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Aristides Capital Portfolio holdings

AUM $462M
1-Year Est. Return 28.94%
This Fund
S&P 500
This Quarter Est. Return
+46.68%
1 Year Est. Return
+28.94%
3 Year Est. Return
+109.78%
5 Year Est. Return
+150.66%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$148M
Cap. Flow
+$91.8M
Cap. Flow %
31.42%
Top 10 Hldgs %
60.29%
Holding
193
New
103
Increased
17
Reduced
19
Closed
27

Top Buys

Rank Stock Value
1
QS.WS
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
+$1.71M
2
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
+$1.51M
3
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.46M
4
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.26M
5
STRT icon
STRATTEC Security
STRT
+$1.24M

Top Sells

Rank Stock Value
1
FMCIW
Forum Merger II Corporation Warrant
FMCIW
+$3.13M
2
SPRU icon
Spruce Power Holding Corp
SPRU
+$1.96M
3
TWTR
Twitter, Inc.
TWTR
+$1.74M
4
BPOP icon
Popular Inc
BPOP
+$1.16M
5
PAYX icon
Paychex
PAYX
+$1.15M

Sector Composition

Rank Sector Weight
1 Financials 5.78%
2 Consumer Discretionary 5.25%
3 Communication Services 3.35%
4 Technology 2.79%
5 Industrials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPWR icon
176
PUT
Monolithic Power Systems
MPWR
$63B
– –
-1,600
Closed -$447K
NFLX icon
177
PUT
Netflix
NFLX
$301B
– –
-25,000
Closed -$1.25M
PBI icon
178
Pitney Bowes
PBI
$2.41B
– –
-16,000
Closed -$85K
PLUR icon
179
Pluri
PLUR
$18.1M
– –
-3,913
Closed -$330K
SPRU icon
180
Spruce Power Holding Corp
SPRU
$38.6M
– –
-21,250
Closed -$1.96M
WOR icon
181
Worthington Enterprises
WOR
$2.82B
– –
-21,086
Closed -$530K
XBI icon
182
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-4,800
Closed -$535K
CORR
183
PUT
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-20,000
Closed -$117K
IMBI
184
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
– –
-58,088
Closed -$337K
SRNE
185
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-24,302
Closed -$271K
VLDRW
186
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-88,333
Closed -$432K
TWTR
187
DELISTED
Twitter, Inc.
TWTR
– –
-39,000
Closed -$1.74M
EIGI
188
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-11,967
Closed -$69K
HCCHR
189
DELISTED
HL Acquisitions Corp. Right
HCCHR
– –
-30,000
Closed -$32K
KCAC.WS
190
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
– –
-56,138
Closed -$253K
DPHCW
191
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
– –
-23,450
Closed -$249K
FMCIW
192
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
-353,483
Closed -$3.13M
JE
193
DELISTED
Just Energy Group Inc
JE
– –
-17,835
Closed -$93K
4 5 6 7
8

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GLAM
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NG
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SHWM
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CPIM
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Aristides Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Aristides Capital held 193 positions worth $292M, up 103% from $144M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Aristides Capital deployed $91.8M of net new capital in Q4 2020, opening 103 new positions and adding to 17 existing holdings. Its largest new stake was QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st: 75,000 shares worth $2.85M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Paychex, an estimated $1.15M trimmed.

  • Aristides Capital's largest Q4 2020 buy was QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st: 75,000 shares worth $2.85M.
  • Aristides Capital added most to Tortoise Midstream Energy Fund, Inc. Common Stock in Q4 2020, an estimated $1.51M increase.
  • Aristides Capital's biggest Q4 2020 reduction was Paychex, cutting an estimated $1.15M.
  • Aristides Capital fully exited Forum Merger II Corporation Warrant in Q4 2020, selling an estimated $3.13M.
  • Aristides Capital's ten largest holdings make up 60% of its $292M portfolio in Q4 2020.
  • Aristides Capital opened 103 new positions and closed 27 in Q4 2020.
  • Aristides Capital's portfolio value rose 103% quarter-over-quarter to $292M.

Based on Aristides Capital's 13F filing for Q4 2020, filed 12 Feb 2021.