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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
Cap. Flow
+$562M
Cap. Flow %
9.36%
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$252M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$36.4M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$32M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$20.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$14.9M

Top Sells

Rank Stock Value
1
NXTG icon
First Trust Indxx NextG ETF
NXTG
+$5.75M
2
SHOP icon
Shopify
SHOP
+$4.98M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.65M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.49M
5
QDEC icon
FT Vest Growth-100 Buffer ETF December
QDEC
+$2.31M

Sector Composition

Rank Sector Weight
1 Technology 5.08%
2 Financials 2.88%
3 Healthcare 2.19%
4 Consumer Discretionary 2.14%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXR icon
276
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$2.83M 0.05%
49,382
+1,847
+4% +$110K
PNC icon
277
PNC Financial Services
PNC
$99.7B
$2.81M 0.05%
14,402
+2,461
+21% +$465K
FMF icon
278
First Trust Managed Futures Strategy Fund
FMF
$249M
$2.81M 0.05%
59,108
-715
-1% -$34.2K
ICF icon
279
iShares Select U.S. REIT ETF
ICF
$2.09B
$2.79M 0.05%
42,611
+3,440
+9% +$236K
FXD icon
280
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$2.79M 0.05%
47,189
+3,173
+7% +$194K
EMR icon
281
Emerson Electric
EMR
$83.9B
$2.78M 0.05%
29,482
-1,062
-3% -$106K
FTXL icon
282
First Trust Nasdaq Semiconductor ETF
FTXL
$2.09B
$2.74M 0.05%
40,438
+922
+2% +$62.5K
DOCU
283
DocuSign
DOCU
$10.5B
$2.73M 0.05%
10,595
-2,562
-19% -$738K
DGRW icon
284
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$2.72M 0.05%
46,071
+7,652
+20% +$468K
QUAL icon
285
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$2.72M 0.05%
20,590
-1,524
-7% -$210K
JHML icon
286
John Hancock Multifactor Large Cap ETF
JHML
$1.17B
$2.71M 0.05%
49,888
-4,064
-8% -$227K
BKLN icon
287
Invesco Senior Loan ETF
BKLN
$6.97B
$2.69M 0.04%
121,201
+37,664
+45% +$833K
NGG icon
288
National Grid
NGG
$80.4B
$2.67M 0.04%
50,649
+11,174
+28% +$641K
LIN icon
289
Linde
LIN
$221B
$2.62M 0.04%
8,930
-466
-5% -$142K
BLV icon
290
Vanguard Long-Term Bond ETF
BLV
$5.71B
$2.61M 0.04%
25,517
+2,471
+11% +$259K
ITA icon
291
iShares US Aerospace & Defense ETF
ITA
$14.2B
$2.61M 0.04%
25,048
+5,915
+31% +$628K
XIFR
292
XPLR Infrastructure LP
XIFR
$1.12B
$2.6M 0.04%
34,438
+9,768
+40% +$762K
GS icon
293
Goldman Sachs
GS
$300B
$2.6M 0.04%
6,867
+862
+14% +$337K
ALL icon
294
Allstate
ALL
$68B
$2.6M 0.04%
20,450
+493
+2% +$65.2K
VXF icon
295
Vanguard Extended Market ETF
VXF
$30.3B
$2.57M 0.04%
14,127
-701
-5% -$131K
VYMI icon
296
Vanguard International High Dividend Yield ETF
VYMI
$20.6B
$2.56M 0.04%
38,727
+1,097
+3% +$74.3K
UNP icon
297
Union Pacific
UNP
$174B
$2.55M 0.04%
12,981
-627
-5% -$135K
MTUM icon
298
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$2.54M 0.04%
14,418
+149
+1% +$26.5K
GILD icon
299
Gilead Sciences
GILD
$162B
$2.53M 0.04%
36,293
+8,575
+31% +$602K
QQQJ icon
300
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$2.5M 0.04%
75,357
+11,553
+18% +$393K
10 11
12
13 14

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.

  • Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
  • Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
  • Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
  • Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
  • Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
  • Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
  • Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.