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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6.24B
AUM Growth
+$2.77B
Cap. Flow
+$2.56B
Cap. Flow %
41.02%
Top 10 Hldgs %
31.41%
Holding
1,409
New
554
Increased
744
Reduced
54
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$122M
2
AAPL icon
Apple
AAPL
+$106M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$60.6M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$59.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$55.6M

Top Sells

Rank Stock Value
1
SMLV icon
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
+$9.03M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$5.99M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$5.61M
4
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$2.19M
5
KBWY icon
Invesco KBW Premium Yield Equity REIT ETF
KBWY
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 6.69%
2 Consumer Discretionary 3.36%
3 Financials 3.31%
4 Healthcare 2.83%
5 Communication Services 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQEW icon
351
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$2.17M 0.03%
25,122
+1,992
+9% +$169K
MOAT icon
352
VanEck Morningstar Wide Moat ETF
MOAT
$12.2B
$2.17M 0.03%
39,582
+18,364
+87% +$1M
JPS
353
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.13M 0.03%
242,178
+140,990
+139% +$1.26M
GS icon
354
Goldman Sachs
GS
$313B
$2.13M 0.03%
10,585
+5,924
+127% +$1.21M
LDUR icon
355
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$2.11M 0.03%
+20,670
New +$2.11M
IDLV icon
356
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$2.11M 0.03%
74,060
+55,616
+302% +$1.58M
FMF icon
357
First Trust Managed Futures Strategy Fund
FMF
$248M
$2.09M 0.03%
48,175
+4,849
+11% +$216K
ADP icon
358
Automatic Data Processing
ADP
$107B
$2.08M 0.03%
14,937
+7,831
+110% +$1.1M
UAL icon
359
United Airlines
UAL
$43.1B
$2.08M 0.03%
59,770
+43,184
+260% +$1.49M
CB icon
360
Chubb
CB
$136B
$2.08M 0.03%
17,905
+7,665
+75% +$963K
TLT icon
361
iShares 20+ Year Treasury Bond ETF
TLT
$41.8B
$2.05M 0.03%
12,579
+1,821
+17% +$302K
SKYY icon
362
First Trust Cloud Computing ETF
SKYY
$3.07B
$2.04M 0.03%
26,026
+8,807
+51% +$684K
RWO icon
363
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.31B
$2.04M 0.03%
51,824
+24,023
+86% +$961K
BJAN icon
364
Innovator US Equity Buffer ETF January
BJAN
$348M
$2.03M 0.03%
+67,336
New +$2.01M
LNT icon
365
Alliant Energy
LNT
$18.2B
$2.03M 0.03%
39,332
+4,651
+13% +$243K
VOT icon
366
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$2.02M 0.03%
11,218
+5,586
+99% +$985K
PTY icon
367
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$2.02M 0.03%
+124,888
New +$1.98M
QLTA icon
368
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.23B
$2M 0.03%
34,625
+13,037
+60% +$762K
LUV icon
369
Southwest Airlines
LUV
$23.9B
$1.97M 0.03%
52,042
+30,615
+143% +$1.09M
IWY icon
370
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$1.96M 0.03%
16,173
+12,764
+374% +$1.5M
FLRN icon
371
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$1.93M 0.03%
63,178
+18,563
+42% +$567K
IXC icon
372
iShares Global Energy ETF
IXC
$2.75B
$1.92M 0.03%
117,313
+102,041
+668% +$1.93M
MU icon
373
Micron Technology
MU
$1.01T
$1.9M 0.03%
40,648
+21,802
+116% +$1.06M
DXJ icon
374
WisdomTree Japan Hedged Equity Fund
DXJ
$7.29B
$1.88M 0.03%
38,331
+33,178
+644% +$1.59M
DG icon
375
Dollar General
DG
$28B
$1.86M 0.03%
8,895
+6,530
+276% +$1.28M
13 14
15
16 17

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, Avantax Advisory Services held 1,409 positions worth $6.24B, up 80% from $3.47B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Avantax Advisory Services deployed $2.56B of net new capital in Q3 2020, opening 554 new positions and adding to 744 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 94,671 shares worth $4.78M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, up from 4.4% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR US Small Cap Low Volatility Index ETF, an estimated $9.03M trimmed.

  • Avantax Advisory Services's largest Q3 2020 buy was Invesco Ultra Short Duration ETF: 94,671 shares worth $4.78M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q3 2020, an estimated $122M increase.
  • Avantax Advisory Services's biggest Q3 2020 reduction was State Street SPDR US Small Cap Low Volatility Index ETF, cutting an estimated $9.03M.
  • Avantax Advisory Services fully exited KLA in Q3 2020, selling an estimated $1.26M.
  • Avantax Advisory Services's ten largest holdings make up 31% of its $6.24B portfolio in Q3 2020.
  • Avantax Advisory Services opened 554 new positions and closed 34 in Q3 2020.
  • Avantax Advisory Services's portfolio value rose 80% quarter-over-quarter to $6.24B.

Based on Avantax Advisory Services's 13F filing for Q3 2020, filed 14 Oct 2020.