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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$488M
AUM Growth
+$37.6M
Cap. Flow
+$18.2M
Cap. Flow %
3.73%
Top 10 Hldgs %
75.34%
Holding
132
New
7
Increased
67
Reduced
35
Closed
8

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$3.63M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.32M
3
VB icon
Vanguard Small-Cap ETF
VB
+$1.66M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.42M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.25M

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$1.84M
2
DFS
Discover Financial Services
DFS
+$975K
3
PRU icon
Prudential Financial
PRU
+$947K
4
CMCSA icon
Comcast
CMCSA
+$876K
5
LMT icon
Lockheed Martin
LMT
+$864K

Sector Composition

Rank Sector Weight
1 Technology 4.22%
2 Healthcare 2.32%
3 Financials 1.82%
4 Industrials 1.66%
5 Consumer Discretionary 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
101
iShares Select Dividend ETF
DVY
$23.8B
$279K 0.06%
2,977
-24
-0.8% -$2.22K
IWM icon
102
iShares Russell 2000 ETF
IWM
$82.2B
$274K 0.06%
1,852
+165
+10% +$23.2K
SCHB icon
103
Schwab US Broad Market ETF
SCHB
$43B
$262K 0.05%
25,764
-744
-3% -$7.38K
CMCSA icon
104
Comcast
CMCSA
$85B
$255K 0.05%
6,624
-22,236
-77% -$876K
MO icon
105
Altria Group
MO
$124B
$251K 0.05%
3,965
-558
-12% -$37.2K
MMM icon
106
3M
MMM
$83.4B
$245K 0.05%
1,398
– –
LQD icon
107
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$240K 0.05%
1,978
-66
-3% -$7.98K
IWO icon
108
iShares Russell 2000 Growth ETF
IWO
$14.7B
$233K 0.05%
1,301
-1,125
-46% -$191K
JCI icon
109
Johnson Controls International
JCI
$85.7B
$233K 0.05%
5,791
-2,372
-29% -$96K
PG icon
110
Procter & Gamble
PG
$349B
$230K 0.05%
2,528
+85
+3% +$7.74K
IYW icon
111
iShares US Technology ETF
IYW
$24B
$229K 0.05%
6,100
-1,020
-14% -$37.4K
AOS icon
112
A.O. Smith
AOS
$8.11B
$214K 0.04%
+3,600
New +$202K
VUG icon
113
Vanguard Growth ETF
VUG
$221B
$213K 0.04%
9,648
-2,094
-18% -$45.5K
VYM icon
114
Vanguard High Dividend Yield ETF
VYM
$80B
$213K 0.04%
2,630
-2,014
-43% -$160K
MGEE icon
115
MGE Energy Inc
MGEE
$3.06B
$211K 0.04%
3,266
+3
+0.1% +$194
SH icon
116
ProShares Short S&P500
SH
$884M
$209K 0.04%
+1,625
New +$214K
SPLV icon
117
Invesco S&P 500 Low Volatility ETF
SPLV
$7.19B
$204K 0.04%
4,447
-4,011
-47% -$182K
IYH icon
118
iShares US Healthcare ETF
IYH
$3.2B
$203K 0.04%
5,910
-350
-6% -$11.8K
RRTS
119
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$181K 0.04%
759
– –
MTW icon
120
Manitowoc
MTW
$468M
$156K 0.03%
4,332
– –
NUV icon
121
Nuveen Municipal Value Fund
NUV
$1.92B
$102K 0.02%
10,000
– –
MXWL
122
DELISTED
Maxwell Technologies Inc
MXWL
$51K 0.01%
10,000
– –
JCP
123
DELISTED
J.C. Penney Company, Inc.
JCP
$44K 0.01%
+11,500
New +$50.9K
ESNC
124
DELISTED
EnSync Inc
ESNC
$10K ﹤0.01%
20,000
– –
DFS
125
DELISTED
Discover Financial Services
DFS
– –
-15,686
Closed -$975K
2 3 4
5
6

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SC
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CIC
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JSSH
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BSL
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MWM
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TCM
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VAM
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Annex Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, Annex Advisory Services held 132 positions worth $488M, up 8.4% from $450M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Annex Advisory Services deployed $18.2M of net new capital in Q3 2017, opening 7 new positions and adding to 67 existing holdings. Its largest new stake was Las Vegas Sands: 20,056 shares worth $1.29M.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 4% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Vanguard Information Technology ETF, an estimated $1.84M trimmed.

  • Annex Advisory Services's largest Q3 2017 buy was Las Vegas Sands: 20,056 shares worth $1.29M.
  • Annex Advisory Services added most to State Street Financial Select Sector SPDR ETF in Q3 2017, an estimated $3.63M increase.
  • Annex Advisory Services's biggest Q3 2017 reduction was Vanguard Information Technology ETF, cutting an estimated $1.84M.
  • Annex Advisory Services fully exited Discover Financial Services in Q3 2017, selling an estimated $975K.
  • Annex Advisory Services's ten largest holdings make up 75% of its $488M portfolio in Q3 2017.
  • Annex Advisory Services opened 7 new positions and closed 8 in Q3 2017.
  • Annex Advisory Services's portfolio value rose 8.4% quarter-over-quarter to $488M.

Based on Annex Advisory Services's 13F filing for Q3 2017, filed 2 Nov 2017.