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AA

Apriem Advisors Portfolio holdings

AUM $1.05B
1-Year Est. Return 22.09%
This Fund
S&P 500
This Quarter Est. Return
-11.94%
1 Year Est. Return
+22.09%
3 Year Est. Return
+62.04%
5 Year Est. Return
+69.09%
10 Year Est. Return
+243.72%
AUM
$284M
AUM Growth
-$172M
Cap. Flow
-$125M
Cap. Flow %
-43.83%
Top 10 Hldgs %
50.83%
Holding
169
New
6
Increased
52
Reduced
51
Closed
43

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$2.65M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.95M
3
AAPL icon
Apple
AAPL
+$1.86M
4
RTX icon
RTX Corp
RTX
+$1.55M
5
CLX icon
Clorox
CLX
+$1.46M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$32.1M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$24.1M
3
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$20.4M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$20.3M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$17.2M

Sector Composition

Rank Sector Weight
1 Healthcare 8.22%
2 Technology 7.71%
3 Financials 6.72%
4 Communication Services 6.44%
5 Industrials 4.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GERN icon
126
Geron
GERN
$911M
$10K ﹤0.01%
10,000
– –
BABA icon
127
Alibaba
BABA
$276B
– –
-3,992
Closed -$658K
BIDU icon
128
Baidu
BIDU
$35.6B
– –
-1,002
Closed -$229K
COP icon
129
ConocoPhillips
COP
$144B
– –
-2,925
Closed -$226K
EIX icon
130
Edison International
EIX
$30.5B
– –
-3,048
Closed -$206K
EMR icon
131
Emerson Electric
EMR
$81.8B
– –
-2,701
Closed -$207K
FBT icon
132
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
– –
-1,750
Closed -$277K
FDN icon
133
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.02B
– –
-3,075
Closed -$435K
GOOG icon
134
Alphabet (Google) Class C
GOOG
$4.1T
– –
-3,820
Closed -$228K
IBM icon
135
IBM
IBM
$214B
– –
-1,618
Closed -$234K
NOC icon
136
Northrop Grumman
NOC
$77.3B
– –
-703
Closed -$223K
NVDA icon
137
NVIDIA
NVDA
$4.65T
– –
-84,520
Closed -$594K
ADAM
138
Adamas Trust
ADAM
$781M
– –
-3,925
Closed -$95K
OXSQ icon
139
Oxford Square Capital
OXSQ
$150M
– –
-13,661
Closed -$97K
PDBC icon
140
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.37B
– –
-1,709,486
Closed -$32.1M
RSP icon
141
Invesco S&P 500 Equal Weight ETF
RSP
$97.7B
– –
-93,370
Closed -$9.97M
RVT icon
142
Royce Value Trust
RVT
$2.19B
– –
-109,221
Closed -$1.79M
SCHM icon
143
Schwab US Mid-Cap ETF
SCHM
$14.3B
– –
-1,055,505
Closed -$20.4M
VYMI icon
144
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
– –
-15,900
Closed -$999K
WDC icon
145
Western Digital
WDC
$162B
– –
-6,317
Closed -$280K
XOP icon
146
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.53B
– –
-1,838
Closed -$318K
XYZ
147
Block Inc
XYZ
$49.1B
– –
-2,250
Closed -$223K
GARS
148
DELISTED
Garrison Capital Inc.
GARS
– –
-11,441
Closed -$95K
RTN
149
DELISTED
Raytheon Company
RTN
– –
-1,220
Closed -$252K
BSCI
150
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
– –
-21,550
Closed -$456K
3 4 5
6
7

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Apriem Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Apriem Advisors held 169 positions worth $284M, down 38% from $457M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Apriem Advisors withdrew a net $125M in Q4 2018, closing 43 positions and reducing 51 holdings. Its most notable exit was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $32.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 5% a quarter earlier, followed by Technology and Financials.

Against the trend, Apriem Advisors opened a new position in Invesco QQQ Trust worth $1.8M.

  • Apriem Advisors's largest Q4 2018 buy was Invesco QQQ Trust: 11,664 shares worth $1.8M.
  • Apriem Advisors added most to Schwab US Broad Market ETF in Q4 2018, an estimated $2.65M increase.
  • Apriem Advisors's biggest Q4 2018 reduction was Schwab US Large- Cap ETF, cutting an estimated $24.1M.
  • Apriem Advisors fully exited Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF in Q4 2018, selling an estimated $32.1M.
  • Apriem Advisors's ten largest holdings make up 51% of its $284M portfolio in Q4 2018.
  • Apriem Advisors opened 6 new positions and closed 43 in Q4 2018.
  • Apriem Advisors's portfolio value fell 38% quarter-over-quarter to $284M.

Based on Apriem Advisors's 13F filing for Q4 2018, filed 19 Feb 2019.