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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+6.27%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$4.31B
AUM Growth
+$1.84B
Cap. Flow
+$1.64B
Cap. Flow %
37.93%
Top 10 Hldgs %
46.96%
Holding
858
New
275
Increased
472
Reduced
52
Closed
28

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$284M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$164M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$106M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$92.2M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$47.6M

Top Sells

Rank Stock Value
1
PAYC icon
Paycom
PAYC
+$2.73M
2
ROP icon
Roper Technologies
ROP
+$1.82M
3
AAPL icon
Apple
AAPL
+$1.61M
4
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
+$954K
5
CELG
Celgene Corp
CELG
+$919K

Sector Composition

Rank Sector Weight
1 Technology 2.65%
2 Financials 2.32%
3 Healthcare 1.59%
4 Energy 1.43%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVK
326
Advent Convertible and Income Fund
AVK
$528M
$1.06M 0.02%
70,001
+20,593
+42% +$300K
AMRN
327
Amarin Corp
AMRN
$297M
$1.06M 0.02%
2,469
+530
+27% +$201K
JNK icon
328
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.05M 0.02%
9,625
+4,149
+76% +$450K
EBND icon
329
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$1.05M 0.02%
+37,654
New +$1.03M
CACG
330
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$1.05M 0.02%
30,444
+8,727
+40% +$289K
PPL
331
PPL Corp
PPL
$26.9B
$1.04M 0.02%
29,189
+12,399
+74% +$416K
USB icon
332
US Bancorp
USB
$97.9B
$1.03M 0.02%
17,386
+813
+5% +$47K
HACK icon
333
Amplify Cybersecurity ETF
HACK
$2.6B
$1.01M 0.02%
24,197
+5,499
+29% +$220K
PANW icon
334
Palo Alto Networks
PANW
$256B
$1M 0.02%
26,160
+6,306
+32% +$238K
HYLS icon
335
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$1M 0.02%
20,510
+9,646
+89% +$466K
IWO icon
336
iShares Russell 2000 Growth ETF
IWO
$14.1B
$1M 0.02%
4,680
+2,847
+155% +$578K
PID icon
337
Invesco International Dividend Achievers ETF
PID
$936M
$999K 0.02%
+58,415
New +$956K
WELL icon
338
Welltower
WELL
$174B
$982K 0.02%
12,002
+2,808
+31% +$240K
BR icon
339
Broadridge
BR
$18.4B
$980K 0.02%
7,926
-18
-0.2% -$2.2K
FNY icon
340
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$565M
$969K 0.02%
+20,374
New +$945K
MINT icon
341
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$959K 0.02%
+9,438
New +$959K
PXF icon
342
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$957K 0.02%
+22,455
New +$924K
SYY icon
343
Sysco
SYY
$40.8B
$957K 0.02%
11,181
+7,373
+194% +$597K
GS icon
344
Goldman Sachs
GS
$289B
$955K 0.02%
4,152
+630
+18% +$137K
QCOM icon
345
Qualcomm
QCOM
$164B
$939K 0.02%
10,664
+3,246
+44% +$272K
VXF icon
346
Vanguard Extended Market ETF
VXF
$30B
$933K 0.02%
7,392
+2,533
+52% +$306K
IBCP icon
347
Independent Bank Corp
IBCP
$796M
$931K 0.02%
40,983
+27,852
+212% +$616K
IXUS icon
348
iShares Core MSCI Total International Stock ETF
IXUS
$56.8B
$929K 0.02%
14,950
+822
+6% +$49.3K
GE icon
349
GE Aerospace
GE
$364B
$923K 0.02%
16,627
+1,841
+12% +$95.1K
ORLY icon
350
O'Reilly Automotive
ORLY
$75.1B
$919K 0.02%
+31,425
New +$899K
12 13
14
15 16

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, Avantax Advisory Services held 858 positions worth $4.31B, up 74% from $2.47B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Avantax Advisory Services deployed $1.64B of net new capital in Q4 2019, opening 275 new positions and adding to 472 existing holdings. Its largest new stake was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, down from 3.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $1.61M trimmed.

  • Avantax Advisory Services's largest Q4 2019 buy was Invesco S&P 500 Pure Growth ETF: 596,715 shares worth $15.1M.
  • Avantax Advisory Services added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $284M increase.
  • Avantax Advisory Services's biggest Q4 2019 reduction was Apple, cutting an estimated $1.61M.
  • Avantax Advisory Services fully exited Paycom in Q4 2019, selling an estimated $2.73M.
  • Avantax Advisory Services's ten largest holdings make up 47% of its $4.31B portfolio in Q4 2019.
  • Avantax Advisory Services opened 275 new positions and closed 28 in Q4 2019.
  • Avantax Advisory Services's portfolio value rose 74% quarter-over-quarter to $4.31B.

Based on Avantax Advisory Services's 13F filing for Q4 2019, filed 14 Feb 2020.