76.4M
$1.2M 0.02%
21,723
+10,334
+91% +$575K
CEF icon
491
Sprott Physical Gold and Silver Trust
CEF
$7.83B
$1.2M 0.02%
65,601
+5,089
+8% +$97.7K
OKTA icon
492
Okta
OKTA
$24.9B
$1.19M 0.02%
5,593
+3,936
+238% +$821K
RCL icon
493
Royal Caribbean
RCL
$85.7B
$1.19M 0.02%
18,556
+4,374
+31% +$258K
VOOG icon
494
Vanguard S&P 500 Growth ETF
VOOG
$27B
$1.18M 0.02%
33,996
+22,980
+209% +$781K
SMG icon
495
ScottsMiracle-Gro
SMG
$3.61B
$1.17M 0.02%
7,674
-1,404
-15% -$217K
SWKS icon
496
Skyworks Solutions
SWKS
$10.1B
$1.17M 0.02%
8,053
+5,889
+272% +$819K
TAN icon
497
Invesco Solar ETF
TAN
$1.45B
$1.17M 0.02%
18,072
+9,299
+106% +$468K
AIVI icon
498
WisdomTree International AI Enhanced Value Fund
AIVI
$63.4M
$1.16M 0.02%
32,330
+22,146
+217% +$814K
IGE icon
499
iShares North American Natural Resources ETF
IGE
$753M
$1.16M 0.02%
58,552
+32,881
+128% +$716K
FEX icon
500
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$1.16M 0.02%
18,335
+853
+5% +$53.6K
18 19
20
21 22

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, Avantax Advisory Services held 1,409 positions worth $6.24B, up 80% from $3.47B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Avantax Advisory Services deployed $2.56B of net new capital in Q3 2020, opening 554 new positions and adding to 744 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 94,671 shares worth $4.78M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, up from 4.4% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR US Small Cap Low Volatility Index ETF, an estimated $9.03M trimmed.

  • Avantax Advisory Services's largest Q3 2020 buy was Invesco Ultra Short Duration ETF: 94,671 shares worth $4.78M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q3 2020, an estimated $122M increase.
  • Avantax Advisory Services's biggest Q3 2020 reduction was State Street SPDR US Small Cap Low Volatility Index ETF, cutting an estimated $9.03M.
  • Avantax Advisory Services fully exited KLA in Q3 2020, selling an estimated $1.26M.
  • Avantax Advisory Services's ten largest holdings make up 31% of its $6.24B portfolio in Q3 2020.
  • Avantax Advisory Services opened 554 new positions and closed 34 in Q3 2020.
  • Avantax Advisory Services's portfolio value rose 80% quarter-over-quarter to $6.24B.

Based on Avantax Advisory Services's 13F filing for Q3 2020, filed 14 Oct 2020.