AAS

Annex Advisory Services Portfolio holdings

AUM $4.15B
This Quarter Return
-6.46%
1 Year Return
+23.28%
3 Year Return
+70.23%
5 Year Return
+110.83%
10 Year Return
+224.1%
AUM
$308M
AUM Growth
+$308M
Cap. Flow
+$16.2M
Cap. Flow %
5.27%
Top 10 Hldgs %
79.49%
Holding
123
New
9
Increased
78
Reduced
18
Closed
8

Top Buys

1
VTI icon
Vanguard Total Stock Market ETF
VTI
$2.59M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
$2.33M
3
VB icon
Vanguard Small-Cap ETF
VB
$1.2M
4
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$1.1M
5
VGT icon
Vanguard Information Technology ETF
VGT
$872K

Top Sells

1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$1.25M
2
OXY icon
Occidental Petroleum
OXY
$415K
3
M icon
Macy's
M
$392K
4
BAX icon
Baxter International
BAX
$364K
5
PARA
Paramount Global Class B
PARA
$340K

Sector Composition

1 Technology 2.95%
2 Healthcare 2.07%
3 Financials 1.68%
4 Industrials 1.38%
5 Consumer Staples 0.91%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRK.B icon
101
Berkshire Hathaway Class B
BRK.B
$1.08T
$229K 0.07%
+1,754
New +$229K
AEG icon
102
Aegon
AEG
$12.3B
$224K 0.07%
8,900
– -$4.98K
VUG icon
103
Vanguard Growth ETF
VUG
$185B
$220K 0.07%
+2,198
New +$220K
COP icon
104
ConocoPhillips
COP
$118B
$215K 0.07%
4,492
+116
+3% +$5.55K
HUM icon
105
Humana
HUM
$37.5B
$208K 0.07%
1,161
– –
IYW icon
106
iShares US Technology ETF
IYW
$22.9B
$207K 0.07%
2,098
– –
QQQ icon
107
Invesco QQQ Trust
QQQ
$364B
$205K 0.07%
2,015
-96
-5% -$9.77K
INTC icon
108
Intel
INTC
$105B
$205K 0.07%
+6,796
New +$205K
JRO
109
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$184K 0.06%
18,492
– –
ACG
110
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$147K 0.05%
18,761
– –
CIK
111
Credit Suisse Asset Management Income Fund
CIK
$162M
$145K 0.05%
51,250
– –
MRGE
112
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$83K 0.03%
+11,715
New +$83K
DHY
113
Credit Suisse High Yield Bond Fund
DHY
$218M
$52K 0.02%
22,921
– –
KIQ
114
DELISTED
Kelso Technologies Inc.
KIQ
$23K 0.01%
14,500
– –
ESNC
115
DELISTED
EnSync Inc
ESNC
$6K ﹤0.01%
+10,000
New +$6K
HSBC.PRA
116
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-8,200
Closed -$207K
VWO icon
117
Vanguard FTSE Emerging Markets ETF
VWO
$96.5B
– –
-30,568
Closed -$1.25M
PARA
118
DELISTED
Paramount Global Class B
PARA
– –
-6,127
Closed -$340K
OXY icon
119
Occidental Petroleum
OXY
$45.6B
– –
-5,339
Closed -$415K
M icon
120
Macy's
M
$4.42B
– –
-5,805
Closed -$392K
BAX icon
121
Baxter International
BAX
$12.1B
– –
-5,202
Closed -$364K
KMI icon
122
Kinder Morgan
KMI
$59.4B
– –
-7,346
Closed -$282K
INSM icon
123
Insmed
INSM
$30.3B
– –
-8,560
Closed -$209K
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