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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
-0.81%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$296M
AUM Growth
+$2.83M
Cap. Flow
+$5.66M
Cap. Flow %
1.91%
Top 10 Hldgs %
74.31%
Holding
91
New
9
Increased
39
Reduced
32
Closed
5

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.04M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.77M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.95M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.24M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$838K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$6.42M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.28M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$353K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$215K
5
DIS icon
Walt Disney
DIS
+$213K

Sector Composition

Rank Sector Weight
1 Technology 1.36%
2 Energy 0.82%
3 Healthcare 0.72%
4 Industrials 0.61%
5 Utilities 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRO
76
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$210K 0.07%
18,442
– –
IWS icon
77
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$208K 0.07%
2,967
-171
-5% -$12.3K
QQQ icon
78
Invesco QQQ Trust
QQQ
$466B
$204K 0.07%
+2,068
New +$201K
MSFT icon
79
Microsoft
MSFT
$2.93T
$203K 0.07%
+4,388
New +$196K
BA icon
80
Boeing
BA
$169B
$201K 0.07%
+1,575
New +$198K
HOG icon
81
Harley-Davidson
HOG
$2.8B
$201K 0.07%
+3,462
New +$221K
CIK
82
Credit Suisse Asset Management Income Fund
CIK
$133M
$168K 0.06%
49,225
– –
ACG
83
DELISTED
AllianceBernstein Income Fund Inc
ACG
$161K 0.05%
21,476
-1,900
-8% -$14.3K
SRC
84
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$110K 0.04%
+2,230
New +$115K
CTLP
85
DELISTED
Cantaloupe
CTLP
$54K 0.02%
+30,000
New +$59.5K
DHY
86
Credit Suisse High Yield Credit Fund
DHY
$240M
$48K 0.02%
15,571
– –
BOND icon
87
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.29B
– –
-20,952
Closed -$2.28M
DIS icon
88
Walt Disney
DIS
$170B
– –
-2,480
Closed -$213K
IDV icon
89
iShares International Select Dividend ETF
IDV
$8.28B
– –
-5,401
Closed -$215K
IEF icon
90
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-3,409
Closed -$353K
PNR icon
91
Pentair
PNR
$10.1B
– –
-4,196
Closed -$203K
1 2 3
4

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SC
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CIC
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JSSH
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BSL
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MWM
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TCM
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VAM
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Annex Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, Annex Advisory Services held 91 positions worth $296M, up 0.96% from $293M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Annex Advisory Services's Q3 2014 filing shows 9 new, 39 increased, 32 reduced and 5 closed positions. Its largest new stake was Fidelity National Information Services: 6,902 shares worth $389K. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $6.42M.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 0.99% a quarter earlier, followed by Energy and Healthcare.

  • Annex Advisory Services's largest Q3 2014 buy was Fidelity National Information Services: 6,902 shares worth $389K.
  • Annex Advisory Services added most to Vanguard High Dividend Yield ETF in Q3 2014, an estimated $3.04M increase.
  • Annex Advisory Services's biggest Q3 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $6.42M.
  • Annex Advisory Services fully exited PIMCO Active Bond Exchange-Traded Fund in Q3 2014, selling an estimated $2.28M.
  • Annex Advisory Services's ten largest holdings make up 74% of its $296M portfolio in Q3 2014.
  • Annex Advisory Services opened 9 new positions and closed 5 in Q3 2014.
  • Annex Advisory Services's portfolio value rose 0.96% quarter-over-quarter to $296M.

Based on Annex Advisory Services's 13F filing for Q3 2014, filed 13 Nov 2014.