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AAS
Avantax Advisory Services Portfolio holdings
AUM
$18.2B
1-Year Est. Return
15.06%
This Fund
S&P 500
This Quarter
Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
(+8.8%)
Cap. Flow
+$562M
Cap. Flow
% of AUM
9.36%
Top 10 Holdings %
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$252M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$36.4M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$32M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$20.1M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$14.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Indxx NextG ETF
NXTG
|
+$5.75M |
| 2 |
Shopify
SHOP
|
+$4.98M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$2.65M |
| 4 |
First Trust Emerging Markets AlphaDEX Fund
FEM
|
+$2.49M |
| 5 |
FT Vest Growth-100 Buffer ETF December
QDEC
|
+$2.31M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.08% |
| 2 | Financials | 2.88% |
| 3 | Healthcare | 2.19% |
| 4 | Consumer Discretionary | 2.14% |
| 5 | Communication Services | 1.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $2.07M | 0.03% |
19,616
+1,517
| +8% | +$161K |
|
327
American Express
AXP
$231B
| $2.07M | 0.03% |
12,352
+1,689
| +16% | +$282K |
|
328
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $2.06M | 0.03% |
42,979
+35,134
| +448% | +$1.68M |
|
329
Blackrock
BLK
$173B
| $2.05M | 0.03% |
2,433
+216
| +10% | +$194K |
|
330
Yum! Brands
YUM
$41.7B
| $2.05M | 0.03% |
16,821
-1,370
| -8% | -$174K |
|
331
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.07B
| $2.05M | 0.03% |
31,495
+3,794
| +14% | +$255K |
|
332
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$52.7B
| $2.05M | 0.03% |
32,002
-1,009
| -3% | -$66.6K |
|
333
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.43B
| $2.01M | 0.03% |
18,178
+5
| +0% | +$557 |
|
334
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
| $1.99M | 0.03% |
74,414
+11,761
| +19% | +$318K |
|
|
PPL
335
PPL Corp
PPL
$26.5B
| $1.98M | 0.03% |
70,841
-8,087
| -10% | -$233K |
|
336
iShares MSCI Intl Quality Factor ETF
IQLT
$13.9B
| $1.97M | 0.03% |
51,978
+12,105
| +30% | +$479K |
|
337
Paychex
PAYX
$41.7B
| $1.96M | 0.03% |
17,463
-634
| -4% | -$71.2K |
|
338
iShares Global Energy ETF
IXC
$2.83B
| $1.96M | 0.03% |
73,218
+4,187
| +6% | +$105K |
|
339
Travelers Companies
TRV
$77.7B
| $1.94M | 0.03% |
12,727
+667
| +6% | +$103K |
|
340
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.71B
| $1.93M | 0.03% |
11,700
-3,155
| -21% | -$539K |
|
341
iShares US Real Estate ETF
IYR
$4.67B
| $1.93M | 0.03% |
18,914
+1,371
| +8% | +$146K |
|
|
AVK
342
Advent Convertible and Income Fund
AVK
$556M
| $1.92M | 0.03% |
110,187
+13,974
| +15% | +$260K |
|
343
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
| $1.92M | 0.03% |
19,615
+1,280
| +7% | +$127K |
|
344
FedEx
FDX
$73.1B
| $1.92M | 0.03% |
8,743
+2,144
| +32% | +$582K |
|
345
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
| $1.9M | 0.03% |
48,792
+47
| +0.1% | +$1.89K |
|
346
iShares Global Comm Services ETF
IXP
$572M
| $1.9M | 0.03% |
22,435
+2,001
| +10% | +$175K |
|
347
Verisk Analytics
VRSK
$25B
| $1.89M | 0.03% |
9,449
-1,953
| -17% | -$378K |
|
348
Alibaba
BABA
$308B
| $1.89M | 0.03% |
12,730
-4,192
| -25% | -$763K |
|
349
American Tower
AMT
$80.8B
| $1.88M | 0.03% |
7,064
+1,822
| +35% | +$519K |
|
350
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.3B
| $1.88M | 0.03% |
48,112
+15,593
| +48% | +$623K |
|
Similar funds
CWM
CM
CIA
AWS
FHA
MME
MC
NFC
Avantax Advisory Services's Q3 2021 Portfolio in Review
As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.
- Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
- Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
- Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
- Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
- Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
- Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
- Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.
Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.