AC

Aristides Capital Portfolio holdings

AUM $314M
1-Year Return 20.81%
This Quarter Return
+18.07%
1 Year Return
+20.81%
3 Year Return
+65.2%
5 Year Return
+141.08%
10 Year Return
–
AUM
$102M
AUM Growth
+$25.9M
Cap. Flow
+$11.6M
Cap. Flow %
11.4%
Top 10 Hldgs %
39.19%
Holding
184
New
80
Increased
12
Reduced
19
Closed
20

Top Buys

1
QS.WS
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
$2.85M
2
STRT icon
STRATTEC Security
STRT
$1.71M
3
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.7M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.64M
5
PRVL
Prevail Therapeutics Inc. Common Stock
PRVL
$1.62M

Top Sells

1
FMCIW
Forum Merger II Corporation Warrant
FMCIW
$3.14M
2
SPRU icon
Spruce Power Holding Corp
SPRU
$1.96M
3
TWTR
Twitter, Inc.
TWTR
$1.74M
4
PAYX icon
Paychex
PAYX
$1.21M
5
BPOP icon
Popular Inc
BPOP
$1.16M

Sector Composition

1 Financials 16.62%
2 Consumer Discretionary 15.1%
3 Communication Services 9.62%
4 Technology 8.03%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MPWR icon
151
Monolithic Power Systems
MPWR
$41.5B
– –
0
– –
NFE icon
152
New Fortress Energy
NFE
$672M
– –
0
– –
NFLX icon
153
Netflix
NFLX
$529B
– –
0
– –
NIO icon
154
NIO
NIO
$13.4B
– –
0
– –
OEF icon
155
iShares S&P 100 ETF
OEF
$22.1B
– –
0
– –
OPEN icon
156
Opendoor
OPEN
$4.89B
– –
0
– –
OTRK
157
DELISTED
Ontrak
OTRK
– –
0
– –
PBI icon
158
Pitney Bowes
PBI
$2.11B
– –
-16,000
Closed -$85K
PEN icon
159
Penumbra
PEN
$11B
– –
0
– –
PLUG icon
160
Plug Power
PLUG
$1.69B
– –
0
– –
PLUR icon
161
Pluri
PLUR
$39.5M
– –
-3,913
Closed -$330K
PPA icon
162
Invesco Aerospace & Defense ETF
PPA
$6.2B
– –
0
– –
QQQ icon
163
Invesco QQQ Trust
QQQ
$368B
– –
0
– –
SPRU icon
164
Spruce Power Holding Corp
SPRU
$27.3M
– –
-21,250
Closed -$1.96M
SPY icon
165
SPDR S&P 500 ETF Trust
SPY
$660B
– –
0
– –
TSLA icon
166
Tesla
TSLA
$1.13T
– –
0
– –
WKHS icon
167
Workhorse Group
WKHS
$19.4M
– –
0
– –
WOR icon
168
Worthington Enterprises
WOR
$3.24B
– –
-21,086
Closed -$530K
XBI icon
169
SPDR S&P Biotech ETF
XBI
$5.39B
– –
-4,800
Closed -$535K
XSLV icon
170
Invesco S&P SmallCap Low Volatility ETF
XSLV
$265M
– –
0
– –
CORR
171
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
0
– –
IMBI
172
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
– –
-58,088
Closed -$337K
SRNE
173
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-24,302
Closed -$271K
VLDRW
174
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-88,333
Closed -$432K
TWTR
175
DELISTED
Twitter, Inc.
TWTR
– –
-39,000
Closed -$1.74M
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