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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$1.22B
AUM Growth
-$11.1M
Cap. Flow
+$10.7M
Cap. Flow %
0.88%
Top 10 Hldgs %
60.53%
Holding
231
New
13
Increased
76
Reduced
102
Closed
18

Top Buys

Rank Stock Value
1
IYG icon
iShares US Financial Services ETF
IYG
+$17.8M
2
CSCO icon
Cisco
CSCO
+$3.21M
3
UNP icon
Union Pacific
UNP
+$2.75M
4
WBA
Walgreens Boots Alliance
WBA
+$2.47M
5
VB icon
Vanguard Small-Cap ETF
VB
+$2.35M

Top Sells

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$10.1M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$10.1M
3
TSM icon
TSMC
TSM
+$4.51M
4
AAPL icon
Apple
AAPL
+$3.22M
5
AMGN icon
Amgen
AMGN
+$3.1M

Sector Composition

Rank Sector Weight
1 Technology 7.66%
2 Healthcare 4.71%
3 Financials 4.36%
4 Consumer Discretionary 3.86%
5 Industrials 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
201
Waste Management
WM
$95B
$204K 0.02%
+1,366
New +$204K
DUK icon
202
Duke Energy
DUK
$101B
$203K 0.02%
2,083
-474
-19% -$49.1K
AMGN icon
203
Amgen
AMGN
$209B
$201K 0.02%
944
-13,457
-93% -$3.1M
SCHA icon
204
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$200K 0.02%
8,012
-804
-9% -$20.4K
SH icon
205
ProShares Short S&P500
SH
$928M
$165K 0.01%
2,705
+14
+0.5% +$834
NOK icon
206
Nokia
NOK
$46.9B
$137K 0.01%
25,200
+12,400
+97% +$72K
BRMK
207
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$130K 0.01%
13,152
– –
PANL icon
208
Pangaea Logistics
PANL
$484M
$103K 0.01%
+20,383
New +$100K
QUAD icon
209
Quad
QUAD
$479M
$78K 0.01%
18,431
– –
PESI icon
210
Perma-Fix Environmental Services
PESI
$337M
$69K 0.01%
+10,375
New +$63.7K
AP icon
211
Ampco-Pittsburgh
AP
$163M
$68K 0.01%
+14,512
New +$77.5K
POL
212
DELISTED
Polished.com Inc.
POL
$33K ﹤0.01%
+210
New +$31.6K
BRSP
213
BrightSpire Capital
BRSP
$651M
– –
-15,297
Closed -$144K
KHC icon
214
Kraft Heinz
KHC
$32.8B
– –
-5,899
Closed -$241K
LVS icon
215
Las Vegas Sands
LVS
$32.2B
– –
-41,060
Closed -$2.16M
MA icon
216
Mastercard
MA
$498B
– –
-680
Closed -$248K
MMM icon
217
3M
MMM
$91.8B
– –
-2,100
Closed -$349K
MRVL icon
218
Marvell Technology
MRVL
$147B
– –
-7,152
Closed -$418K
NKE icon
219
Nike
NKE
$64.1B
– –
-1,507
Closed -$232K
OESX icon
220
Orion Energy Systems
OESX
$38.9M
– –
-1,625
Closed -$95K
RGEN icon
221
Repligen
RGEN
$6.91B
– –
-1,006
Closed -$201K
ROK icon
222
Rockwell Automation
ROK
$51.1B
– –
-818
Closed -$234K
SDY icon
223
State Street SPDR S&P Dividend ETF
SDY
$22.1B
– –
-3,412
Closed -$417K
SUB icon
224
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
– –
-2,137
Closed -$230K
USMV icon
225
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
– –
-2,886
Closed -$213K
6 7 8
9
10

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TCM
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VAM
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Annex Advisory Services's Q3 2021 Portfolio in Review

As of Q3 2021, Annex Advisory Services held 231 positions worth $1.22B, down 0.9% from $1.23B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Annex Advisory Services's Q3 2021 filing shows 13 new, 76 increased, 102 reduced and 18 closed positions. Its largest new stake was Cisco: 57,154 shares worth $3.11M. The largest sale was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 8.3% a quarter earlier, followed by Healthcare and Financials.

  • Annex Advisory Services's largest Q3 2021 buy was Cisco: 57,154 shares worth $3.11M.
  • Annex Advisory Services added most to iShares US Financial Services ETF in Q3 2021, an estimated $17.8M increase.
  • Annex Advisory Services's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF, cutting an estimated $10.1M.
  • Annex Advisory Services fully exited Las Vegas Sands in Q3 2021, selling an estimated $2.16M.
  • Annex Advisory Services's ten largest holdings make up 61% of its $1.22B portfolio in Q3 2021.
  • Annex Advisory Services opened 13 new positions and closed 18 in Q3 2021.
  • Annex Advisory Services's portfolio value fell 0.9% quarter-over-quarter to $1.22B.

Based on Annex Advisory Services's 13F filing for Q3 2021, filed 18 Oct 2021.