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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$321M
AUM Growth
+$25.1M
Cap. Flow
+$8.48M
Cap. Flow %
2.64%
Top 10 Hldgs %
77.97%
Holding
103
New
17
Increased
35
Reduced
38
Closed
6

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$9.32M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$4.38M
3
IYF icon
iShares US Financials ETF
IYF
+$1.65M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.43M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.29M

Top Sells

Rank Stock Value
1
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$9.55M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$6.92M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.31M
4
JCI icon
Johnson Controls International
JCI
+$608K
5
MCD icon
McDonald's
MCD
+$350K

Sector Composition

Rank Sector Weight
1 Technology 1.5%
2 Healthcare 1.08%
3 Energy 0.68%
4 Communication Services 0.62%
5 Financials 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
76
iShares MSCI EAFE ETF
EFA
$76.4B
$252K 0.08%
4,136
+5
+0.1% +$312
IYW icon
77
iShares US Technology ETF
IYW
$24B
$245K 0.08%
9,384
– –
CMCSA icon
78
Comcast
CMCSA
$85B
$243K 0.08%
+8,378
New +$230K
HSBC.PRA
79
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$242K 0.08%
9,400
– –
VZ icon
80
Verizon
VZ
$182B
$239K 0.07%
5,116
-234
-4% -$11.4K
VUG icon
81
Vanguard Growth ETF
VUG
$221B
$229K 0.07%
13,140
+450
+4% +$7.65K
JNJ icon
82
Johnson & Johnson
JNJ
$609B
$228K 0.07%
2,179
+28
+1% +$2.95K
AEG icon
83
Aegon
AEG
$13.3B
$227K 0.07%
12,887
– –
KMB icon
84
Kimberly-Clark
KMB
$36B
$222K 0.07%
+1,918
New +$213K
BX icon
85
Blackstone
BX
$155B
$219K 0.07%
+6,593
New +$206K
IWS icon
86
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$219K 0.07%
2,972
+5
+0.2% +$359
LUV icon
87
Southwest Airlines
LUV
$23.5B
$215K 0.07%
+5,082
New +$190K
GLW icon
88
Corning
GLW
$133B
$214K 0.07%
+9,345
New +$190K
QQQ icon
89
Invesco QQQ Trust
QQQ
$462B
$214K 0.07%
2,068
– –
DIS icon
90
Walt Disney
DIS
$170B
$202K 0.06%
+2,143
New +$193K
JRO
91
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$199K 0.06%
17,692
-750
-4% -$8.42K
CIK
92
Credit Suisse Asset Management Income Fund
CIK
$133M
$154K 0.05%
46,825
-2,400
-5% -$8.05K
ACG
93
DELISTED
AllianceBernstein Income Fund Inc
ACG
$152K 0.05%
20,361
-1,115
-5% -$8.4K
NLY icon
94
Annaly Capital Management
NLY
$16.9B
$140K 0.04%
+3,247
New +$147K
SRC
95
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$119K 0.04%
2,230
– –
KIQ
96
DELISTED
Kelso Technologies Inc.
KIQ
$85K 0.03%
+14,500
New +$83.3K
DHY
97
Credit Suisse High Yield Credit Fund
DHY
$240M
$64K 0.02%
22,921
+7,350
+47% +$22.1K
CTLP
98
DELISTED
Cantaloupe
CTLP
– –
-30,000
Closed -$54K
HOG icon
99
Harley-Davidson
HOG
$2.8B
– –
-3,462
Closed -$201K
KRE icon
100
State Street SPDR S&P Regional Banking ETF
KRE
$4.92B
– –
-34,570
Closed -$1.31M
1 2 3
4
5

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CIC
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JSSH
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BSL
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TCM
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VAM
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Annex Advisory Services's Q4 2014 Portfolio in Review

As of Q4 2014, Annex Advisory Services held 103 positions worth $321M, up 8.5% from $296M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Annex Advisory Services's Q4 2014 filing shows 17 new, 35 increased, 38 reduced and 6 closed positions. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 24,666 shares worth $987K. The largest sale was State Street Industrial Select Sector SPDR ETF, an estimated $9.55M.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Healthcare and Energy.

  • Annex Advisory Services's largest Q4 2014 buy was Vanguard FTSE Emerging Markets ETF: 24,666 shares worth $987K.
  • Annex Advisory Services added most to State Street Health Care Select Sector SPDR ETF in Q4 2014, an estimated $9.32M increase.
  • Annex Advisory Services's biggest Q4 2014 reduction was State Street Industrial Select Sector SPDR ETF, cutting an estimated $9.55M.
  • Annex Advisory Services fully exited State Street SPDR S&P Regional Banking ETF in Q4 2014, selling an estimated $1.31M.
  • Annex Advisory Services's ten largest holdings make up 78% of its $321M portfolio in Q4 2014.
  • Annex Advisory Services opened 17 new positions and closed 6 in Q4 2014.
  • Annex Advisory Services's portfolio value rose 8.5% quarter-over-quarter to $321M.

Based on Annex Advisory Services's 13F filing for Q4 2014, filed 6 Feb 2015.