AA

AQR Arbitrage Portfolio holdings

AUM $4.27B
1-Year Return 12.81%
This Quarter Return
+7.83%
1 Year Return
+12.81%
3 Year Return
+75.11%
5 Year Return
+240.2%
10 Year Return
+1,146.11%
AUM
$2.78B
AUM Growth
-$65.9M
Cap. Flow
-$1.16B
Cap. Flow %
-41.58%
Top 10 Hldgs %
16.2%
Holding
1,587
New
503
Increased
22
Reduced
219
Closed
603

Top Buys

1
CMD
Cantel Medical Corporation
CMD
+$33.4M
2
COHR
Coherent Inc
COHR
+$28M
3
FLIR
FLIR Systems, Inc. (DE) Common Stock
FLIR
+$27.7M
4
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$26.9M
5
PRAH
PRA Health Sciences, Inc.
PRAH
+$26.3M

Top Sells

1
EIDX
Eidos Therapeutics, Inc. Common Stock
EIDX
+$36.2M
2
BMCH
BMC Stock Holdings, Inc
BMCH
+$35.8M
3
NGHC
National General Holdings Corp
NGHC
+$29.7M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$26.3M
5
EV
Eaton Vance Corp.
EV
+$25.2M

Sector Composition

1 Financials 10.48%
2 Healthcare 6.51%
3 Industrials 4.82%
4 Consumer Discretionary 4.5%
5 Technology 3.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SINA
926
DELISTED
Sina Corp
SINA
– –
-191,506
Closed -$8.12M
LOACW
927
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
-125,000
Closed -$195K
LOACR
928
DELISTED
Longevity Acquisition Corporation Right
LOACR
– –
-125,000
Closed -$143K
ROCHW
929
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
– –
-210,000
Closed -$924K
QEP
930
DELISTED
QEP RESOURCES, INC.
QEP
– –
-2,026,940
Closed -$4.84M
IPV.WS
931
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
– –
-275,000
Closed -$1.13M
CLA.WS
932
DELISTED
Colonnade Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
CLA.WS
– –
-300,000
Closed -$1.07M
GNOGW
933
DELISTED
Golden Nugget Online Gaming, Inc. Warrant
GNOGW
– –
-406,117
Closed -$3.66M
LAZRW
934
DELISTED
Luminar Technologies, Inc. Warrant
LAZRW
– –
-83,332
Closed -$1.43M
ACIA
935
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
– –
-317,666
Closed -$23.2M
EV
936
DELISTED
Eaton Vance Corp.
EV
– –
-371,475
Closed -$25.2M
XL.WS
937
DELISTED
XL Fleet Corp. Redeemable Warrants, each whole warrant exercisable for shares of Class A common stoc
XL.WS
– –
-199,999
Closed -$1.62M
SBE.WS
938
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
– –
-178,553
Closed -$2.75M
TTCFW
939
DELISTED
Tattooed Chef, Inc. Warrant
TTCFW
– –
-197,774
Closed -$2.25M
LGVW.WS
940
DELISTED
Longview Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LGVW.WS
– –
-271,666
Closed -$1.79M
VRTU
941
DELISTED
Virtusa Corporation
VRTU
– –
-295,129
Closed -$15.1M
PANA.WS
942
DELISTED
Panacea Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class
PANA.WS
– –
-16,666
Closed -$53K
EIGI
943
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-1,220,651
Closed -$11.5M
CLCT
944
DELISTED
Collectors Universe
CLCT
– –
-41,023
Closed -$3.09M
PCPL.WS
945
DELISTED
CC Neuberger Principal Holdings I Warrants, each whole warrant exercisable for one Class A ordinary
PCPL.WS
– –
-166,666
Closed -$392K
EIDX
946
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
– –
-274,853
Closed -$36.2M
GHIVW
947
DELISTED
Gores Holdings IV, Inc. Warrant
GHIVW
– –
-50,000
Closed -$208K
OAC.WS
948
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
– –
-66,666
Closed -$260K
VRT.WS
949
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
– –
-500,000
Closed -$3.65M
RIDEW
950
DELISTED
Lordstown Motors Corp. Warrant
RIDEW
– –
-287,103
Closed -$2.48M
36 37
38
39 40