AA

AQR Arbitrage Portfolio holdings

AUM $4.27B
1-Year Return 12.81%
This Quarter Return
+34.01%
1 Year Return
+12.81%
3 Year Return
+75.11%
5 Year Return
+240.2%
10 Year Return
+1,146.11%
AUM
$2.25B
AUM Growth
-$741M
Cap. Flow
-$1.75B
Cap. Flow %
-77.89%
Top 10 Hldgs %
22.14%
Holding
665
New
85
Increased
105
Reduced
88
Closed
119

Top Buys

1
PTLA
Portola Pharmaceuticals, Inc.
PTLA
$26.8M
2
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$22.8M
3
WUBA
58.COM INC
WUBA
$17.2M
4
IBKC
IBERIABANK Corp
IBKC
$16.1M
5
EOSE icon
Eos Energy Enterprises
EOSE
$13.4M

Top Sells

1
TSG
The Stars Group Inc.
TSG
$78.6M
2
AGN
Allergan plc
AGN
$64.8M
3
MLNX
Mellanox Technologies, Ltd.
MLNX
$60.3M
4
RARX
Ra Pharmaceuticals, Inc. Common Stock
RARX
$57.2M
5
WBC
WABCO HOLDINGS INC.
WBC
$53.5M

Sector Composition

1 Financials 10.61%
2 Industrials 5.88%
3 Technology 5.75%
4 Consumer Discretionary 5.62%
5 Healthcare 5.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ADV icon
226
Advantage Solutions
ADV
$580M
$663K 0.03%
60,000
– –
AOD
227
abrdn Total Dynamic Dividend Fund
AOD
$962M
$653K 0.03%
84,868
+29,556
+53% +$227K
BGT icon
228
BlackRock Floating Rate Income Trust
BGT
$317M
$644K 0.03%
58,657
+32,404
+123% +$356K
IGD
229
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$466M
$634K 0.03%
131,275
+15,500
+13% +$74.9K
PACK.WS
230
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$628K 0.03%
405,000
– –
JRI icon
231
Nuveen Real Asset Income & Growth Fund
JRI
$373M
$623K 0.03%
53,352
+36,827
+223% +$430K
KIO
232
KKR Income Opportunities Fund
KIO
$514M
$620K 0.03%
50,286
+32,394
+181% +$399K
RNP icon
233
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.06B
$614K 0.03%
32,115
+6,699
+26% +$128K
LGC.WS
234
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$613K 0.03%
1,250,000
– –
ATCXW
235
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
$611K 0.03%
1,565,744
– –
HCCHW
236
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$610K 0.03%
270,000
– –
BSL
237
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$609K 0.03%
47,335
+36,986
+357% +$476K
VKQ icon
238
Invesco Municipal Trust
VKQ
$511M
$604K 0.03%
51,364
+11,709
+30% +$138K
LACQW
239
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$588K 0.03%
625,000
– –
VMO icon
240
Invesco Municipal Opportunity Trust
VMO
$622M
$580K 0.03%
48,899
+15,464
+46% +$183K
DSM
241
BNY Mellon Strategic Municipal Bond Fund
DSM
$284M
$575K 0.03%
79,439
+4,268
+6% +$30.9K
AFT
242
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$575K 0.03%
46,274
+22,680
+96% +$282K
ARDC
243
Are Dynamic Credit Allocation Fund
ARDC
$353M
$556K 0.02%
46,616
+26,028
+126% +$310K
BRMK.WS
244
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$556K 0.02%
1,750,000
– –
VTN icon
245
Invesco Trust for Investment Grade New York Municipals
VTN
$149M
$551K 0.02%
45,242
+13,510
+43% +$165K
PGEN icon
246
Precigen
PGEN
$1.3B
$536K 0.02%
107,389
-88,445
-45% -$441K
EAD
247
Allspring Income Opportunities Fund
EAD
$421M
$534K 0.02%
76,074
+16,810
+28% +$118K
BGH
248
Barings Global Short Duration High Yield Fund
BGH
$332M
$523K 0.02%
41,602
+30,044
+260% +$378K
JIH.WS
249
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$522K 0.02%
600,000
– –
BOE icon
250
BlackRock Enhanced Global Dividend Trust
BOE
$658M
$521K 0.02%
55,257
+12,535
+29% +$118K
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