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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$384M
AUM Growth
+$15.3M
Cap. Flow
+$2.85M
Cap. Flow %
0.74%
Top 10 Hldgs %
78.55%
Holding
119
New
4
Increased
43
Reduced
51
Closed
8

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.71M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$934K
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$736K
4
T icon
AT&T
T
+$624K
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$420K

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$466K
2
STT icon
State Street
STT
+$438K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$379K
4
HUM icon
Humana
HUM
+$250K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$247K

Sector Composition

Rank Sector Weight
1 Technology 2.44%
2 Healthcare 1.95%
3 Financials 1.55%
4 Industrials 1.42%
5 Consumer Staples 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYH icon
101
iShares US Healthcare ETF
IYH
$3.2B
$206K 0.05%
6,870
– –
MGEE icon
102
MGE Energy Inc
MGEE
$3.06B
$205K 0.05%
3,626
+3
+0.1% +$169
CVS icon
103
CVS Health
CVS
$137B
$201K 0.05%
2,258
+74
+3% +$6.99K
RRTS
104
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$152K 0.04%
759
– –
MXWL
105
DELISTED
Maxwell Technologies Inc
MXWL
$52K 0.01%
10,000
– –
CIK
106
Credit Suisse Asset Management Income Fund
CIK
$133M
$49K 0.01%
15,635
-26,565
-63% -$81.1K
DHY
107
Credit Suisse High Yield Credit Fund
DHY
$240M
$32K 0.01%
12,400
-8,296
-40% -$21.3K
ESNC
108
DELISTED
EnSync Inc
ESNC
$20K 0.01%
20,000
– –
WPRT
109
Westport Fuel Systems
WPRT
$36.5M
$16K ﹤0.01%
1,021
– –
KIQ
110
DELISTED
Kelso Technologies Inc.
KIQ
$16K ﹤0.01%
17,000
– –
MCZ
111
DELISTED
Mad Catz Interactive
MCZ
$3K ﹤0.01%
15,000
– –
EFA icon
112
iShares MSCI EAFE ETF
EFA
$76.5B
– –
-3,715
Closed -$207K
HUM icon
113
Humana
HUM
$48B
– –
-1,392
Closed -$250K
KO icon
114
Coca-Cola
KO
$351B
– –
-4,955
Closed -$225K
PFN
115
PIMCO Income Strategy Fund II
PFN
$704M
– –
-10,512
Closed -$97K
SCHM icon
116
Schwab US Mid-Cap ETF
SCHM
$14.6B
– –
-33,306
Closed -$466K
STT icon
117
State Street
STT
$50.5B
– –
-8,128
Closed -$438K
TIP icon
118
iShares TIPS Bond ETF
TIP
$14.5B
– –
-1,733
Closed -$202K
JRO
119
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-15,300
Closed -$157K
1 2 3 4
5

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SC
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CIC
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JSSH
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BSL
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MWM
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TCM
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VAM
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Annex Advisory Services's Q3 2016 Portfolio in Review

As of Q3 2016, Annex Advisory Services held 119 positions worth $384M, up 4.1% from $369M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Annex Advisory Services's Q3 2016 filing shows 4 new, 43 increased, 51 reduced and 8 closed positions. Its largest new stake was Harley-Davidson: 5,932 shares worth $312K. The largest sale was Schwab US Mid-Cap ETF, an estimated $466K.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.4% a quarter earlier, followed by Healthcare and Financials.

  • Annex Advisory Services's largest Q3 2016 buy was Harley-Davidson: 5,932 shares worth $312K.
  • Annex Advisory Services added most to Vanguard FTSE Developed Markets ETF in Q3 2016, an estimated $1.71M increase.
  • Annex Advisory Services's biggest Q3 2016 reduction was Schwab US Broad Market ETF, cutting an estimated $379K.
  • Annex Advisory Services fully exited Schwab US Mid-Cap ETF in Q3 2016, selling an estimated $466K.
  • Annex Advisory Services's ten largest holdings make up 79% of its $384M portfolio in Q3 2016.
  • Annex Advisory Services opened 4 new positions and closed 8 in Q3 2016.
  • Annex Advisory Services's portfolio value rose 4.1% quarter-over-quarter to $384M.

Based on Annex Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.