AA

AQR Arbitrage Portfolio holdings

AUM $4.27B
1-Year Return 12.81%
This Quarter Return
+24.65%
1 Year Return
+12.81%
3 Year Return
+75.11%
5 Year Return
+240.2%
10 Year Return
+1,146.11%
AUM
$2.85B
AUM Growth
+$92.9M
Cap. Flow
-$1.02B
Cap. Flow %
-35.75%
Top 10 Hldgs %
12.92%
Holding
1,267
New
690
Increased
43
Reduced
131
Closed
166

Top Buys

1
EIDX
Eidos Therapeutics, Inc. Common Stock
EIDX
$36.2M
2
TCF
TCF Financial Corporation Common Stock
TCF
$32.4M
3
INFO
IHS Markit Ltd. Common Shares
INFO
$31.9M
4
AJRD
Aerojet Rocketdyne Holdings, Inc.
AJRD
$27.1M
5
TXNM
TXNM Energy, Inc.
TXNM
$26M

Top Sells

1
VSLR
VIVINT SOLAR, INC.
VSLR
$59.9M
2
ETFC
E*Trade Financial Corporation
ETFC
$50.4M
3
WMGI
Wright Medical Group Inc
WMGI
$50.3M
4
LVGO
Livongo Health, Inc. Common Stock
LVGO
$43.6M
5
ADSW
Advanced Disposal Services, Inc.
ADSW
$43.2M

Sector Composition

1 Financials 9.06%
2 Technology 5.43%
3 Industrials 5.27%
4 Healthcare 5.2%
5 Consumer Discretionary 4.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTACW
1001
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
-1,150,000
Closed -$1.77M
RST
1002
DELISTED
ROSETTA STONE INC
RST
– –
-671,430
Closed -$20.1M
FMCIW
1003
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
-300,614
Closed -$2.66M
SAQNW
1004
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
– –
-200,000
Closed -$182K
INSUW
1005
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
– –
-550,000
Closed -$1.52M
AIMT
1006
DELISTED
Aimmune Therapeutics, Inc.
AIMT
– –
-894,257
Closed -$30.8M
CCXX.WS
1007
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
– –
-75,000
Closed -$150K
VSLR
1008
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-1,413,226
Closed -$59.9M
NBL
1009
DELISTED
Noble Energy, Inc.
NBL
– –
-3,613,142
Closed -$30.9M
ETFC
1010
DELISTED
E*Trade Financial Corporation
ETFC
– –
-1,007,477
Closed -$50.4M
DLPH
1011
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-2,161,268
Closed -$36.1M
MNTA
1012
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-773,269
Closed -$40.6M
BBF
1013
DELISTED
BlackRock Municipal Income Investment Trust
BBF
– –
-10,231
Closed -$133K
ETWO
1014
DELISTED
E2open Parent Holdings
ETWO
– –
-50,000
Closed -$520K
SHLL.WS
1015
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
-94,779
Closed -$2.42M
MOBL
1016
DELISTED
MobileIron, Inc.
MOBL
– –
-670,424
Closed -$4.7M
CMAX
1017
DELISTED
CareMax, Inc. Class A Common Stock
CMAX
– –
-667
Closed -$210K
ACA icon
1018
Arcosa
ACA
$4.82B
– –
-86,862
Closed -$3.83M
ACEL icon
1019
Accel Entertainment
ACEL
$969M
– –
-16,666
Closed -$178K
AEVA
1020
Aeva Technologies
AEVA
$746M
– –
-37,500
Closed -$1.88M
AHCO icon
1021
AdaptHealth
AHCO
$1.25B
– –
-38,560
Closed -$841K
ASLE icon
1022
AerSale
ASLE
$405M
– –
-100,000
Closed -$1.02M
ASTS icon
1023
AST SpaceMobile
ASTS
$11.3B
– –
-133,487
Closed -$1.34M
AVPT icon
1024
AvePoint
AVPT
$3.42B
– –
-50,000
Closed -$530K
AWP
1025
abrdn Global Premier Properties Fund
AWP
$344M
– –
-27,758
Closed -$128K
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