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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTE icon
426
TotalEnergies
TTE
$194B
$1.26M 0.02%
26,231
+1,218
+5% +$54K
AEP icon
427
American Electric Power
AEP
$69.4B
$1.26M 0.02%
15,478
+528
+4% +$46.1K
PSCT icon
428
Invesco S&P SmallCap Information Technology ETF
PSCT
$508M
$1.26M 0.02%
26,949
+2,760
+11% +$130K
FDNI icon
429
First Trust Dow Jones International Internet ETF
FDNI
$31M
$1.25M 0.02%
31,045
-1,567
-5% -$67K
TFC icon
430
Truist Financial
TFC
$63.1B
$1.24M 0.02%
21,102
-5,406
-20% -$302K
VMC icon
431
Vulcan Materials
VMC
$36.4B
$1.24M 0.02%
7,345
+240
+3% +$43K
ED icon
432
Consolidated Edison
ED
$39.8B
$1.23M 0.02%
16,986
-1,218
-7% -$90.9K
PTON icon
433
Peloton Interactive
PTON
$2.8B
$1.22M 0.02%
14,006
+1,610
+13% +$178K
DBC icon
434
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$1.22M 0.02%
60,323
-682
-1% -$13.1K
PPG icon
435
PPG Industries
PPG
$25.2B
$1.21M 0.02%
8,446
+475
+6% +$76.2K
FALN icon
436
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$1.21M 0.02%
39,854
+12,490
+46% +$376K
VMBS icon
437
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$1.2M 0.02%
22,519
+6,932
+44% +$370K
FEX icon
438
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$1.2M 0.02%
14,068
-748
-5% -$65.5K
KMI icon
439
Kinder Morgan
KMI
$70B
$1.19M 0.02%
71,284
+1,125
+2% +$19.1K
PDBC icon
440
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.29B
$1.18M 0.02%
56,402
+6,451
+13% +$129K
GIS icon
441
General Mills
GIS
$19.1B
$1.17M 0.02%
19,625
+1,140
+6% +$67.4K
MGC icon
442
Vanguard Morningstar Mega Cap ETF
MGC
$10.2B
$1.17M 0.02%
7,696
+1,069
+16% +$168K
FTXO icon
443
First Trust Nasdaq Bank ETF
FTXO
$310M
$1.17M 0.02%
35,770
-2,105
-6% -$65.6K
VRP icon
444
Invesco Variable Rate Preferred ETF
VRP
$3B
$1.17M 0.02%
44,442
+2,910
+7% +$76.7K
IOO icon
445
iShares Global 100 ETF
IOO
$9.06B
$1.16M 0.02%
16,337
-111
-0.7% -$8.12K
JHSC icon
446
John Hancock Multifactor Small Cap ETF
JHSC
$736M
$1.15M 0.02%
33,267
-6,021
-15% -$209K
IXG icon
447
iShares Global Financials ETF
IXG
$682M
$1.15M 0.02%
14,703
+5,947
+68% +$466K
MKC icon
448
McCormick & Company Non-Voting
MKC
$13.9B
$1.14M 0.02%
14,098
-250
-2% -$21.5K
PNW icon
449
Pinnacle West Capital
PNW
$12.2B
$1.14M 0.02%
15,798
+12,030
+319% +$953K
FDVV icon
450
Fidelity High Dividend ETF
FDVV
$10.2B
$1.14M 0.02%
30,735
+3,270
+12% +$125K
16 17
18
19 20

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.