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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$784M
AUM Growth
+$67.2M
Cap. Flow
+$21.3M
Cap. Flow %
2.71%
Top 10 Hldgs %
72.53%
Holding
142
New
19
Increased
47
Reduced
59
Closed
5

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.17M
2
MO icon
Altria Group
MO
+$3.13M
3
SH icon
ProShares Short S&P500
SH
+$2.86M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.8M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$2.55M

Top Sells

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.8M
2
BAC icon
Bank of America
BAC
+$1.94M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.61M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$788K
5
AMZN icon
Amazon
AMZN
+$574K

Sector Composition

Rank Sector Weight
1 Technology 5.98%
2 Healthcare 3.3%
3 Financials 2.39%
4 Consumer Staples 2.38%
5 Communication Services 2.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
101
Eli Lilly
LLY
$1.02T
$308K 0.04%
2,082
+3
+0.1% +$464
CRM icon
102
Salesforce
CRM
$151B
$306K 0.04%
+1,219
New +$267K
GOOG icon
103
Alphabet (Google) Class C
GOOG
$4.36T
$306K 0.04%
4,160
-780
-16% -$59.5K
SDY icon
104
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$306K 0.04%
3,315
+60
+2% +$5.66K
FMBI
105
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$303K 0.04%
28,116
-755
-3% -$9.3K
QQQ icon
106
Invesco QQQ Trust
QQQ
$453B
$298K 0.04%
1,073
-371
-26% -$101K
SCHB icon
107
Schwab US Broad Market ETF
SCHB
$43.2B
$292K 0.04%
22,008
-7,014
-24% -$92.2K
COST icon
108
Costco
COST
$422B
$289K 0.04%
813
+5
+0.6% +$1.68K
ELV icon
109
Elevance Health
ELV
$81.5B
$284K 0.04%
1,057
-1
-0.1% -$269
SYK icon
110
Stryker
SYK
$125B
$284K 0.04%
1,362
-4
-0.3% -$778
ACN icon
111
Accenture
ACN
$102B
$278K 0.04%
1,229
+27
+2% +$6.18K
EXAS
112
DELISTED
Exact Sciences
EXAS
$274K 0.03%
2,689
-58
-2% -$5.01K
VV icon
113
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
$272K 0.03%
1,737
– –
VOO icon
114
Vanguard S&P 500 ETF
VOO
$979B
$264K 0.03%
858
-67
-7% -$20.4K
FLOT icon
115
iShares Floating Rate Bond ETF
FLOT
$10.2B
$262K 0.03%
5,173
-2,479
-32% -$126K
VYM icon
116
Vanguard High Dividend Yield ETF
VYM
$80.9B
$261K 0.03%
3,226
+73
+2% +$5.98K
CL icon
117
Colgate-Palmolive
CL
$73.1B
$260K 0.03%
+3,370
New +$257K
ATR icon
118
AptarGroup
ATR
$8.55B
$256K 0.03%
2,265
– –
LOW icon
119
Lowe's Companies
LOW
$117B
$251K 0.03%
+1,510
New +$233K
FEX icon
120
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$247K 0.03%
3,900
– –
DOO
121
Bombardier Recreational Products
DOO
$4.54B
$235K 0.03%
+4,450
New +$213K
RSP icon
122
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$232K 0.03%
2,149
-551
-20% -$59.5K
BRSP
123
BrightSpire Capital
BRSP
$634M
$231K 0.03%
47,109
-3,112
-6% -$18.7K
WB icon
124
Weibo
WB
$2B
$230K 0.03%
6,300
– –
XLK icon
125
State Street Technology Select Sector SPDR ETF
XLK
$115B
$225K 0.03%
+3,862
New +$218K
2 3 4
5
6

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LIP
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SC
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CIC
Crawford Investment Counsel Atlanta, Georgia $5.85B AUM 12.61% 1-Year Est. Return
BSL
Blue Sparrow LLC Dover, Delaware $5.85B AUM
MWM
Modern Wealth Management Lenexa, Kansas $5.84B AUM 16.73% 1-Year Est. Return
TCM
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VAM
Veritas Asset Management London, United Kingdom $5.9B AUM 3.19% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Annex Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, Annex Advisory Services held 142 positions worth $784M, up 9.4% from $717M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Annex Advisory Services's Q3 2020 filing shows 19 new, 47 increased, 59 reduced and 5 closed positions. Its largest new stake was Charles Schwab: 67,477 shares worth $2.44M. The largest sale was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $4.8M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Healthcare and Financials.

  • Annex Advisory Services's largest Q3 2020 buy was Charles Schwab: 67,477 shares worth $2.44M.
  • Annex Advisory Services added most to Vanguard Morningstar Total Stock Market ETF in Q3 2020, an estimated $3.17M increase.
  • Annex Advisory Services's biggest Q3 2020 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $4.8M.
  • Annex Advisory Services fully exited Bank of America in Q3 2020, selling an estimated $1.94M.
  • Annex Advisory Services's ten largest holdings make up 73% of its $784M portfolio in Q3 2020.
  • Annex Advisory Services opened 19 new positions and closed 5 in Q3 2020.
  • Annex Advisory Services's portfolio value rose 9.4% quarter-over-quarter to $784M.

Based on Annex Advisory Services's 13F filing for Q3 2020, filed 23 Oct 2020.