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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
+6.27%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$260M
AUM Growth
+$45.8M
Cap. Flow
+$32.2M
Cap. Flow %
12.36%
Top 10 Hldgs %
65.49%
Holding
104
New
7
Increased
26
Reduced
53
Closed
12

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$17.3M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$4.55M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$4.35M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.22M
5
IYF icon
iShares US Financials ETF
IYF
+$3.89M

Top Sells

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$2.24M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M
3
GLD icon
SPDR Gold Trust
GLD
+$1.58M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.55M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$987K

Sector Composition

Rank Sector Weight
1 Technology 0.97%
2 Healthcare 0.82%
3 Industrials 0.82%
4 Energy 0.8%
5 Utilities 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
51
AbbVie
ABBV
$450B
$484K 0.19%
9,171
+20
+0.2% +$983
SDY icon
52
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$412K 0.16%
5,670
-697
-11% -$50.1K
WFC icon
53
Wells Fargo
WFC
$265B
$402K 0.15%
8,851
-275
-3% -$11.9K
BAX icon
54
Baxter International
BAX
$11.7B
$381K 0.15%
10,076
– –
XLK icon
55
State Street Technology Select Sector SPDR ETF
XLK
$114B
$359K 0.14%
20,082
-1,614
-7% -$27.4K
DVY icon
56
iShares Select Dividend ETF
DVY
$23.8B
$348K 0.13%
4,877
-2,876
-37% -$200K
LNT icon
57
Alliant Energy
LNT
$19.3B
$346K 0.13%
13,418
-350
-3% -$9.04K
T icon
58
AT&T
T
$152B
$342K 0.13%
12,868
+2,964
+30% +$78K
PEP icon
59
PepsiCo
PEP
$187B
$341K 0.13%
4,114
-16
-0.4% -$1.33K
XLF icon
60
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$341K 0.13%
17,750
-1,102
-6% -$20.3K
ABT icon
61
Abbott
ABT
$175B
$322K 0.12%
8,388
+279
+3% +$10.3K
IYH icon
62
iShares US Healthcare ETF
IYH
$3.2B
$322K 0.12%
13,820
-4,980
-26% -$112K
IBM icon
63
IBM
IBM
$200B
$295K 0.11%
1,643
-365
-18% -$62.9K
EFA icon
64
iShares MSCI EAFE ETF
EFA
$76.5B
$294K 0.11%
4,383
-431
-9% -$28.2K
AOR icon
65
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$290K 0.11%
7,525
+1,530
+26% +$57.8K
UNH icon
66
UnitedHealth
UNH
$387B
$289K 0.11%
3,834
-4,398
-53% -$316K
IYE icon
67
iShares US Energy ETF
IYE
$1.7B
$264K 0.1%
5,230
-1,450
-22% -$71.1K
IEO icon
68
iShares US Oil & Gas Exploration & Production ETF
IEO
$565M
$262K 0.1%
3,180
-325
-9% -$26.5K
GOOG icon
69
Alphabet (Google) Class C
GOOG
$4.22T
$257K 0.1%
9,194
-1,165
-11% -$29.5K
ORCL icon
70
Oracle
ORCL
$364B
$248K 0.1%
6,480
-1,870
-22% -$64.3K
HSBC.PRA
71
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$245K 0.09%
9,900
– –
IDV icon
72
iShares International Select Dividend ETF
IDV
$8.28B
$243K 0.09%
6,405
-2,294
-26% -$85.7K
COP icon
73
ConocoPhillips
COP
$140B
$236K 0.09%
3,345
-200
-6% -$14.4K
PNR icon
74
Pentair
PNR
$10.1B
$235K 0.09%
+4,501
New +$209K
VUG icon
75
Vanguard Growth ETF
VUG
$221B
$234K 0.09%
15,072
-8,094
-35% -$120K
1 2
3
4 5

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SC
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CIC
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JSSH
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BSL
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MWM
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TCM
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VAM
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Annex Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, Annex Advisory Services held 104 positions worth $260M, up 21% from $215M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Annex Advisory Services deployed $32.2M of net new capital in Q4 2013, opening 7 new positions and adding to 26 existing holdings. Its largest new stake was ProShares Ultra MidCap400: 26,046 shares worth $551K.

By sector, the portfolio is most concentrated in Technology at 0.97% of assets, down from 1.1% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Invesco Preferred ETF, an estimated $2.24M trimmed.

  • Annex Advisory Services's largest Q4 2013 buy was ProShares Ultra MidCap400: 26,046 shares worth $551K.
  • Annex Advisory Services added most to Vanguard Total International Bond ETF in Q4 2013, an estimated $17.3M increase.
  • Annex Advisory Services's biggest Q4 2013 reduction was Invesco Preferred ETF, cutting an estimated $2.24M.
  • Annex Advisory Services fully exited SPDR Gold Trust in Q4 2013, selling an estimated $1.58M.
  • Annex Advisory Services's ten largest holdings make up 65% of its $260M portfolio in Q4 2013.
  • Annex Advisory Services opened 7 new positions and closed 12 in Q4 2013.
  • Annex Advisory Services's portfolio value rose 21% quarter-over-quarter to $260M.

Based on Annex Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.