AA

AQR Arbitrage Portfolio holdings

AUM $4.27B
1-Year Return 12.81%
This Quarter Return
-2.85%
1 Year Return
+12.81%
3 Year Return
+75.11%
5 Year Return
+240.2%
10 Year Return
+1,146.11%
AUM
$2.99B
AUM Growth
-$2.93B
Cap. Flow
-$3.6B
Cap. Flow %
-120.32%
Top 10 Hldgs %
20.02%
Holding
663
New
181
Increased
47
Reduced
119
Closed
84

Top Buys

1
ETFC
E*Trade Financial Corporation
ETFC
$45.6M
2
FTSV
Forty Seven, Inc. Common Stock
FTSV
$44.6M
3
LM
Legg Mason, Inc.
LM
$44.3M
4
QGEN icon
Qiagen
QGEN
$42.3M
5
FG
FGL Holdings Ordinary Shares
FG
$38M

Top Sells

1
S
Sprint Corporation
S
$140M
2
WCG
Wellcare Health Plans, Inc.
WCG
$135M
3
MDCO
Medicines Co
MDCO
$130M
4
ZAYO
Zayo Group Holdings, Inc.
ZAYO
$119M
5
WBC
WABCO HOLDINGS INC.
WBC
$97.8M

Sector Composition

1 Technology 11.42%
2 Healthcare 10.74%
3 Financials 9.4%
4 Consumer Discretionary 8.23%
5 Industrials 6.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NAZ icon
301
Nuveen Arizona Quality Municipal Income Fund
NAZ
$137M
$252K 0.01%
20,319
+7,491
+58% +$92.9K
LATNW
302
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$250K 0.01%
1,000,000
– –
DFPHU
303
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$248K 0.01%
+25,000
New +$248K
DMS
304
DELISTED
Digital Media Solutions, Inc.
DMS
$247K 0.01%
1,599
-441
-22% -$68.1K
ALUS.WS
305
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
$244K 0.01%
+325,000
New +$244K
SRTAW
306
Strata Critical Medical, Inc. Warrants
SRTAW
$2.13M
$243K 0.01%
333,332
– –
PAA icon
307
Plains All American Pipeline
PAA
$12.1B
$236K 0.01%
44,625
+8,625
+24% +$45.6K
GIX.WS
308
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$236K 0.01%
765,000
– –
ERC
309
Allspring Multi-Sector Income Fund
ERC
$268M
$235K 0.01%
+24,413
New +$235K
NUW icon
310
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$234K 0.01%
+14,922
New +$234K
LCAHW
311
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$233K 0.01%
583,332
– –
PIC.WS
312
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$233K 0.01%
333,332
– –
SOR
313
Source Capital
SOR
$367M
$232K 0.01%
7,553
-292
-4% -$8.97K
NUM
314
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$231K 0.01%
17,247
+1,837
+12% +$24.6K
NS
315
DELISTED
NuStar Energy L.P.
NS
$228K 0.01%
26,485
+9,046
+52% +$77.9K
NFH.WS
316
DELISTED
New Frontier Health Corporation Warrants, each whole warrant exercisable for one Ordinary Share at a
NFH.WS
$228K 0.01%
240,847
-209,153
-46% -$198K
PTACW
317
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
$228K 0.01%
+325,000
New +$228K
BIT icon
318
BlackRock Multi-Sector Income Trust
BIT
$586M
$223K 0.01%
+18,446
New +$223K
ARDC
319
Are Dynamic Credit Allocation Fund
ARDC
$353M
$222K 0.01%
20,588
+9,765
+90% +$105K
MEN
320
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$222K 0.01%
+20,835
New +$222K
NIE
321
Virtus Equity & Convertible Income Fund
NIE
$689M
$221K 0.01%
+11,861
New +$221K
ENBL
322
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$220K 0.01%
85,661
+35,661
+71% +$91.6K
GMHIW
323
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$217K 0.01%
166,666
– –
SPAQ.WS
324
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$217K 0.01%
434,999
– –
MQT icon
325
BlackRock MuniYield Quality Fund II
MQT
$216M
$215K 0.01%
+17,398
New +$215K
11 12
13
14 15