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AAS

Annex Advisory Services Portfolio holdings

AUM $5.86B
1-Year Est. Return 21.83%
This Fund
S&P 500
This Quarter Est. Return
+6.27%
1 Year Est. Return
+21.83%
3 Year Est. Return
+77.88%
5 Year Est. Return
+84.59%
10 Year Est. Return
+291.37%
AUM
$260M
AUM Growth
+$45.8M
Cap. Flow
+$32.2M
Cap. Flow %
12.36%
Top 10 Hldgs %
65.49%
Holding
104
New
7
Increased
26
Reduced
53
Closed
12

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$17.3M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$4.55M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$4.35M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.22M
5
IYF icon
iShares US Financials ETF
IYF
+$3.89M

Top Sells

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$2.24M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.61M
3
GLD icon
SPDR Gold Trust
GLD
+$1.58M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.55M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$987K

Sector Composition

Rank Sector Weight
1 Technology 0.97%
2 Healthcare 0.82%
3 Industrials 0.82%
4 Energy 0.8%
5 Utilities 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLV icon
26
Invesco S&P 500 Low Volatility ETF
SPLV
$7.19B
$1.14M 0.44%
34,463
-24,242
-41% -$786K
IYR icon
27
iShares US Real Estate ETF
IYR
$4.83B
$1.08M 0.41%
17,121
-600
-3% -$38.6K
IWN icon
28
iShares Russell 2000 Value ETF
IWN
$14.4B
$916K 0.35%
9,205
-197
-2% -$18.8K
HYG icon
29
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$893K 0.34%
9,614
-8,513
-47% -$790K
DIA icon
30
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$892K 0.34%
5,393
-3,348
-38% -$526K
VWO icon
31
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$828K 0.32%
20,130
-352
-2% -$14.5K
WEC icon
32
WEC Energy
WEC
$36.9B
$826K 0.32%
19,970
-896
-4% -$37.2K
IWO icon
33
iShares Russell 2000 Growth ETF
IWO
$14.7B
$764K 0.29%
5,636
-683
-11% -$88.5K
VB icon
34
Vanguard Small-Cap ETF
VB
$79.7B
$702K 0.27%
6,389
-498
-7% -$53K
AOA icon
35
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.17B
$674K 0.26%
15,109
+797
+6% +$34.6K
SCHB icon
36
Schwab US Broad Market ETF
SCHB
$43B
$625K 0.24%
83,292
+276
+0.3% +$1.99K
MUB icon
37
iShares National Muni Bond ETF
MUB
$45.5B
$596K 0.23%
5,746
-2,023
-26% -$211K
XOM icon
38
ExxonMobil
XOM
$611B
$583K 0.22%
5,762
-628
-10% -$58.1K
GE icon
39
GE Aerospace
GE
$364B
$578K 0.22%
4,306
-208
-5% -$26.2K
MVV icon
40
ProShares Ultra MidCap400
MVV
$154M
$551K 0.21%
+26,046
New +$511K
LQD icon
41
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$545K 0.21%
4,775
-6,736
-59% -$769K
IWM icon
42
iShares Russell 2000 ETF
IWM
$82.2B
$532K 0.2%
4,612
-7,894
-63% -$872K
SSO icon
43
ProShares Ultra S&P500
SSO
$7.87B
$531K 0.2%
+82,768
New +$485K
XLY icon
44
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$527K 0.2%
15,774
-8,042
-34% -$256K
MCD icon
45
McDonald's
MCD
$190B
$521K 0.2%
5,372
-5,238
-49% -$503K
FISV
46
Fiserv Inc
FISV
$27B
$505K 0.19%
17,112
+800
+5% +$21.6K
XLP icon
47
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$503K 0.19%
11,706
-16,456
-58% -$694K
MINT icon
48
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$495K 0.19%
4,881
+720
+17% +$73K
IWB icon
49
iShares Russell 1000 ETF
IWB
$48B
$494K 0.19%
4,790
-1,198
-20% -$119K
SCHM icon
50
Schwab US Mid-Cap ETF
SCHM
$14.6B
$493K 0.19%
39,474
-2,241
-5% -$26.9K
1
2
3 4 5

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CIC
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JSSH
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BSL
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MWM
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TCM
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VAM
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Annex Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, Annex Advisory Services held 104 positions worth $260M, up 21% from $215M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Annex Advisory Services deployed $32.2M of net new capital in Q4 2013, opening 7 new positions and adding to 26 existing holdings. Its largest new stake was ProShares Ultra MidCap400: 26,046 shares worth $551K.

By sector, the portfolio is most concentrated in Technology at 0.97% of assets, down from 1.1% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Invesco Preferred ETF, an estimated $2.24M trimmed.

  • Annex Advisory Services's largest Q4 2013 buy was ProShares Ultra MidCap400: 26,046 shares worth $551K.
  • Annex Advisory Services added most to Vanguard Total International Bond ETF in Q4 2013, an estimated $17.3M increase.
  • Annex Advisory Services's biggest Q4 2013 reduction was Invesco Preferred ETF, cutting an estimated $2.24M.
  • Annex Advisory Services fully exited SPDR Gold Trust in Q4 2013, selling an estimated $1.58M.
  • Annex Advisory Services's ten largest holdings make up 65% of its $260M portfolio in Q4 2013.
  • Annex Advisory Services opened 7 new positions and closed 12 in Q4 2013.
  • Annex Advisory Services's portfolio value rose 21% quarter-over-quarter to $260M.

Based on Annex Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.