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AAS

Avantax Advisory Services Portfolio holdings

AUM $18.2B
1-Year Est. Return 15.06%
This Fund
S&P 500
This Quarter Est. Return
+13.24%
1 Year Est. Return
+15.06%
3 Year Est. Return
+50.69%
5 Year Est. Return
+85.01%
10 Year Est. Return
–
AUM
$4.21B
AUM Growth
-$2.03B
Cap. Flow
-$2.64B
Cap. Flow %
-62.77%
Top 10 Hldgs %
38.21%
Holding
1,421
New
49
Increased
68
Reduced
794
Closed
488

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$5.8M
2
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$3.8M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$2.85M
4
VDC icon
Vanguard Consumer Staples ETF
VDC
+$2.75M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$2.16M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$168M
2
AAPL icon
Apple
AAPL
+$106M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$88.8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$58.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$57.9M

Sector Composition

Rank Sector Weight
1 Technology 5.17%
2 Consumer Discretionary 2.51%
3 Financials 2.45%
4 Healthcare 2.2%
5 Communication Services 1.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
226
Vanguard Information Technology ETF
VGT
$147B
$2.51M 0.06%
56,744
-127,120
-69% -$5.23M
EXG icon
227
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
$2.5M 0.06%
284,617
-24,141
-8% -$195K
UNP icon
228
Union Pacific
UNP
$175B
$2.5M 0.06%
11,993
-15,125
-56% -$3.02M
FREL icon
229
Fidelity MSCI Real Estate Index ETF
FREL
$1.5B
$2.5M 0.06%
101,925
-11,077
-10% -$273K
NOW icon
230
ServiceNow
NOW
$119B
$2.49M 0.06%
22,580
-5,255
-19% -$546K
MAIN icon
231
Main Street Capital
MAIN
$5.28B
$2.47M 0.06%
76,261
-44,445
-37% -$1.37M
HON icon
232
Honeywell
HON
$79B
$2.46M 0.06%
12,277
-20,745
-63% -$3.77M
UPS icon
233
United Parcel Service
UPS
$92.6B
$2.46M 0.06%
14,603
-19,539
-57% -$3.3M
VRSK icon
234
Verisk Analytics
VRSK
$24.9B
$2.46M 0.06%
11,837
-135
-1% -$26.2K
FDL icon
235
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.81B
$2.44M 0.06%
82,328
-50,482
-38% -$1.43M
RPG icon
236
Invesco S&P 500 Pure Growth ETF
RPG
$2.11B
$2.42M 0.06%
74,070
-426,025
-85% -$13M
DLR icon
237
Digital Realty Trust
DLR
$72B
$2.38M 0.06%
17,090
-8,111
-32% -$1.16M
HYLS icon
238
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$2.36M 0.06%
48,645
+22,998
+90% +$1.11M
PM icon
239
Philip Morris
PM
$289B
$2.36M 0.06%
28,510
-36,159
-56% -$2.81M
SCHF icon
240
Schwab International Equity ETF
SCHF
$68B
$2.36M 0.06%
130,628
-18,942
-13% -$319K
EFG icon
241
iShares MSCI EAFE Growth ETF
EFG
$17B
$2.35M 0.06%
23,272
-27,760
-54% -$2.63M
IGV icon
242
iShares Expanded Tech-Software Sector ETF
IGV
$14.3B
$2.34M 0.06%
33,045
-13,950
-30% -$924K
GLDM icon
243
SPDR Gold MiniShares Trust
GLDM
$27.8B
$2.33M 0.06%
61,347
+16,171
+36% +$605K
XLU icon
244
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$2.32M 0.06%
73,846
-134,954
-65% -$4.27M
RSP icon
245
Invesco S&P 500 Equal Weight ETF
RSP
$99.3B
$2.29M 0.05%
17,948
-40,618
-69% -$4.83M
IMCV icon
246
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
$2.28M 0.05%
43,743
-79,134
-64% -$3.87M
ISRG icon
247
Intuitive Surgical
ISRG
$130B
$2.28M 0.05%
8,346
-3,819
-31% -$948K
YUM icon
248
Yum! Brands
YUM
$41B
$2.25M 0.05%
20,699
-9,685
-32% -$989K
DOCU
249
DocuSign
DOCU
$10.8B
$2.23M 0.05%
10,061
-3,786
-27% -$850K
SLY
250
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$2.23M 0.05%
28,007
-156,215
-85% -$11.1M
8 9
10
11 12

Similar funds

CWM
Congress Wealth Management Boston, Massachusetts $10.3B AUM 16.85% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
CIA
ClearBridge Investments (Australia) Sydney, Australia $4.56B AUM 24.16% 1-Year Est. Return
AWS
Atria Wealth Solutions New York $4.42B AUM 16.4% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
MME
Meag Munich Ergo Munich, Germany $3.54B AUM 20% 1-Year Est. Return
MC
Martin Currie Edinburgh, United Kingdom $2.61B AUM 29.41% 1-Year Est. Return
NFC
Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Avantax Advisory Services's Q4 2020 Portfolio in Review

As of Q4 2020, Avantax Advisory Services held 1,421 positions worth $4.21B, down 33% from $6.24B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Avantax Advisory Services withdrew a net $2.64B in Q4 2020, closing 488 positions and reducing 794 holdings. Its most notable exit was Schwab Fundamental US Large Company Index ETF, an estimated $3.01M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.2% of assets, down from 6.7% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Avantax Advisory Services opened a new position in First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF worth $3.17M.

  • Avantax Advisory Services's largest Q4 2020 buy was First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF: 46,205 shares worth $3.17M.
  • Avantax Advisory Services added most to State Street Real Estate Select Sector SPDR ETF in Q4 2020, an estimated $5.8M increase.
  • Avantax Advisory Services's biggest Q4 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $168M.
  • Avantax Advisory Services fully exited Schwab Fundamental US Large Company Index ETF in Q4 2020, selling an estimated $3.01M.
  • Avantax Advisory Services's ten largest holdings make up 38% of its $4.21B portfolio in Q4 2020.
  • Avantax Advisory Services opened 49 new positions and closed 488 in Q4 2020.
  • Avantax Advisory Services's portfolio value fell 33% quarter-over-quarter to $4.21B.

Based on Avantax Advisory Services's 13F filing for Q4 2020, filed 22 Jan 2021.