AA

AQR Arbitrage Portfolio holdings

AUM $4.27B
1-Year Return 12.81%
This Quarter Return
-2.85%
1 Year Return
+12.81%
3 Year Return
+75.11%
5 Year Return
+240.2%
10 Year Return
+1,146.11%
AUM
$2.99B
AUM Growth
-$2.93B
Cap. Flow
-$3.6B
Cap. Flow %
-120.32%
Top 10 Hldgs %
20.02%
Holding
663
New
181
Increased
47
Reduced
119
Closed
84

Top Buys

1
ETFC
E*Trade Financial Corporation
ETFC
$45.6M
2
FTSV
Forty Seven, Inc. Common Stock
FTSV
$44.6M
3
LM
Legg Mason, Inc.
LM
$44.3M
4
QGEN icon
Qiagen
QGEN
$42.3M
5
FG
FGL Holdings Ordinary Shares
FG
$38M

Top Sells

1
S
Sprint Corporation
S
$140M
2
WCG
Wellcare Health Plans, Inc.
WCG
$135M
3
MDCO
Medicines Co
MDCO
$130M
4
ZAYO
Zayo Group Holdings, Inc.
ZAYO
$119M
5
WBC
WABCO HOLDINGS INC.
WBC
$97.8M

Sector Composition

1 Technology 11.42%
2 Healthcare 10.74%
3 Financials 9.4%
4 Consumer Discretionary 8.23%
5 Industrials 6.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NWSA icon
176
News Corp Class A
NWSA
$16.6B
$768K 0.03%
+85,532
New +$768K
BROGW
177
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$764K 0.03%
955,002
-244,998
-20% -$196K
VGM icon
178
Invesco Trust Investment Grade Municipals
VGM
$527M
$755K 0.03%
+62,481
New +$755K
CFFAW
179
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$750K 0.03%
1,500,000
– –
FTACW
180
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
$748K 0.03%
1,150,000
– –
LSAK icon
181
Lesaka Technologies
LSAK
$375M
$723K 0.02%
+248,450
New +$723K
LHC.WS
182
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$714K 0.02%
1,115,000
– –
KTF
183
DWS Municipal Income Trust
KTF
$351M
$710K 0.02%
+65,869
New +$710K
BTRSW
184
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$705K 0.02%
750,000
– –
HYACW
185
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$700K 0.02%
666,666
– –
HQH
186
abrdn Healthcare Investors
HQH
$912M
$696K 0.02%
39,088
+11,591
+42% +$206K
GDV icon
187
Gabelli Dividend & Income Trust
GDV
$2.38B
$695K 0.02%
46,913
+25,850
+123% +$383K
TRNE.WS
188
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$690K 0.02%
1,150,000
– –
VKI icon
189
Invesco Advantage Municipal Income Trust II
VKI
$373M
$683K 0.02%
+66,496
New +$683K
MQY icon
190
BlackRock MuniYield Quality Fund
MQY
$804M
$678K 0.02%
+46,588
New +$678K
PGEN icon
191
Precigen
PGEN
$1.3B
$666K 0.02%
195,834
-54,849
-22% -$187K
RQI icon
192
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$644K 0.02%
+71,205
New +$644K
ADV icon
193
Advantage Solutions
ADV
$580M
$640K 0.02%
60,000
-15,000
-20% -$160K
UTF icon
194
Cohen & Steers Infrastructure Fund
UTF
$2.53B
$637K 0.02%
+33,767
New +$637K
IQI icon
195
Invesco Quality Municipal Securities
IQI
$507M
$636K 0.02%
+54,302
New +$636K
FTV.PRA
196
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$633K 0.02%
875
-17,175
-95% -$12.4M
ACTTW
197
DELISTED
Act II Global Acquisition Corp. Warrant
ACTTW
$630K 0.02%
900,000
– –
MVSTW icon
198
Microvast Holdings, Inc. Warrants
MVSTW
$39M
$624K 0.02%
1,600,000
– –
EXG icon
199
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.74B
$607K 0.02%
+95,179
New +$607K
MHI
200
DELISTED
Pioneer Municipal High Income Fund
MHI
$598K 0.02%
+52,800
New +$598K
6 7
8
9 10