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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
401
Applied Materials
AMAT
$409B
$1.47M 0.02%
11,387
-488
-4% -$66.3K
ACES icon
402
ALPS Clean Energy ETF
ACES
$120M
$1.46M 0.02%
22,106
+2,079
+10% +$146K
ABNB icon
403
Airbnb
ABNB
$89.6B
$1.44M 0.02%
8,620
+5,554
+181% +$848K
HSY icon
404
Hershey
HSY
$35.4B
$1.44M 0.02%
8,512
+63
+0.7% +$11.1K
XLP icon
405
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$1.44M 0.02%
20,865
-2,304
-10% -$164K
VLU icon
406
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$764M
$1.44M 0.02%
9,916
+4,660
+89% +$687K
WELL icon
407
Welltower
WELL
$168B
$1.43M 0.02%
17,511
-2,097
-11% -$180K
AIRR icon
408
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.4B
$1.41M 0.02%
34,481
+789
+2% +$32.5K
LVHD icon
409
Franklin US Low Volatility High Dividend Index ETF
LVHD
$630M
$1.4M 0.02%
38,957
+361
+0.9% +$13.4K
SMLV icon
410
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
$1.4M 0.02%
12,442
+204
+2% +$23K
GDX icon
411
VanEck Gold Miners ETF
GDX
$23B
$1.36M 0.02%
46,299
-805
-2% -$26.2K
QQQH
412
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$378M
$1.33M 0.02%
24,302
+10,207
+72% +$580K
CME icon
413
CME Group
CME
$95.5B
$1.32M 0.02%
6,812
-23
-0.3% -$4.66K
COMT icon
414
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$1.32M 0.02%
36,578
+18,511
+102% +$635K
CARR icon
415
Carrier Global
CARR
$51.8B
$1.31M 0.02%
25,289
+2,309
+10% +$124K
VCR icon
416
Vanguard Consumer Discretionary ETF
VCR
$6.26B
$1.31M 0.02%
4,213
+839
+25% +$266K
SYY icon
417
Sysco
SYY
$40.5B
$1.3M 0.02%
16,581
+472
+3% +$36K
SLV icon
418
iShares Silver Trust
SLV
$27.9B
$1.3M 0.02%
63,489
+925
+1% +$20.8K
EMXC icon
419
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.5B
$1.29M 0.02%
+21,289
New +$1.31M
SMG icon
420
ScottsMiracle-Gro
SMG
$4.01B
$1.29M 0.02%
8,814
-645
-7% -$106K
DES icon
421
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$1.29M 0.02%
41,919
+2,578
+7% +$80.9K
SLB icon
422
SLB Ltd
SLB
$73B
$1.29M 0.02%
43,373
+7,347
+20% +$210K
IPAC icon
423
iShares Core MSCI Pacific ETF
IPAC
$2.67B
$1.28M 0.02%
19,079
+2,890
+18% +$194K
IWY icon
424
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$1.27M 0.02%
8,358
+2,508
+43% +$396K
SYK icon
425
Stryker
SYK
$130B
$1.26M 0.02%
4,796
+1,144
+31% +$306K
15 16
17
18 19

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.