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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
301
Unilever
UL
$137B
$2.49M 0.04%
40,896
+3,021
+8% +$193K
USFR
302
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$2.49M 0.04%
99,294
+953
+1% +$23.9K
XLY icon
303
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.5B
$2.49M 0.04%
27,684
+974
+4% +$88.5K
XLU icon
304
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$2.45M 0.04%
76,504
+8,650
+13% +$289K
MAIN icon
305
Main Street Capital
MAIN
$5.06B
$2.45M 0.04%
59,803
-2,970
-5% -$124K
IGSB icon
306
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2.38M 0.04%
43,549
-5,177
-11% -$284K
DHR icon
307
Danaher
DHR
$137B
$2.37M 0.04%
8,787
-164
-2% -$44.6K
MINT icon
308
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.36M 0.04%
23,147
+2,747
+13% +$280K
MRNA icon
309
Moderna
MRNA
$21.8B
$2.35M 0.04%
6,104
+205
+3% +$75.6K
QCOM icon
310
Qualcomm
QCOM
$155B
$2.33M 0.04%
18,067
+585
+3% +$83K
FEM icon
311
First Trust Emerging Markets AlphaDEX Fund
FEM
$739M
$2.32M 0.04%
86,403
-90,584
-51% -$2.49M
AVGO icon
312
Broadcom
AVGO
$1.85T
$2.32M 0.04%
47,930
-1,490
-3% -$72.5K
SPHD icon
313
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
$2.31M 0.04%
54,602
-607
-1% -$26.6K
PEG icon
314
Public Service Enterprise Group
PEG
$38.2B
$2.31M 0.04%
37,958
+1,846
+5% +$115K
STX icon
315
Seagate
STX
$194B
$2.31M 0.04%
27,961
+8,328
+42% +$725K
MDLZ icon
316
Mondelez International
MDLZ
$79.5B
$2.28M 0.04%
39,152
+646
+2% +$40.2K
IWN icon
317
iShares Russell 2000 Value ETF
IWN
$14.3B
$2.26M 0.04%
14,091
+3,761
+36% +$604K
PSR icon
318
Invesco Active US Real Estate Fund
PSR
$59.4M
$2.25M 0.04%
21,845
+1,075
+5% +$116K
ORCL icon
319
Oracle
ORCL
$374B
$2.19M 0.04%
25,088
+2,259
+10% +$200K
EPD icon
320
Enterprise Products Partners
EPD
$82.3B
$2.18M 0.04%
101,096
+16,229
+19% +$369K
TJX icon
321
TJX Companies
TJX
$174B
$2.17M 0.04%
32,942
+2
+0% +$140
JNK icon
322
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$2.15M 0.04%
19,661
+1,977
+11% +$217K
HR icon
323
Healthcare Realty
HR
$7.28B
$2.11M 0.04%
71,256
+971
+1% +$28.3K
VGK icon
324
Vanguard FTSE Europe ETF
VGK
$30.7B
$2.11M 0.04%
32,057
+14,553
+83% +$997K
IDEV icon
325
iShares Core MSCI International Developed Markets ETF
IDEV
$31.7B
$2.08M 0.03%
31,221
+5,739
+23% +$393K
11 12
13
14 15

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.