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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRGE icon
26
ClearBridge Large Cap Growth Select ETF
LRGE
$362M
$31.1M 0.52%
550,168
+351
+0.1% +$20.2K
VTV icon
27
Vanguard Value ETF
VTV
$188B
$30.5M 0.51%
225,559
+12,010
+6% +$1.67M
VTI icon
28
Vanguard Total Stock Market ETF
VTI
$646B
$29.5M 0.49%
132,877
-4,306
-3% -$982K
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.1T
$27.2M 0.45%
99,676
+5,847
+6% +$1.64M
SCZ icon
30
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$26M 0.43%
348,987
+38,969
+13% +$2.97M
VEA icon
31
Vanguard FTSE Developed Markets ETF
VEA
$223B
$25.1M 0.42%
497,619
+60,499
+14% +$3.15M
IUSG icon
32
iShares Core S&P US Growth ETF
IUSG
$30.4B
$23.8M 0.4%
231,816
+8,232
+4% +$870K
VYM icon
33
Vanguard High Dividend Yield ETF
VYM
$80.8B
$22.9M 0.38%
221,248
+7,762
+4% +$821K
EFAV icon
34
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$22.8M 0.38%
302,426
+11,246
+4% +$873K
HMOP icon
35
Hartford Municipal Opportunities ETF
HMOP
$781M
$22.3M 0.37%
532,910
+12,234
+2% +$516K
FMB icon
36
First Trust Managed Municipal ETF
FMB
$2.04B
$22.1M 0.37%
389,925
+9,452
+2% +$543K
SHM icon
37
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$22.1M 0.37%
447,502
+11,107
+3% +$551K
ROUS icon
38
Hartford Multifactor US Equity ETF
ROUS
$690M
$21.5M 0.36%
538,511
-4,434
-0.8% -$182K
DWMF icon
39
WisdomTree International Multifactor Fund
DWMF
$33.1M
$21.3M 0.35%
821,584
+29,109
+4% +$775K
IWC icon
40
iShares Micro-Cap ETF
IWC
$1.42B
$21.2M 0.35%
146,687
+749
+0.5% +$109K
DSTL icon
41
Distillate US Fundamental Stability & Value ETF
DSTL
$2.02B
$20.1M 0.34%
491,009
+277
+0.1% +$11.7K
JHMM icon
42
John Hancock Multifactor Mid Cap ETF
JHMM
$5.88B
$20.1M 0.33%
388,808
+45,275
+13% +$2.38M
XOM icon
43
ExxonMobil
XOM
$650B
$20M 0.33%
339,771
+27,031
+9% +$1.54M
PFF icon
44
iShares Preferred and Income Securities ETF
PFF
$13.1B
$20M 0.33%
513,854
+26,424
+5% +$1.04M
VZ icon
45
Verizon
VZ
$197B
$19.7M 0.33%
364,929
+18,451
+5% +$1.02M
NVDA icon
46
NVIDIA
NVDA
$4.6T
$19.5M 0.33%
943,820
+62,540
+7% +$1.3M
VCSH icon
47
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$19.5M 0.32%
236,292
+3,431
+1% +$284K
ILCG icon
48
iShares Morningstar Growth ETF
ILCG
$3B
$19.4M 0.32%
295,990
+6,614
+2% +$447K
IVW icon
49
iShares S&P 500 Growth ETF
IVW
$70.5B
$19.3M 0.32%
261,210
-18,472
-7% -$1.41M
JPM icon
50
JPMorgan Chase
JPM
$916B
$19.2M 0.32%
117,505
+9,669
+9% +$1.52M
1
2
3 4 5

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.