AA

AQR Arbitrage Portfolio holdings

AUM $4.27B
1-Year Return 12.81%
This Quarter Return
+34.01%
1 Year Return
+12.81%
3 Year Return
+75.11%
5 Year Return
+240.2%
10 Year Return
+1,146.11%
AUM
$2.25B
AUM Growth
-$741M
Cap. Flow
-$1.75B
Cap. Flow %
-77.89%
Top 10 Hldgs %
22.14%
Holding
665
New
85
Increased
105
Reduced
88
Closed
119

Top Buys

1
PTLA
Portola Pharmaceuticals, Inc.
PTLA
$26.8M
2
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$22.8M
3
WUBA
58.COM INC
WUBA
$17.2M
4
IBKC
IBERIABANK Corp
IBKC
$16.1M
5
EOSE icon
Eos Energy Enterprises
EOSE
$13.4M

Top Sells

1
TSG
The Stars Group Inc.
TSG
$78.6M
2
AGN
Allergan plc
AGN
$64.8M
3
MLNX
Mellanox Technologies, Ltd.
MLNX
$60.3M
4
RARX
Ra Pharmaceuticals, Inc. Common Stock
RARX
$57.2M
5
WBC
WABCO HOLDINGS INC.
WBC
$53.5M

Sector Composition

1 Financials 10.61%
2 Industrials 5.88%
3 Technology 5.75%
4 Consumer Discretionary 5.62%
5 Healthcare 5.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIX.WS
276
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$379K 0.02%
765,000
– –
CCH.WS
277
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
$379K 0.02%
116,666
– –
SBI
278
Western Asset Intermediate Muni Fund
SBI
$109M
$371K 0.02%
43,312
+5,298
+14% +$45.4K
GAM
279
General American Investors Company
GAM
$1.41B
$367K 0.02%
+11,548
New +$367K
ETG
280
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.59B
$360K 0.02%
25,199
+9,027
+56% +$129K
LATNW
281
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$350K 0.02%
1,000,000
– –
FDEU
282
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$348K 0.02%
+33,685
New +$348K
SOR
283
Source Capital
SOR
$367M
$341K 0.02%
10,306
+2,753
+36% +$91.1K
AVPTW
284
DELISTED
AvePoint Inc Warrant
AVPTW
$340K 0.02%
200,000
– –
VPV icon
285
Invesco Pennsylvania Value Municipal Income Trust
VPV
$181M
$338K 0.02%
28,460
+11,167
+65% +$133K
VLDR
286
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$338K 0.02%
24,328
-125,672
-84% -$1.75M
CCX.WS
287
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$337K 0.02%
116,666
– –
SRTAW
288
Strata Critical Medical, Inc. Warrants
SRTAW
$2.13M
$333K 0.01%
333,332
– –
CII icon
289
BlackRock Enhanced Captial and Income Fund
CII
$948M
$333K 0.01%
23,046
+9,800
+74% +$142K
EOT
290
Eaton Vance National Municipal Opportunities Trust
EOT
$257M
$328K 0.01%
+16,701
New +$328K
NFH.WS
291
DELISTED
New Frontier Health Corporation Warrants, each whole warrant exercisable for one Ordinary Share at a
NFH.WS
$328K 0.01%
240,847
– –
GMHIW
292
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$328K 0.01%
166,666
– –
SCPE.WS
293
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$324K 0.01%
300,000
– –
NAZ icon
294
Nuveen Arizona Quality Municipal Income Fund
NAZ
$137M
$321K 0.01%
23,621
+3,302
+16% +$44.9K
AZEK
295
DELISTED
The AZEK Co
AZEK
$319K 0.01%
+10,000
New +$319K
FCT
296
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$319K 0.01%
29,260
+9,996
+52% +$109K
DSU icon
297
BlackRock Debt Strategies Fund
DSU
$547M
$315K 0.01%
33,762
-201
-0.6% -$1.88K
INSG icon
298
Inseego
INSG
$199M
$306K 0.01%
+2,636
New +$306K
NUW icon
299
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
$304K 0.01%
19,396
+4,474
+30% +$70.1K
DIAX icon
300
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$535M
$302K 0.01%
22,199
+9,829
+79% +$134K
10 11
12
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