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AFM

Anson Funds Management Portfolio holdings

AUM $2.29B
1-Year Est. Return 370.24%
This Fund
S&P 500
This Quarter Est. Return
+2.61%
1 Year Est. Return
+370.24%
3 Year Est. Return
+1,243.07%
5 Year Est. Return
+867.54%
10 Year Est. Return
+12,575.88%
AUM
$465M
AUM Growth
-$59.2M
Cap. Flow
-$83.2M
Cap. Flow %
-17.89%
Top 10 Hldgs %
71.37%
Holding
78
New
20
Increased
7
Reduced
10
Closed
22

Top Buys

Rank Stock Value
1
CXW icon
CoreCivic
CXW
+$12.1M
2
BXE
Bellatrix Exploration Ltd.
BXE
+$3.17M
3
IRD
Opus Genetics
IRD
+$2.31M
4
AIM
AIM ImmunoTech
AIM
+$2.1M
5
SEEL
Seelos Therapeutics, Inc. Common Stock
SEEL
+$1.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77.8M
2
TBBK icon
The Bancorp
TBBK
+$9.33M
3
STKL
SunOpta
STKL
+$5.32M
4
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
+$4.9M
5
EVC icon
Entravision Communication
EVC
+$2.72M

Sector Composition

Rank Sector Weight
1 Financials 9.72%
2 Energy 4.9%
3 Technology 4.15%
4 Consumer Discretionary 3.28%
5 Materials 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLT
51
abrdn Physical Platinum Shares ETF
PPLT
$1.83B
$296K 0.06%
30,000
– –
DSKX
52
DELISTED
DS HEALTHCARE GROUP, INC. NEW COMMON STOCK
DSKX
$274K 0.06%
1,189,600
– –
MPVD
53
DELISTED
Mountain Province Diamonds Inc.
MPVD
$217K 0.05%
+31,700
New +$157K
GNVC
54
DELISTED
GenVec, Inc.
GNVC
$155K 0.03%
33,021
-88,865
-73% -$512K
TMBR
55
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$114K 0.02%
+14
New +$148K
BAC icon
56
CALL
Bank of America
BAC
$438B
– –
-200,000
Closed -$2.65M
BB icon
57
BlackBerry
BB
$4.69B
– –
-201,200
Closed -$1.35M
GLD icon
58
PUT
SPDR Gold Trust
GLD
$131B
– –
-50,000
Closed -$6.32M
IDN icon
59
Intellicheck
IDN
$74.3M
– –
-35,171
Closed -$49K
LITS
60
Lite Strategy Inc
LITS
$33.4M
– –
-92,125
Closed -$2.51M
NXPI icon
61
PUT
NXP Semiconductors
NXPI
$65.9B
– –
-50,000
Closed -$3.92M
PALI icon
62
Palisade Bio
PALI
$349M
– –
-1
Closed -$354K
PSTV icon
63
Plus Therapeutics
PSTV
$25.5M
– –
-3
Closed -$1.22M
SPY icon
64
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
-91,500
Closed -$19.2M
STKL
65
DELISTED
SunOpta
STKL
– –
-1,269,166
Closed -$5.32M
SU icon
66
Suncor Energy
SU
$75.3B
– –
-75,000
Closed -$2.69M
TBBK icon
67
The Bancorp
TBBK
$2.86B
– –
-1,549,212
Closed -$9.33M
WMT icon
68
PUT
Walmart Inc
WMT
$904B
– –
-600,000
Closed -$14.6M
BIOC
69
DELISTED
Biocept, Inc.
BIOC
– –
-4
Closed -$74K
MNK
70
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-233,300
Closed -$14.2M
BSTG
71
DELISTED
Biostage, Inc. Common Stock
BSTG
– –
-649,147
Closed -$740K
MBLY
72
PUT
DELISTED
Mobileye N.V.
MBLY
– –
-40,000
Closed -$1.85M
PPP
73
DELISTED
Primero Mining Corp
PPP
– –
-275,000
Closed -$630K
FES
74
DELISTED
Forbes Energy Services Ltd
FES
– –
-400,000
Closed -$74K
CBMX
75
DELISTED
CombiMatrix Corporation
CBMX
– –
-69,049
Closed -$197K
1 2
3
4

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MA
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ST
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GCP
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LCM
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7WCP
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LFM
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Anson Funds Management's Q3 2016 Portfolio in Review

As of Q3 2016, Anson Funds Management held 78 positions worth $465M, down 11% from $524M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Anson Funds Management withdrew a net $83.2M in Q3 2016, closing 22 positions and reducing 10 holdings. Its most notable exit was The Bancorp, an estimated $9.33M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 9.1% a quarter earlier, followed by Energy and Technology.

Against the trend, Anson Funds Management opened a new position in CoreCivic worth $7.03M.

  • Anson Funds Management's largest Q3 2016 buy was CoreCivic: 507,103 shares worth $7.03M.
  • Anson Funds Management added most to Bellatrix Exploration Ltd. in Q3 2016, an estimated $3.17M increase.
  • Anson Funds Management's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $77.8M.
  • Anson Funds Management fully exited The Bancorp in Q3 2016, selling an estimated $9.33M.
  • Anson Funds Management's ten largest holdings make up 71% of its $465M portfolio in Q3 2016.
  • Anson Funds Management opened 20 new positions and closed 22 in Q3 2016.
  • Anson Funds Management's portfolio value fell 11% quarter-over-quarter to $465M.

Based on Anson Funds Management's 13F filing for Q3 2016, filed 14 Nov 2016.