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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
351
AstraZeneca
AZN
$245B
$1.87M 0.03%
15,608
-915
-6% -$107K
ICLN icon
352
iShares Global Clean Energy ETF
ICLN
$2.35B
$1.86M 0.03%
85,828
+4,362
+5% +$99.4K
IYH icon
353
iShares US Healthcare ETF
IYH
$3.45B
$1.84M 0.03%
33,310
+2,640
+9% +$151K
IHF icon
354
iShares US Healthcare Providers ETF
IHF
$1.26B
$1.84M 0.03%
35,880
+720
+2% +$38.4K
OMFS icon
355
Invesco Russell 2000 Dynamic Multifactor ETF
OMFS
$284M
$1.82M 0.03%
45,956
+4,824
+12% +$192K
IWO icon
356
iShares Russell 2000 Growth ETF
IWO
$14.6B
$1.82M 0.03%
6,178
+1,410
+30% +$424K
SLY
357
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.82M 0.03%
19,164
-4,531
-19% -$432K
FDT icon
358
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.29B
$1.81M 0.03%
29,680
+19,501
+192% +$1.23M
AJG icon
359
Arthur J. Gallagher & Co
AJG
$63.7B
$1.8M 0.03%
12,146
-361
-3% -$51.7K
GM icon
360
General Motors
GM
$79.3B
$1.8M 0.03%
34,077
+2,859
+9% +$152K
O icon
361
Realty Income
O
$59.2B
$1.8M 0.03%
28,581
+1,358
+5% +$91.7K
GSK icon
362
GSK
GSK
$103B
$1.79M 0.03%
37,449
+6,362
+20% +$320K
ADP icon
363
Automatic Data Processing
ADP
$107B
$1.77M 0.03%
8,881
-65
-0.7% -$13.4K
XSOE icon
364
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.04B
$1.77M 0.03%
47,332
+13,263
+39% +$520K
FXH icon
365
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$1.76M 0.03%
14,709
+296
+2% +$36.2K
CRWD icon
366
CrowdStrike
CRWD
$206B
$1.75M 0.03%
28,476
+9,008
+46% +$581K
FMAY icon
367
FT Vest US Equity Buffer ETF May
FMAY
$1.42B
$1.75M 0.03%
47,962
-209
-0.4% -$7.68K
SCHP icon
368
Schwab US TIPS ETF
SCHP
$16.2B
$1.73M 0.03%
55,252
+14,364
+35% +$453K
XBI icon
369
State Street SPDR S&P Biotech ETF
XBI
$9.62B
$1.72M 0.03%
13,720
+283
+2% +$36.4K
DLN icon
370
WisdomTree US LargeCap Dividend Fund
DLN
$6.3B
$1.72M 0.03%
28,828
-2,014
-7% -$124K
USB icon
371
US Bancorp
USB
$99.6B
$1.72M 0.03%
28,929
-6,297
-18% -$359K
DAL icon
372
Delta Air Lines
DAL
$60.2B
$1.71M 0.03%
40,041
+3,003
+8% +$123K
CC icon
373
Chemours
CC
$2.57B
$1.71M 0.03%
58,666
+21,881
+59% +$708K
IEF icon
374
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.7M 0.03%
14,707
-94
-0.6% -$11K
CL icon
375
Colgate-Palmolive
CL
$71.9B
$1.7M 0.03%
22,457
-2,038
-8% -$162K
13 14
15
16 17

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.