AGC

Angelo Gordon & Co Portfolio holdings

AUM $751M
This Quarter Return
+4.62%
1 Year Return
+11.48%
3 Year Return
+719.14%
5 Year Return
+874.89%
10 Year Return
+1,630.52%
AUM
$852M
AUM Growth
+$852M
Cap. Flow
+$34.1M
Cap. Flow %
4%
Top 10 Hldgs %
51.18%
Holding
101
New
15
Increased
1
Reduced
9
Closed
12

Top Buys

1
APC
Anadarko Petroleum
APC
$60M
2
CELG
Celgene Corp
CELG
$27.7M
3
AGN
Allergan plc
AGN
$20.9M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$17.5M
5
PCG icon
PG&E
PCG
$13.8M

Top Sells

1
RHT
Red Hat Inc
RHT
$50.2M
2
VSM
Versum Materials, Inc.
VSM
$16.4M
3
GTYHW
GTY Technology Holdings, Inc. Warrants
GTYHW
$9.97M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$8.93M
5
STR
Sitio Royalties
STR
$8.77M

Sector Composition

1 Utilities 14.68%
2 Energy 9.37%
3 Industrials 7.18%
4 Healthcare 6.42%
5 Financials 5.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RMG.U
51
DELISTED
RMG Acquisition Corp.
RMG.U
$3.05M 0.35% 304,193 -45,807 -13% -$460K
AMCIU
52
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
$3.05M 0.35% 300,000 – –
SHLL.U
53
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
$3.01M 0.34% 300,000 – –
NEBUW
54
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$2.69M 0.31% 266,666 – –
WBC
55
DELISTED
WABCO HOLDINGS INC.
WBC
$2.64M 0.3% +19,875 New +$2.64M
DEACU
56
DELISTED
Diamond Eagle Acquisition Corp. Unit
DEACU
$2.51M 0.29% +249,600 New +$2.51M
GMHIU
57
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$2.1M 0.24% 200,000 – –
GRAF.U
58
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$2.06M 0.24% 200,000 – –
CTACU
59
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$2.05M 0.23% 200,000 – –
NKLA
60
DELISTED
Nikola Corporation Common Stock
NKLA
$2.03M 0.23% 200,000 – –
VTIQW
61
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$2.03M 0.23% 200,000 – –
DFBHW
62
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$2.03M 0.23% 200,000 – –
NFC.WS
63
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
$2.01M 0.23% 200,000 – –
GXGXU
64
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$2.01M 0.23% +200,000 New +$2.01M
LCAHU
65
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$1.99M 0.23% +198,603 New +$1.99M
THWWW
66
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$1.37M 0.16% 149,999 – –
MOSC.WS
67
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
$1.36M 0.16% 133,333 – –
ARYAU
68
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
$1.07M 0.12% 100,000 – –
HCACU
69
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$1.04M 0.12% 100,000 – –
HOV icon
70
Hovnanian Enterprises
HOV
$827M
$324K 0.04% +42,590 New +$324K
AMRWW
71
DELISTED
Alta Mesa Resources, Inc. Warrant
AMRWW
$238K 0.03% 1,630,633 – –
CNVS icon
72
Cineverse
CNVS
$93.3M
$179K 0.02% 132,929 -4,828 -4% -$6.5K
EVC icon
73
Entravision Communication
EVC
$236M
$36K ﹤0.01% +11,600 New +$36K
FI icon
74
Fiserv
FI
$75.1B
– – 0 – –
FOXA icon
75
Fox Class A
FOXA
$26.6B
– – -91,664 Closed -$3.37M
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