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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$2.47B
AUM Growth
+$205M
Cap. Flow
+$212M
Cap. Flow %
8.58%
Top 10 Hldgs %
56.72%
Holding
606
New
92
Increased
353
Reduced
103
Closed
40

Top Buys

Rank Stock Value
1
VRAI icon
Virtus Real Asset Income ETF
VRAI
+$15.7M
2
VPC icon
Virtus Private Credit Strategy ETF
VPC
+$13.1M
3
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$13M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$10.7M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$10.2M

Top Sells

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.77M
2
JHML icon
John Hancock Multifactor Large Cap ETF
JHML
+$2.45M
3
HGLB
Highland Global Allocation Fund
HGLB
+$1.49M
4
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.27M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 3.54%
2 Financials 2.24%
3 Industrials 1.92%
4 Energy 1.81%
5 Healthcare 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSRR icon
401
Sierra Bancorp
BSRR
$527M
$343K 0.01%
12,922
+219
+2% +$5.63K
ENSG icon
402
The Ensign Group
ENSG
$10.4B
$343K 0.01%
7,728
+177
+2% +$8.76K
ZTR
403
Virtus Total Return Fund
ZTR
$342M
$343K 0.01%
31,107
+1,956
+7% +$21.7K
EVRG icon
404
Evergy
EVRG
$19.2B
$342K 0.01%
5,152
+8
+0.2% +$506
VGK icon
405
Vanguard FTSE Europe ETF
VGK
$30.8B
$342K 0.01%
6,438
-223
-3% -$11.9K
FTSD icon
406
Franklin Short Duration US Government ETF
FTSD
$300M
$340K 0.01%
3,580
+1,366
+62% +$129K
KMI icon
407
Kinder Morgan
KMI
$70.5B
$337K 0.01%
16,378
-2,573
-14% -$52.8K
VT icon
408
Vanguard Total World Stock ETF
VT
$76.9B
$337K 0.01%
4,497
+62
+1% +$4.63K
ATR icon
409
AptarGroup
ATR
$8.54B
$336K 0.01%
+2,844
New +$344K
CWT icon
410
California Water Service
CWT
$3.02B
$336K 0.01%
+6,388
New +$342K
IWV icon
411
iShares Russell 3000 ETF
IWV
$19.5B
$336K 0.01%
1,935
+7
+0.4% +$1.21K
SCHF icon
412
Schwab International Equity ETF
SCHF
$67B
$335K 0.01%
21,000
+1,376
+7% +$21.6K
SUSA icon
413
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$335K 0.01%
5,430
+24
+0.4% +$1.47K
XLRE icon
414
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.6B
$334K 0.01%
8,476
+1,190
+16% +$45.7K
SCS
415
DELISTED
Steelcase
SCS
$331K 0.01%
+18,006
New +$300K
DOX icon
416
Amdocs
DOX
$5.87B
$330K 0.01%
4,996
+642
+15% +$41.3K
GXC icon
417
State Street SPDR S&P China ETF
GXC
$460M
$330K 0.01%
3,657
+17
+0.5% +$1.57K
KHC icon
418
Kraft Heinz
KHC
$31.3B
$330K 0.01%
11,744
-4,817
-29% -$139K
SPHD icon
419
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.35B
$329K 0.01%
7,738
-1,455
-16% -$60.7K
FLIR
420
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$323K 0.01%
6,128
+2,242
+58% +$114K
EMLP icon
421
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$313K 0.01%
+12,248
New +$310K
FEMS icon
422
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$240M
$312K 0.01%
+9,143
New +$321K
XAR icon
423
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.88B
$312K 0.01%
2,927
+5
+0.2% +$531
BAX icon
424
Baxter International
BAX
$13.8B
$310K 0.01%
3,537
+8
+0.2% +$683
CIM
425
Chimera Investment
CIM
$1.06B
$310K 0.01%
5,256
+677
+15% +$39.4K
15 16
17
18 19

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2019 Portfolio in Review

As of Q3 2019, Avantax Advisory Services held 606 positions worth $2.47B, up 9% from $2.27B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Avantax Advisory Services deployed $212M of net new capital in Q3 2019, opening 92 new positions and adding to 353 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 64,011 shares worth $2.27M.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, up from 3.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard International High Dividend Yield ETF, an estimated $2.77M trimmed.

  • Avantax Advisory Services's largest Q3 2019 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 64,011 shares worth $2.27M.
  • Avantax Advisory Services added most to Virtus Real Asset Income ETF in Q3 2019, an estimated $15.7M increase.
  • Avantax Advisory Services's biggest Q3 2019 reduction was Vanguard International High Dividend Yield ETF, cutting an estimated $2.77M.
  • Avantax Advisory Services fully exited Highland Global Allocation Fund in Q3 2019, selling an estimated $1.49M.
  • Avantax Advisory Services's ten largest holdings make up 57% of its $2.47B portfolio in Q3 2019.
  • Avantax Advisory Services opened 92 new positions and closed 40 in Q3 2019.
  • Avantax Advisory Services's portfolio value rose 9% quarter-over-quarter to $2.47B.

Based on Avantax Advisory Services's 13F filing for Q3 2019, filed 8 Nov 2019.