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Aristides Capital Portfolio holdings

AUM $462M
1-Year Est. Return 28.94%
This Fund
S&P 500
This Quarter Est. Return
+46.68%
1 Year Est. Return
+28.94%
3 Year Est. Return
+109.78%
5 Year Est. Return
+150.66%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$148M
Cap. Flow
+$91.8M
Cap. Flow %
31.42%
Top 10 Hldgs %
60.29%
Holding
193
New
103
Increased
17
Reduced
19
Closed
27

Top Buys

Rank Stock Value
1
QS.WS
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
+$1.71M
2
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
+$1.51M
3
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.46M
4
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.26M
5
STRT icon
STRATTEC Security
STRT
+$1.24M

Top Sells

Rank Stock Value
1
FMCIW
Forum Merger II Corporation Warrant
FMCIW
+$3.13M
2
SPRU icon
Spruce Power Holding Corp
SPRU
+$1.96M
3
TWTR
Twitter, Inc.
TWTR
+$1.74M
4
BPOP icon
Popular Inc
BPOP
+$1.16M
5
PAYX icon
Paychex
PAYX
+$1.15M

Sector Composition

Rank Sector Weight
1 Financials 5.78%
2 Consumer Discretionary 5.25%
3 Communication Services 3.35%
4 Technology 2.79%
5 Industrials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
26
PUT
Meta Platforms (Facebook)
META
$1.52T
$2.19M 0.75%
+8,000
New +$2.19M
XSLV icon
27
CALL
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$1.91M 0.65%
+61,700
New +$2.3M
ARC
28
DELISTED
ARC Document Solutions, Inc.
ARC
$1.77M 0.61%
1,199,258
-49,164
-4% -$62.6K
STRT icon
29
STRATTEC Security
STRT
$358M
$1.71M 0.59%
+34,689
New +$1.24M
HFRO
30
Highland Opportunities and Income Fund
HFRO
$403M
$1.69M 0.58%
164,616
-64,460
-28% -$573K
MSFT icon
31
Microsoft
MSFT
$2.91T
$1.67M 0.57%
7,502
– –
OTRK
32
PUT
DELISTED
Ontrak
OTRK
$1.64M 0.56%
+296
New +$1.62M
PRVL
33
DELISTED
Prevail Therapeutics Inc. Common Stock
PRVL
$1.61M 0.55%
+70,000
New +$887K
CEN
34
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$1.55M 0.53%
163,353
+105,238
+181% +$930K
TTP
35
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$1.48M 0.51%
+87,033
New +$1.26M
TEAF
36
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$1.45M 0.5%
110,953
-7,355
-6% -$90.8K
CATC
37
DELISTED
CAMBRIDGE BANCORP
CATC
$1.39M 0.48%
19,981
+4,745
+31% +$317K
HD icon
38
CALL
Home Depot
HD
$337B
$1.33M 0.45%
+5,000
New +$1.37M
KMF
39
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.31M 0.45%
227,737
+34,550
+18% +$173K
NFE icon
40
PUT
New Fortress Energy
NFE
$97.7M
$1.24M 0.43%
+23,200
New +$1.06M
FCEL icon
41
FuelCell Energy
FCEL
$1.67B
$1.12M 0.38%
+3,333
New +$545K
CTHR
42
DELISTED
Charles & Colvard Ltd
CTHR
$1.02M 0.35%
83,369
+19,397
+30% +$207K
PLUG icon
43
PUT
Plug Power
PLUG
$2.85B
$1.02M 0.35%
+30,000
New +$679K
BLNK icon
44
PUT
Blink Charging
BLNK
$77.9M
$1M 0.34%
+23,400
New +$463K
TPZ
45
Tortoise Electrification Infrastructure ETF
TPZ
$129M
$972K 0.33%
87,745
– –
WKHS icon
46
PUT
Workhorse Group
WKHS
$30.2M
$936K 0.32%
+16
New +$1.04M
FCEL icon
47
CALL
FuelCell Energy
FCEL
$1.67B
$905K 0.31%
+2,700
New +$442K
SBE.WS
48
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$878K 0.3%
+56,950
New +$476K
NKLA
49
DELISTED
Nikola Corporation Common Stock
NKLA
$827K 0.28%
1,807
+1,007
+126% +$627K
TACT icon
50
Transact Technologies
TACT
$51.7M
$823K 0.28%
+115,901
New +$912K
1
2
3 4 5

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GLAM
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NG
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SHWM
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CPIM
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HSA
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CWWM
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Aristides Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Aristides Capital held 193 positions worth $292M, up 103% from $144M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Aristides Capital deployed $91.8M of net new capital in Q4 2020, opening 103 new positions and adding to 17 existing holdings. Its largest new stake was QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st: 75,000 shares worth $2.85M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Paychex, an estimated $1.15M trimmed.

  • Aristides Capital's largest Q4 2020 buy was QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st: 75,000 shares worth $2.85M.
  • Aristides Capital added most to Tortoise Midstream Energy Fund, Inc. Common Stock in Q4 2020, an estimated $1.51M increase.
  • Aristides Capital's biggest Q4 2020 reduction was Paychex, cutting an estimated $1.15M.
  • Aristides Capital fully exited Forum Merger II Corporation Warrant in Q4 2020, selling an estimated $3.13M.
  • Aristides Capital's ten largest holdings make up 60% of its $292M portfolio in Q4 2020.
  • Aristides Capital opened 103 new positions and closed 27 in Q4 2020.
  • Aristides Capital's portfolio value rose 103% quarter-over-quarter to $292M.

Based on Aristides Capital's 13F filing for Q4 2020, filed 12 Feb 2021.