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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6.24B
AUM Growth
+$2.77B
Cap. Flow
+$2.56B
Cap. Flow %
41.02%
Top 10 Hldgs %
31.41%
Holding
1,409
New
554
Increased
744
Reduced
54
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$122M
2
AAPL icon
Apple
AAPL
+$106M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$60.6M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$59.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$55.6M

Top Sells

Rank Stock Value
1
SMLV icon
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
+$9.03M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$5.99M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$5.61M
4
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$2.19M
5
KBWY icon
Invesco KBW Premium Yield Equity REIT ETF
KBWY
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 6.69%
2 Consumer Discretionary 3.36%
3 Financials 3.31%
4 Healthcare 2.83%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKG icon
401
ARK Genomic Revolution ETF
ARKG
$1.66B
$1.67M 0.03%
26,138
+19,248
+279% +$1.13M
AJG icon
402
Arthur J. Gallagher & Co
AJG
$63.9B
$1.67M 0.03%
15,767
+1,617
+11% +$168K
VLUE icon
403
iShares MSCI USA Value Factor ETF
VLUE
$9.45B
$1.63M 0.03%
+22,118
New +$1.64M
WBA
404
DELISTED
Walgreens Boots Alliance
WBA
$1.61M 0.03%
44,481
+28,137
+172% +$1.1M
FNDF icon
405
Schwab Fundamental International Large Company Index ETF
FNDF
$25.3B
$1.58M 0.03%
+64,148
New +$1.6M
PCI
406
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.58M 0.03%
+78,598
New +$1.5M
PJAN icon
407
Innovator US Equity Power Buffer ETF January
PJAN
$1.45B
$1.58M 0.03%
53,801
+46,508
+638% +$1.35M
AVK
408
Advent Convertible and Income Fund
AVK
$563M
$1.57M 0.03%
117,179
+37,627
+47% +$509K
IXP icon
409
iShares Global Comm Services ETF
IXP
$575M
$1.57M 0.03%
+23,815
New +$1.58M
SLYG icon
410
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$1.56M 0.03%
26,415
+19,922
+307% +$1.19M
BRT
411
BRT Apartments
BRT
$267M
$1.56M 0.03%
132,876
+59,935
+82% +$697K
ECL icon
412
Ecolab
ECL
$80B
$1.55M 0.02%
7,783
+5,409
+228% +$1.08M
KMI icon
413
Kinder Morgan
KMI
$69.2B
$1.55M 0.02%
125,453
+89,352
+248% +$1.25M
PCY icon
414
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1.55M 0.02%
57,192
+47,624
+498% +$1.32M
VCR icon
415
Vanguard Consumer Discretionary ETF
VCR
$6.31B
$1.52M 0.02%
+6,492
New +$1.47M
LTPZ icon
416
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$719M
$1.52M 0.02%
17,377
+3,614
+26% +$314K
IYG icon
417
iShares US Financial Services ETF
IYG
$2.22B
$1.52M 0.02%
37,425
+27,942
+295% +$1.15M
FNV icon
418
Franco-Nevada
FNV
$44.4B
$1.51M 0.02%
10,839
+5,985
+123% +$889K
PML
419
PIMCO Municipal Income Fund II
PML
$486M
$1.51M 0.02%
+112,176
New +$1.53M
FNOV icon
420
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
$1.51M 0.02%
46,337
+1,096
+2% +$35.2K
CVM icon
421
CEL-SCI Corp
CVM
$24.8M
$1.49M 0.02%
3,896
+504
+15% +$199K
VGK icon
422
Vanguard FTSE Europe ETF
VGK
$31.1B
$1.49M 0.02%
28,438
+10,751
+61% +$574K
TNDM icon
423
Tandem Diabetes Care
TNDM
$1.35B
$1.48M 0.02%
+13,016
New +$1.37M
FXH icon
424
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$1.47M 0.02%
15,544
+713
+5% +$66.8K
ELV icon
425
Elevance Health
ELV
$83.9B
$1.46M 0.02%
5,434
+4,269
+366% +$1.15M
15 16
17
18 19

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, Avantax Advisory Services held 1,409 positions worth $6.24B, up 80% from $3.47B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Avantax Advisory Services deployed $2.56B of net new capital in Q3 2020, opening 554 new positions and adding to 744 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 94,671 shares worth $4.78M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, up from 4.4% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR US Small Cap Low Volatility Index ETF, an estimated $9.03M trimmed.

  • Avantax Advisory Services's largest Q3 2020 buy was Invesco Ultra Short Duration ETF: 94,671 shares worth $4.78M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q3 2020, an estimated $122M increase.
  • Avantax Advisory Services's biggest Q3 2020 reduction was State Street SPDR US Small Cap Low Volatility Index ETF, cutting an estimated $9.03M.
  • Avantax Advisory Services fully exited KLA in Q3 2020, selling an estimated $1.26M.
  • Avantax Advisory Services's ten largest holdings make up 31% of its $6.24B portfolio in Q3 2020.
  • Avantax Advisory Services opened 554 new positions and closed 34 in Q3 2020.
  • Avantax Advisory Services's portfolio value rose 80% quarter-over-quarter to $6.24B.

Based on Avantax Advisory Services's 13F filing for Q3 2020, filed 14 Oct 2020.