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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$2.47B
AUM Growth
+$205M
Cap. Flow
+$212M
Cap. Flow %
8.58%
Top 10 Hldgs %
56.72%
Holding
606
New
92
Increased
353
Reduced
103
Closed
40

Top Buys

Rank Stock Value
1
VRAI icon
Virtus Real Asset Income ETF
VRAI
+$15.7M
2
VPC icon
Virtus Private Credit Strategy ETF
VPC
+$13.1M
3
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$13M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$10.7M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$10.2M

Top Sells

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.77M
2
JHML icon
John Hancock Multifactor Large Cap ETF
JHML
+$2.45M
3
HGLB
Highland Global Allocation Fund
HGLB
+$1.49M
4
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.27M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 3.54%
2 Financials 2.24%
3 Industrials 1.92%
4 Energy 1.81%
5 Healthcare 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
451
Novartis
NVS
$301B
$282K 0.01%
3,244
+231
+8% +$20.7K
ULTA icon
452
Ulta Beauty
ULTA
$22.2B
$282K 0.01%
+1,126
New +$345K
XYL icon
453
Xylem
XYL
$27.3B
$282K 0.01%
+3,524
New +$277K
NOK icon
454
Nokia
NOK
$50.7B
$281K 0.01%
+55,392
New +$286K
IBCP icon
455
Independent Bank Corp
IBCP
$787M
$280K 0.01%
+13,131
New +$274K
SPMB icon
456
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.98B
$279K 0.01%
10,625
-615
-5% -$16.1K
OMC icon
457
Omnicom Group
OMC
$21.8B
$278K 0.01%
+3,563
New +$283K
BSCN
458
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$278K 0.01%
13,067
+1,060
+9% +$22.5K
PDT
459
John Hancock Premium Dividend Fund
PDT
$636M
$277K 0.01%
15,296
– –
VMM
460
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$277K 0.01%
21,166
+3
+0% +$39
IYW icon
461
iShares US Technology ETF
IYW
$23.5B
$274K 0.01%
5,364
+4
+0.1% +$203
DOCU
462
DocuSign
DOCU
$10.4B
$273K 0.01%
4,416
-553
-11% -$29K
GDV icon
463
Gabelli Dividend & Income Trust
GDV
$2.6B
$266K 0.01%
+12,365
New +$264K
JPC icon
464
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$264K 0.01%
26,222
-13,288
-34% -$132K
SCHB icon
465
Schwab US Broad Market ETF
SCHB
$43B
$263K 0.01%
22,176
-5,820
-21% -$68.8K
RORE
466
DELISTED
Hartford Multifactor REIT ETF
RORE
$261K 0.01%
16,043
-87
-0.5% -$1.37K
BIT icon
467
BlackRock Multi-Sector Income Trust
BIT
$696M
$260K 0.01%
15,178
+2,671
+21% +$45.9K
MED icon
468
Medifast
MED
$110M
$258K 0.01%
+2,510
New +$270K
NLY icon
469
Annaly Capital Management
NLY
$17.3B
$258K 0.01%
7,313
+533
+8% +$19.2K
PCEF icon
470
Invesco CEF Income Composite ETF
PCEF
$797M
$258K 0.01%
+11,383
New +$257K
TPL icon
471
Texas Pacific Land
TPL
$27.2B
$257K 0.01%
3,564
– –
CALM icon
472
Cal-Maine
CALM
$4.13B
$256K 0.01%
6,405
-1
-0% -$42
DXC icon
473
DXC Technology
DXC
$1.82B
$255K 0.01%
+8,625
New +$367K
BALL icon
474
Ball Corp
BALL
$17.4B
$254K 0.01%
3,467
-750
-18% -$55.9K
BRSP
475
BrightSpire Capital
BRSP
$633M
$254K 0.01%
+17,738
New +$258K
17 18
19
20 21

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CWM
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CM
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CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
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FHA
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MME
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MC
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NFC
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Avantax Advisory Services's Q3 2019 Portfolio in Review

As of Q3 2019, Avantax Advisory Services held 606 positions worth $2.47B, up 9% from $2.27B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Avantax Advisory Services deployed $212M of net new capital in Q3 2019, opening 92 new positions and adding to 353 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 64,011 shares worth $2.27M.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, up from 3.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard International High Dividend Yield ETF, an estimated $2.77M trimmed.

  • Avantax Advisory Services's largest Q3 2019 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 64,011 shares worth $2.27M.
  • Avantax Advisory Services added most to Virtus Real Asset Income ETF in Q3 2019, an estimated $15.7M increase.
  • Avantax Advisory Services's biggest Q3 2019 reduction was Vanguard International High Dividend Yield ETF, cutting an estimated $2.77M.
  • Avantax Advisory Services fully exited Highland Global Allocation Fund in Q3 2019, selling an estimated $1.49M.
  • Avantax Advisory Services's ten largest holdings make up 57% of its $2.47B portfolio in Q3 2019.
  • Avantax Advisory Services opened 92 new positions and closed 40 in Q3 2019.
  • Avantax Advisory Services's portfolio value rose 9% quarter-over-quarter to $2.47B.

Based on Avantax Advisory Services's 13F filing for Q3 2019, filed 8 Nov 2019.