Ascend Capital’s Bank of New York Mellon BK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-145,581	Closed	-$5.91M	–	171
2014 Q4	$5.91M	Buy	+145,581	New	+$5.91M	0.23%	114
2013 Q4	–	Sell	-82,785	Closed	-$2.5M	–	184
2013 Q3	$2.5M	Buy	+82,785	New	+$2.5M	0.09%	171