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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
-6.46%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$308M
AUM Growth
-$4.43M
Cap. Flow
+$17.3M
Cap. Flow %
5.63%
Top 10 Hldgs %
79.49%
Holding
123
New
9
Increased
78
Reduced
19
Closed
8

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.76M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$2.33M
3
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$1.3M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.14M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$916K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.25M
2
OXY icon
Occidental Petroleum
OXY
+$415K
3
M icon
Macy's
M
+$392K
4
BAX icon
Baxter International
BAX
+$364K
5
PARA
Paramount Global Class B
PARA
+$340K

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.62%
2 Technology 2.95%
3 Healthcare 2.07%
4 Financials 1.73%
5 Industrials 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
101
Berkshire Hathaway Class B
BRK.B
$1.08T
$229K 0.07%
+1,754
New +$240K
AEG icon
102
Aegon
AEG
$13.6B
$224K 0.07%
12,382
-275
-2% -$1.33K
VUG icon
103
Vanguard Morningstar Growth ETF
VUG
$228B
$220K 0.07%
+13,188
New +$234K
COP icon
104
ConocoPhillips
COP
$161B
$215K 0.07%
4,492
+116
+3% +$5.9K
HUM icon
105
Humana
HUM
$48.2B
$208K 0.07%
1,161
– –
IYW icon
106
iShares US Technology ETF
IYW
$25.1B
$207K 0.07%
8,392
– –
INTC icon
107
Intel
INTC
$506B
$205K 0.07%
+6,796
New +$197K
QQQ icon
108
Invesco QQQ Trust
QQQ
$490B
$205K 0.07%
2,015
-96
-5% -$10.3K
JRO
109
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$184K 0.06%
18,492
– –
ACG
110
DELISTED
AllianceBernstein Income Fund Inc
ACG
$147K 0.05%
18,761
– –
CIK
111
UBS Asset Management Income Fund, Inc.
CIK
$133M
$145K 0.05%
51,250
– –
MRGE
112
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$83K 0.03%
+11,715
New +$73.8K
DHY
113
UBS Asset Management High Yield Credit Fund
DHY
$233M
$52K 0.02%
22,921
– –
KIQ
114
DELISTED
Kelso Technologies Inc.
KIQ
$23K 0.01%
14,500
– –
ESNC
115
DELISTED
EnSync Inc
ESNC
$6K ﹤0.01%
+10,000
New +$6.91K
BAX icon
116
Baxter International
BAX
$13.4B
– –
-9,577
Closed -$364K
INSM icon
117
Insmed
INSM
$27.6B
– –
-8,560
Closed -$209K
KMI icon
118
Kinder Morgan
KMI
$69.9B
– –
-7,346
Closed -$282K
M icon
119
Macy's
M
$6.06B
– –
-5,805
Closed -$392K
OXY icon
120
Occidental Petroleum
OXY
$60B
– –
-5,348
Closed -$415K
PARA
121
DELISTED
Paramount Global Class B
PARA
– –
-6,127
Closed -$340K
VWO icon
122
Vanguard FTSE Emerging Markets ETF
VWO
$129B
– –
-30,568
Closed -$1.25M
HSBC.PRA
123
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-8,200
Closed -$207K
1 2 3 4
5

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MSRPS
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KCM
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JWCA
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SCM
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DGI
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Annex Advisory Services's Q3 2015 Portfolio in Review

As of Q3 2015, Annex Advisory Services held 123 positions worth $308M, down 1.4% from $312M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Annex Advisory Services deployed $17.3M of net new capital in Q3 2015, opening 9 new positions and adding to 78 existing holdings. Its largest new stake was Foot Locker: 6,783 shares worth $488K.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, down from 89% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $183K trimmed.

  • Annex Advisory Services's largest Q3 2015 buy was Foot Locker: 6,783 shares worth $488K.
  • Annex Advisory Services added most to Vanguard Morningstar Total Stock Market ETF in Q3 2015, an estimated $2.76M increase.
  • Annex Advisory Services's biggest Q3 2015 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $183K.
  • Annex Advisory Services fully exited Vanguard FTSE Emerging Markets ETF in Q3 2015, selling an estimated $1.25M.
  • Annex Advisory Services's ten largest holdings make up 79% of its $308M portfolio in Q3 2015.
  • Annex Advisory Services opened 9 new positions and closed 8 in Q3 2015.
  • Annex Advisory Services's portfolio value fell 1.4% quarter-over-quarter to $308M.

Based on Annex Advisory Services's 13F filing for Q3 2015, filed 16 Nov 2015.