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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$784M
AUM Growth
+$67.2M
Cap. Flow
+$21.3M
Cap. Flow %
2.71%
Top 10 Hldgs %
72.53%
Holding
142
New
19
Increased
47
Reduced
59
Closed
5

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.17M
2
MO icon
Altria Group
MO
+$3.13M
3
SH icon
ProShares Short S&P500
SH
+$2.86M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.8M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$2.55M

Top Sells

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.8M
2
BAC icon
Bank of America
BAC
+$1.94M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.61M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$788K
5
AMZN icon
Amazon
AMZN
+$574K

Sector Composition

Rank Sector Weight
1 Technology 5.98%
2 Healthcare 3.3%
3 Financials 2.39%
4 Consumer Staples 2.38%
5 Communication Services 2.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
126
Pfizer
PFE
$143B
$224K 0.03%
+6,443
New +$226K
ILCG icon
127
iShares Morningstar Growth ETF
ILCG
$3.11B
$221K 0.03%
+4,125
New +$213K
VWO icon
128
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$216K 0.03%
+4,999
New +$217K
F icon
129
Ford
F
$58.5B
$210K 0.03%
31,491
– –
ADBE icon
130
Adobe
ADBE
$99.5B
$201K 0.03%
+409
New +$190K
EPD icon
131
Enterprise Products Partners
EPD
$82.3B
$193K 0.02%
+12,240
New +$214K
ASB icon
132
Associated Banc-Corp
ASB
$5.83B
$180K 0.02%
14,293
– –
ET icon
133
Energy Transfer Partners
ET
$70.1B
$169K 0.02%
31,128
+7,128
+30% +$45.2K
GE icon
134
GE Aerospace
GE
$374B
$113K 0.01%
3,626
-1,247
-26% -$40.5K
WBT
135
DELISTED
Welbilt, Inc.
WBT
$97K 0.01%
15,731
– –
QUAD icon
136
Quad
QUAD
$536M
$65K 0.01%
21,431
– –
SPXS icon
137
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$337M
$62K 0.01%
+108
New +$67.2K
ALL icon
138
Allstate
ALL
$68B
– –
-2,121
Closed -$206K
BAC icon
139
Bank of America
BAC
$435B
– –
-81,554
Closed -$1.94M
IGSB icon
140
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-14,400
Closed -$788K
PYPL icon
141
PayPal
PYPL
$48.9B
– –
-1,475
Closed -$257K
TILT icon
142
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.19B
– –
-2,771
Closed -$315K
2 3 4 5
6

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LIP
Liontrust Investment Partners London, United Kingdom $5.86B AUM 23.75% 1-Year Est. Return
SC
Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return
CIC
Crawford Investment Counsel Atlanta, Georgia $5.85B AUM 12.61% 1-Year Est. Return
BSL
Blue Sparrow LLC Dover, Delaware $5.85B AUM
MWM
Modern Wealth Management Lenexa, Kansas $5.84B AUM 16.73% 1-Year Est. Return
TCM
TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return
VAM
Veritas Asset Management London, United Kingdom $5.9B AUM 3.19% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Annex Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, Annex Advisory Services held 142 positions worth $784M, up 9.4% from $717M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Annex Advisory Services's Q3 2020 filing shows 19 new, 47 increased, 59 reduced and 5 closed positions. Its largest new stake was Charles Schwab: 67,477 shares worth $2.44M. The largest sale was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.8M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Healthcare and Financials.

  • Annex Advisory Services's largest Q3 2020 buy was Charles Schwab: 67,477 shares worth $2.44M.
  • Annex Advisory Services added most to Vanguard Morningstar Total Stock Market ETF in Q3 2020, an estimated $3.17M increase.
  • Annex Advisory Services's biggest Q3 2020 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $4.8M.
  • Annex Advisory Services fully exited Bank of America in Q3 2020, selling an estimated $1.94M.
  • Annex Advisory Services's ten largest holdings make up 73% of its $784M portfolio in Q3 2020.
  • Annex Advisory Services opened 19 new positions and closed 5 in Q3 2020.
  • Annex Advisory Services's portfolio value rose 9.4% quarter-over-quarter to $784M.

Based on Annex Advisory Services's 13F filing for Q3 2020, filed 23 Oct 2020.