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AFM

Anson Funds Management Portfolio holdings

AUM $2.29B
1-Year Est. Return 370.24%
This Fund
S&P 500
This Quarter Est. Return
+9.11%
1 Year Est. Return
+370.24%
3 Year Est. Return
+1,243.07%
5 Year Est. Return
+867.54%
10 Year Est. Return
+12,575.88%
AUM
$320M
AUM Growth
-$146M
Cap. Flow
-$159M
Cap. Flow %
-49.86%
Top 10 Hldgs %
67.17%
Holding
109
New
50
Increased
6
Reduced
14
Closed
21

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.8M
2
BXE
Bellatrix Exploration Ltd.
BXE
+$5.02M
3
CAT icon
Caterpillar
CAT
+$4.53M
4
HIHO icon
Highway Holdings
HIHO
+$2.33M
5
LITS
Lite Strategy Inc
LITS
+$2.15M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$26.8M
2
PHYS icon
Sprott Physical Gold
PHYS
+$11.1M
3
CXW icon
CoreCivic
CXW
+$7.03M
4
TK icon
Teekay
TK
+$3.08M
5
PERY
Perry Ellis International Inc
PERY
+$2.24M

Sector Composition

Rank Sector Weight
1 Financials 9.95%
2 Energy 9.29%
3 Technology 6.39%
4 Materials 4.86%
5 Consumer Discretionary 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONTXW
76
DELISTED
Onconova Therapeutics, Inc. Warrants
ONTXW
$213K 0.07%
+93,750
New +$84.1K
MPVD
77
DELISTED
Mountain Province Diamonds Inc.
MPVD
$213K 0.07%
31,700
– –
STLY
78
DELISTED
Stanley Furniture Co Inc
STLY
$212K 0.07%
+235,047
New +$289K
CTHR
79
DELISTED
Charles & Colvard Ltd
CTHR
$203K 0.06%
+18,474
New +$195K
IMNN icon
80
Imunon
IMNN
$6.43M
$200K 0.06%
+240
New +$548K
RFIL icon
81
RF Industries
RFIL
$122M
$191K 0.06%
+109,234
New +$188K
FTEK icon
82
Fuel Tech
FTEK
$45.2M
$165K 0.05%
+143,845
New +$183K
NBRV
83
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
$155K 0.05%
+104
New +$138K
INVT
84
DELISTED
Inventergy Global, Inc.
INVT
$154K 0.05%
+205,149
New +$136K
JAGX icon
85
Jaguar Health
JAGX
$4.74M
– –
0
– –
EGT
86
DELISTED
Entertainment Gaming Asia Inc.
EGT
$72K 0.02%
+51,831
New +$75.2K
VANI icon
87
Vivani Medical
VANI
$113M
$61K 0.02%
+1,296
New +$74K
CPSH icon
88
CPS Technologies
CPSH
$72.8M
$36K 0.01%
+19,506
New +$27.3K
ADI icon
89
PUT
Analog Devices
ADI
$178B
– –
-55,000
Closed -$3.54M
AMD icon
90
PUT
Advanced Micro Devices
AMD
$741B
– –
-300,000
Closed -$2.07M
C icon
91
CALL
Citigroup
C
$222B
– –
-95,800
Closed -$4.53M
C icon
92
Citigroup
C
$222B
– –
-10,000
Closed -$472K
CRM icon
93
PUT
Salesforce
CRM
$149B
– –
-50,000
Closed -$3.57M
CVM icon
94
CEL-SCI Corp
CVM
$21M
– –
-1,341
Closed -$307K
CXW icon
95
CoreCivic
CXW
$3.03B
– –
-507,103
Closed -$7.03M
EDSA icon
96
Edesa Biotech
EDSA
$47.9M
– –
-2,426
Closed -$1.71M
GLD icon
97
CALL
SPDR Gold Trust
GLD
$131B
– –
-964,100
Closed -$121M
NVDA icon
98
PUT
NVIDIA
NVDA
$4.77T
– –
-4,584,000
Closed -$7.85M
PHYS icon
99
Sprott Physical Gold
PHYS
$14.5B
– –
-1,017,849
Closed -$11.1M
QMCO icon
100
Quantum Corp
QMCO
$444M
– –
-7,542
Closed -$888K
1 2 3
4
5

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MA
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ST
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GCP
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LCM
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7WCP
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LFM
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Anson Funds Management's Q4 2016 Portfolio in Review

As of Q4 2016, Anson Funds Management held 109 positions worth $320M, down 31% from $465M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Anson Funds Management withdrew a net $159M in Q4 2016, closing 21 positions and reducing 14 holdings. Its most notable exit was Sprott Physical Gold, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 9.7% a quarter earlier, followed by Energy and Technology.

Against the trend, Anson Funds Management opened a new position in Caterpillar worth $4.64M.

  • Anson Funds Management's largest Q4 2016 buy was Caterpillar: 50,000 shares worth $4.64M.
  • Anson Funds Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $20.8M increase.
  • Anson Funds Management's biggest Q4 2016 reduction was Bank of America, cutting an estimated $26.8M.
  • Anson Funds Management fully exited Sprott Physical Gold in Q4 2016, selling an estimated $11.1M.
  • Anson Funds Management's ten largest holdings make up 67% of its $320M portfolio in Q4 2016.
  • Anson Funds Management opened 50 new positions and closed 21 in Q4 2016.
  • Anson Funds Management's portfolio value fell 31% quarter-over-quarter to $320M.

Based on Anson Funds Management's 13F filing for Q4 2016, filed 14 Feb 2017.