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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTNT icon
451
Fortinet
FTNT
$120B
$1.14M 0.02%
19,435
+750
+4% +$43.4K
IXUS icon
452
iShares Core MSCI Total International Stock ETF
IXUS
$58.7B
$1.13M 0.02%
15,943
-2,068
-11% -$151K
PFLD icon
453
AAM Low Duration Preferred and Income Securities ETF
PFLD
$414M
$1.13M 0.02%
44,973
+32,647
+265% +$826K
VFMV icon
454
Vanguard US Minimum Volatility ETF
VFMV
$433M
$1.13M 0.02%
11,584
-2,940
-20% -$297K
DKNG icon
455
DraftKings
DKNG
$11.7B
$1.12M 0.02%
23,290
+3,896
+20% +$207K
ICSH icon
456
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$1.12M 0.02%
+22,177
New +$1.12M
MELI icon
457
Mercado Libre
MELI
$96.3B
$1.12M 0.02%
665
+105
+19% +$182K
TDOC icon
458
Teladoc Health
TDOC
$1.21B
$1.11M 0.02%
8,787
+364
+4% +$53K
K
459
DELISTED
Kellanova
K
$1.11M 0.02%
18,451
+3,522
+24% +$211K
ARKG icon
460
ARK Genomic Revolution ETF
ARKG
$1.6B
$1.11M 0.02%
14,852
-581
-4% -$48.7K
SPDV icon
461
AAM S&P 500 High Dividend Value ETF
SPDV
$104M
$1.11M 0.02%
+37,237
New +$1.11M
REGL icon
462
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.8B
$1.1M 0.02%
16,296
+3,499
+27% +$248K
HNDL icon
463
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$633M
$1.1M 0.02%
44,016
+11,170
+34% +$287K
VV icon
464
Vanguard Morningstar Large-Cap ETF
VV
$53.2B
$1.09M 0.02%
5,428
+83
+2% +$17.2K
IYE icon
465
iShares US Energy ETF
IYE
$1.74B
$1.09M 0.02%
38,561
+15,709
+69% +$422K
CLX icon
466
Clorox
CLX
$11.9B
$1.09M 0.02%
6,599
+406
+7% +$69.9K
FAST icon
467
Fastenal
FAST
$55.2B
$1.08M 0.02%
41,938
+3,364
+9% +$91.3K
RY icon
468
Royal Bank of Canada
RY
$292B
$1.08M 0.02%
10,896
-7,423
-41% -$756K
IFF icon
469
International Flavors & Fragrances
IFF
$20.6B
$1.08M 0.02%
8,084
-200
-2% -$29.4K
VLO icon
470
Valero Energy
VLO
$88.5B
$1.08M 0.02%
15,290
+525
+4% +$34.9K
XLC icon
471
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$1.05M 0.02%
13,112
+516
+4% +$42.7K
VAW icon
472
Vanguard Materials ETF
VAW
$2.99B
$1.05M 0.02%
6,062
-349
-5% -$63.4K
ETN icon
473
Eaton
ETN
$170B
$1.05M 0.02%
7,023
+88
+1% +$14.1K
SPIP icon
474
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
$1.05M 0.02%
33,602
+18,061
+116% +$567K
TTC icon
475
Toro Company
TTC
$9.06B
$1.04M 0.02%
10,681
-96
-0.9% -$10.5K
17 18
19
20 21

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.