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AAS
Avantax Advisory Services Portfolio holdings
AUM
$18.2B
1-Year Est. Return
15.06%
This Fund
S&P 500
This Quarter
Est. Return
-0.96%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$6B
AUM Growth
+$487M
(+8.8%)
Cap. Flow
+$562M
Cap. Flow
% of AUM
9.36%
Top 10 Holdings %
Top 10 Hldgs %
39.26%
Holding
1,235
New
99
Increased
716
Reduced
305
Closed
60
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Dividend Equity ETF
SCHD
|
+$252M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$36.4M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$32M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$20.1M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$14.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Indxx NextG ETF
NXTG
|
+$5.75M |
| 2 |
Shopify
SHOP
|
+$4.98M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$2.65M |
| 4 |
First Trust Emerging Markets AlphaDEX Fund
FEM
|
+$2.49M |
| 5 |
FT Vest Growth-100 Buffer ETF December
QDEC
|
+$2.31M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.08% |
| 2 | Financials | 2.88% |
| 3 | Healthcare | 2.19% |
| 4 | Consumer Discretionary | 2.14% |
| 5 | Communication Services | 1.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Starbucks
SBUX
$120B
| $3.71M | 0.06% |
33,600
+1,621
| +5% | +$190K |
|
227
NextEra Energy
NEE
$181B
| $3.7M | 0.06% |
47,037
+867
| +2% | +$69.9K |
|
228
Duke Energy
DUK
$97.8B
| $3.67M | 0.06% |
37,622
+3,630
| +11% | +$376K |
|
229
Chubb
CB
$135B
| $3.64M | 0.06% |
20,990
+4,373
| +26% | +$767K |
|
230
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
| $3.63M | 0.06% |
+88,356
| New | +$3.75M |
|
231
ARK Web x.0 ETF
ARKW
$1.63B
| $3.61M | 0.06% |
25,999
+2,311
| +10% | +$341K |
|
232
Nasdaq
NDAQ
$52.7B
| $3.61M | 0.06% |
56,007
+8,853
| +19% | +$557K |
|
233
Phillips 66
PSX
$84.9B
| $3.58M | 0.06% |
51,168
+887
| +2% | +$64.2K |
|
234
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
| $3.57M | 0.06% |
45,178
+20
| +0% | +$1.62K |
|
235
Deere & Co
DE
$160B
| $3.54M | 0.06% |
10,558
+1,255
| +13% | +$452K |
|
236
Southern Company
SO
$109B
| $3.52M | 0.06% |
56,862
-771
| -1% | -$49.6K |
|
237
Intuitive Surgical
ISRG
$127B
| $3.51M | 0.06% |
10,551
+240
| +2% | +$80.6K |
|
238
Kimberly-Clark
KMB
$36.3B
| $3.51M | 0.06% |
26,498
-2,127
| -7% | -$289K |
|
239
Philip Morris
PM
$297B
| $3.51M | 0.06% |
37,021
+3,193
| +9% | +$321K |
|
240
Capital One
COF
$128B
| $3.5M | 0.06% |
21,600
-1,301
| -6% | -$212K |
|
241
Invesco S&P 500 Pure Growth ETF
RPG
$2.01B
| $3.48M | 0.06% |
90,290
+675
| +0.8% | +$26.4K |
|
242
Morgan Stanley
MS
$331B
| $3.46M | 0.06% |
35,584
+5,181
| +17% | +$513K |
|
243
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
| $3.45M | 0.06% |
47,115
+4,964
| +12% | +$374K |
|
244
First Trust US Equity Opportunities ETF
FPX
$1.47B
| $3.45M | 0.06% |
27,939
+1,356
| +5% | +$172K |
|
245
Netflix
NFLX
$299B
| $3.44M | 0.06% |
56,490
+6,880
| +14% | +$379K |
|
246
Altria Group
MO
$114B
| $3.43M | 0.06% |
75,236
+11,819
| +19% | +$571K |
|
247
iShares Gold Trust
IAU
$62.9B
| $3.43M | 0.06% |
102,504
+2,848
| +3% | +$97K |
|
248
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
| $3.43M | 0.06% |
67,599
+1,461
| +2% | +$74.1K |
|
249
CSX Corp
CSX
$93.4B
| $3.42M | 0.06% |
114,813
+10,456
| +10% | +$335K |
|
250
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$886M
| $3.41M | 0.06% |
98,197
+1,134
| +1% | +$40.3K |
|
Similar funds
CWM
CM
CIA
AWS
FHA
MME
MC
NFC
Avantax Advisory Services's Q3 2021 Portfolio in Review
As of Q3 2021, Avantax Advisory Services held 1,235 positions worth $6B, up 8.8% from $5.51B the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Avantax Advisory Services deployed $562M of net new capital in Q3 2021, opening 99 new positions and adding to 716 existing holdings. Its largest new stake was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
By sector, the portfolio is most concentrated in Technology at 5.1% of assets, up from 5.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was First Trust Indxx NextG ETF, an estimated $5.75M trimmed.
- Avantax Advisory Services's largest Q3 2021 buy was LeaderShares Dynamic Yield ETF: 209,848 shares worth $5.25M.
- Avantax Advisory Services added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $252M increase.
- Avantax Advisory Services's biggest Q3 2021 reduction was First Trust Indxx NextG ETF, cutting an estimated $5.75M.
- Avantax Advisory Services fully exited Shopify in Q3 2021, selling an estimated $4.98M.
- Avantax Advisory Services's ten largest holdings make up 39% of its $6B portfolio in Q3 2021.
- Avantax Advisory Services opened 99 new positions and closed 60 in Q3 2021.
- Avantax Advisory Services's portfolio value rose 8.8% quarter-over-quarter to $6B.
Based on Avantax Advisory Services's 13F filing for Q3 2021, filed 21 Oct 2021.