AGC

Angelo Gordon & Co Portfolio holdings

AUM $751M
This Quarter Return
-4.9%
1 Year Return
+11.48%
3 Year Return
+719.14%
5 Year Return
+874.89%
10 Year Return
+1,630.52%
AUM
$918M
AUM Growth
+$918M
Cap. Flow
-$203M
Cap. Flow %
-22.17%
Top 10 Hldgs %
42.88%
Holding
108
New
15
Increased
3
Reduced
11
Closed
18

Top Buys

1
RHT
Red Hat Inc
RHT
$48.3M
2
FTACU
FinTech Acquisition Corp. III Unit
FTACU
$20M
3
ET icon
Energy Transfer Partners
ET
$17.7M
4
CTOS icon
Custom Truck One Source
CTOS
$17.1M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$11.3M

Top Sells

1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$60.2M
2
VST icon
Vistra
VST
$53M
3
ESRX
Express Scripts Holding Company
ESRX
$49.9M
4
AET
Aetna Inc
AET
$45.6M
5
FG.WS
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
$28M

Sector Composition

1 Utilities 12.27%
2 Financials 10.89%
3 Energy 10.79%
4 Communication Services 10%
5 Industrials 6.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TH icon
51
Target Hospitality
TH
$878M
$3.78M 0.24%
375,000
-75,000
-17% -$756K
TPGH.WS
52
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
$3.17M 0.2%
316,666
– –
BRMK
53
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$3M 0.19%
300,000
– –
TMCXW
54
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$3M 0.19%
300,000
– –
AMCIU
55
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
$2.99M 0.19%
+300,000
New +$2.99M
BWMCU
56
DELISTED
Boxwood Merger Corp. Unit
BWMCU
$2.98M 0.19%
+300,000
New +$2.98M
NEBUW
57
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$2.6M 0.16%
266,666
– –
ARE.PRD
58
DELISTED
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$2.54M 0.16%
75,000
-25,000
-25% -$848K
GRAF.U
59
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$2M 0.13%
+200,000
New +$2M
CTACU
60
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$2M 0.13%
+200,000
New +$2M
DFBHW
61
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$1.97M 0.12%
200,000
– –
NFC.WS
62
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
$1.96M 0.12%
200,000
– –
NKLA
63
DELISTED
Nikola Corporation Common Stock
NKLA
$1.94M 0.12%
6,667
– –
VTIQW
64
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$1.94M 0.12%
200,000
– –
AMRWW
65
DELISTED
Alta Mesa Resources, Inc. Warrant
AMRWW
$1.63M 0.1%
1,630,633
– –
EAGLW
66
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
$1.51M 0.09%
149,999
– –
MOSC.WS
67
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
$1.31M 0.08%
133,333
– –
ARYAU
68
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
$1.03M 0.06%
+100,000
New +$1.03M
HK
69
DELISTED
Halcon Resources Corporation
HK
$595K 0.04%
350,000
-100,000
-22% -$170K
AMR
70
DELISTED
Alta Mesa Resources, Inc. Class A Common Stock
AMR
$449K 0.03%
448,575
– –
CNVS icon
71
Cineverse
CNVS
$77.3M
$76K ﹤0.01%
6,888
– –
GTYH
72
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-1,350,000
Closed -$13.7M
ESRX
73
DELISTED
Express Scripts Holding Company
ESRX
– –
-525,000
Closed -$49.9M
AET
74
DELISTED
Aetna Inc
AET
– –
-225,000
Closed -$45.6M
MPACW
75
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
– –
-800,000
Closed -$8.01M
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