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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+6.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6.64B
AUM Growth
+$639M
Cap. Flow
+$260M
Cap. Flow %
3.91%
Top 10 Hldgs %
38.06%
Holding
1,293
New
119
Increased
771
Reduced
299
Closed
50

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$27.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$21.9M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.8M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.7M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$9.98M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$84.3M
2
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.68M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.71M
4
DVY icon
iShares Select Dividend ETF
DVY
+$1.86M
5
VRAI icon
Virtus Real Asset Income ETF
VRAI
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.7%
2 Financials 2.75%
3 Healthcare 2.31%
4 Consumer Discretionary 2.31%
5 Communication Services 1.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
351
Yum! Brands
YUM
$40.6B
$2.2M 0.03%
15,829
-992
-6% -$127K
GM icon
352
General Motors
GM
$79.3B
$2.2M 0.03%
37,465
+3,388
+10% +$198K
XLP icon
353
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$2.19M 0.03%
28,405
+7,540
+36% +$546K
IQLT icon
354
iShares MSCI Intl Quality Factor ETF
IQLT
$13.9B
$2.17M 0.03%
55,084
+3,106
+6% +$122K
VRSK icon
355
Verisk Analytics
VRSK
$25.1B
$2.17M 0.03%
9,478
+29
+0.3% +$6.33K
RDIV icon
356
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$2.16M 0.03%
51,237
+2,445
+5% +$99.1K
CDC icon
357
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$2.11M 0.03%
30,375
+25,315
+500% +$1.7M
TRV icon
358
Travelers Companies
TRV
$78B
$2.11M 0.03%
13,513
+786
+6% +$123K
SLY
359
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$2.1M 0.03%
21,101
+1,937
+10% +$191K
AVK
360
Advent Convertible and Income Fund
AVK
$556M
$2.1M 0.03%
116,587
+6,400
+6% +$116K
ELV icon
361
Elevance Health
ELV
$83B
$2.09M 0.03%
4,508
+319
+8% +$134K
PFIG icon
362
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
$2.08M 0.03%
79,436
+5,022
+7% +$133K
STIP icon
363
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.07M 0.03%
19,580
-36
-0.2% -$3.81K
AJG icon
364
Arthur J. Gallagher & Co
AJG
$63.7B
$2.06M 0.03%
12,138
-8
-0.1% -$1.31K
FNX icon
365
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$2.04M 0.03%
19,794
+179
+0.9% +$18.3K
IYH icon
366
iShares US Healthcare ETF
IYH
$3.45B
$2.03M 0.03%
33,810
+500
+2% +$28.6K
DOCU
367
DocuSign
DOCU
$10.5B
$2.01M 0.03%
13,190
+2,595
+24% +$592K
OMFS icon
368
Invesco Russell 2000 Dynamic Multifactor ETF
OMFS
$284M
$2.01M 0.03%
47,702
+1,746
+4% +$73.4K
AMAT icon
369
Applied Materials
AMAT
$411B
$2M 0.03%
12,707
+1,320
+12% +$191K
VLU icon
370
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$764M
$1.99M 0.03%
12,759
+2,843
+29% +$432K
FDT icon
371
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.29B
$1.97M 0.03%
32,454
+2,774
+9% +$170K
QCLN icon
372
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$605M
$1.95M 0.03%
28,705
+5,038
+21% +$363K
ZS icon
373
Zscaler
ZS
$25B
$1.95M 0.03%
6,060
+318
+6% +$100K
DLN icon
374
WisdomTree US LargeCap Dividend Fund
DLN
$6.3B
$1.94M 0.03%
29,373
+545
+2% +$34.5K
IXP icon
375
iShares Global Comm Services ETF
IXP
$574M
$1.91M 0.03%
23,280
+845
+4% +$71.2K
13 14
15
16 17

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q4 2021 Portfolio in Review

As of Q4 2021, Avantax Advisory Services held 1,293 positions worth $6.64B, up 11% from $6B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Avantax Advisory Services deployed $260M of net new capital in Q4 2021, opening 119 new positions and adding to 771 existing holdings. Its largest new stake was Enbridge: 56,444 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $84.3M trimmed.

  • Avantax Advisory Services's largest Q4 2021 buy was Enbridge: 56,444 shares worth $2.21M.
  • Avantax Advisory Services added most to iShares Core US Aggregate Bond ETF in Q4 2021, an estimated $27.3M increase.
  • Avantax Advisory Services's biggest Q4 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $84.3M.
  • Avantax Advisory Services fully exited iShares Ultra Short Duration Bond Active ETF in Q4 2021, selling an estimated $1.12M.
  • Avantax Advisory Services's ten largest holdings make up 38% of its $6.64B portfolio in Q4 2021.
  • Avantax Advisory Services opened 119 new positions and closed 50 in Q4 2021.
  • Avantax Advisory Services's portfolio value rose 11% quarter-over-quarter to $6.64B.

Based on Avantax Advisory Services's 13F filing for Q4 2021, filed 24 Jan 2022.