AAS

Avantax Advisory Services Portfolio holdings

AUM $16.5B

This Quarter Return

-1.6%

1 Year Return

+7.77%

3 Year Return

+21.91%

5 Year Return

+99.17%

10 Year Return

–

AUM

$16.5B

AUM Growth

+$558M (+4%)

Cap. Flow

+$942M

Cap. Flow % of AUM

5.72%

Top 10 Holdings %Top 10 Hldgs %

34.87%

Holding

2,349

New

170

Increased

1,359

Reduced

648

Closed

122

Top Buys

1	Schwab US Dividend Equity ETF SCHD	$45.8M
2	JPMorgan Nasdaq Equity Premium Income ETF JEPQ	$42.7M
3	iShares Core S&P 500 ETF IVV	$42.6M
4	Invesco QQQ Trust QQQ	$31.9M
5	Vanguard Value ETF VTV	$26.7M

Top Sells

1	iShares MSCI EAFE Growth ETF EFG	$13.7M
2	iShares Russell 1000 Value ETF IWD	$12.2M
3	iShares National Muni Bond ETF MUB	$8.55M
4	Vanguard International Dividend Appreciation ETF VIGI	$6.29M
5	iShares Core MSCI Emerging Markets ETF IEMG	$6.28M

Sector Composition

1	Technology	7.31%
2	Financials	4.23%
3	Healthcare	2.87%
4	Consumer Discretionary	2.56%
5	Industrials	2.26%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
376	376 Marvell Technology MRVL $62.9B	$5.79M	0.04%	93,967 +12,543	+15%	+$772K
377	377 First Trust Smith Unconstrained Bond ETF UCON $2.95B	$5.77M	0.04%	233,140 -44,616	-16%	-$1.1M
378	378 Capital Group Core Plus Income ETF CGCP $5.19B	$5.75M	0.03%	256,066 +38,997	+18%	+$875K
379	379 SPDR Portfolio S&P 600 Small Cap ETF SPSM $11.6B	$5.73M	0.03%	140,670 -906	-0.6%	-$36.9K
380	380 iShares Select U.S. REIT ETF ICF $1.93B	$5.72M	0.03%	93,024 +18,405	+25%	+$1.13M
381	381 Bank of New York Mellon BK $69.2B	$5.7M	0.03%	67,927 +4,496	+7%	+$377K
382	382 Pacer Trendpilot European Index ETF PTEU $37.5M	$5.7M	0.03%	209,035 -9,824	-4%	-$268K
383	383 Invesco S&P 500 Pure Growth ETF RPG $1.71B	$5.69M	0.03%	148,708 -1,305	-0.9%	-$49.9K
384	384 Fiserv FI $92.2B	$5.66M	0.03%	25,634 +1,411	+6%	+$312K
385	385 iShares US Treasury Bond ETF GOVT $27.2B	$5.65M	0.03%	245,827 +4,828	+2%	+$111K
386	386 Global X S&P 500 Covered Call ETF XYLD $3.04B	$5.62M	0.03%	142,219 +9,814	+7%	+$388K
387	387 Dimensional US Core Equity 2 ETF DFAC $35.5B	$5.61M	0.03%	170,174 +5,578	+3%	+$184K
388	388 Vanguard Russell 2000 ETF VTWO $13B	$5.59M	0.03%	69,330 +10,124	+17%	+$817K
389	389 Berkshire Hathaway Class A BRK.A $1.03T	$5.59M	0.03%	7	–	–
390	390 Becton Dickinson BDX $51.8B	$5.55M	0.03%	24,219 +5,659	+30%	+$1.3M
391	391 Vanguard Consumer Staples ETF VDC $7.61B	$5.52M	0.03%	25,218 +99	+0.4%	+$21.7K
392	392 Charles Schwab SCHW $173B	$5.52M	0.03%	70,461 +9,769	+16%	+$765K
393	393 SPDR S&P 600 Small Cap Growth ETF SLYG $3.48B	$5.51M	0.03%	66,435 +1,033	+2%	+$85.7K
394	394 Vanguard Mid-Cap Value ETF VOE $18.2B	$5.5M	0.03%	34,246 -1,635	-5%	-$262K
395	395 First Trust Long Duration Opportunities ETF LGOV $661M	$5.46M	0.03%	254,181 +52,705	+26%	+$1.13M
396	396 Citigroup C $171B	$5.41M	0.03%	76,219 +6,061	+9%	+$430K
397	397 Intercontinental Exchange ICE $104B	$5.29M	0.03%	30,649 -5,015	-14%	-$865K
398	398 Sempra SRE $50.1B	$5.28M	0.03%	74,046 +7,415	+11%	+$529K
399	399 KLA KLAC $123B	$5.26M	0.03%	7,744 +1,693	+28%	+$1.15M
400	400 First Trust Water ETF FIW $1.88B	$5.25M	0.03%	52,175 -33,821	-39%	-$3.41M