AA

AQR Arbitrage Portfolio holdings

AUM $4.27B
1-Year Return 12.81%
This Quarter Return
+6.96%
1 Year Return
+12.81%
3 Year Return
+75.11%
5 Year Return
+240.2%
10 Year Return
+1,146.11%
AUM
$9.64B
AUM Growth
-$556M
Cap. Flow
-$3.65B
Cap. Flow %
-37.85%
Top 10 Hldgs %
21.95%
Holding
447
New
78
Increased
27
Reduced
61
Closed
84

Top Buys

1
BEAV
B/E Aerospace Inc
BEAV
$154M
2
ENH
Endurance Specialty Holdings Ltd
ENH
$153M
3
NXPI icon
NXP Semiconductors
NXPI
$152M
4
BRCD
Brocade Communications Systems, Inc. NEW
BRCD
$129M
5
HAR
Harman International Industries
HAR
$126M

Top Sells

1
KLAC icon
KLA
KLAC
$194M
2
AGN.PRA
Allergan plc.
AGN.PRA
$175M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$142M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$141M
5
CPHD
Cepheid Inc
CPHD
$134M

Sector Composition

1 Technology 11.04%
2 Materials 8.18%
3 Healthcare 7.95%
4 Financials 6.25%
5 Consumer Discretionary 4.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VLYWW
251
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$23K ﹤0.01%
116,185
– –
JSYNW
252
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
$22K ﹤0.01%
200,000
– –
AMRS
253
DELISTED
Amyris Inc.
AMRS
$11K ﹤0.01%
+1,000
New +$11K
ARKR icon
254
Ark Restaurants
ARKR
$25.4M
– –
-12,578
Closed -$286K
EVF
255
Eaton Vance Senior Income Trust
EVF
$101M
– –
-33,149
Closed -$213K
FTF
256
Franklin Limited Duration Income Trust
FTF
$260M
– –
-16,100
Closed -$195K
GLQ
257
Clough Global Equity Fund
GLQ
$139M
– –
-19,335
Closed -$220K
GLV
258
Clough Global Dividend & Income Fund
GLV
$72.2M
– –
-17,920
Closed -$217K
GRX
259
Gabelli Healthcare & Wellness Trust
GRX
$147M
– –
-18,462
Closed -$192K
HE icon
260
Hawaiian Electric Industries
HE
$2.12B
– –
-863,928
Closed -$25.8M
JQC icon
261
Nuveen Credit Strategies Income Fund
JQC
$746M
– –
-10,647
Closed -$90K
KEYS icon
262
Keysight
KEYS
$28.9B
– –
-547,926
Closed -$17.4M
KLAC icon
263
KLA
KLAC
$119B
– –
-2,786,420
Closed -$194M
PANL icon
264
Pangaea Logistics
PANL
$349M
– –
-38,472
Closed -$96K
PCF
265
High Income Securities Fund
PCF
$120M
– –
-10,692
Closed -$86K
RVT icon
266
Royce Value Trust
RVT
$1.96B
– –
-33,140
Closed -$420K
SCD
267
LMP Capital and Income Fund
SCD
$270M
– –
-16,951
Closed -$231K
SWZ
268
Swiss Helvetia Fund
SWZ
$79.6M
– –
-18,215
Closed -$195K
UUUU icon
269
Energy Fuels
UUUU
$2.67B
– –
-17,980
Closed -$29K
VEON icon
270
VEON
VEON
$3.8B
– –
-17,735
Closed -$1.54M
FSD
271
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-49,917
Closed -$778K
LTRPA
272
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-90,211
Closed -$1.97M
CTXS
273
DELISTED
Citrix Systems Inc
CTXS
– –
-59,274
Closed -$4.02M
CDK
274
DELISTED
CDK Global, Inc.
CDK
– –
-207,733
Closed -$11.9M
TPCO
275
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-119,509
Closed -$2.02M
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