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AA

Ancora Advisors Portfolio holdings

AUM $4.7B
1-Year Est. Return 19.05%
This Fund
S&P 500
This Quarter Est. Return
-1.22%
1 Year Est. Return
+19.05%
3 Year Est. Return
+64.25%
5 Year Est. Return
+78.87%
10 Year Est. Return
+385.89%
AUM
$780M
AUM Growth
+$7.86M
Cap. Flow
+$26.7M
Cap. Flow %
3.43%
Top 10 Hldgs %
16.99%
Holding
538
New
59
Increased
140
Reduced
153
Closed
70

Top Buys

Rank Stock Value
1
SWS
SWS GROUP INC
SWS
+$14.7M
2
TPCO
Tribune Publishing Company Common Stock
TPCO
+$6.73M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$5.37M
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$5.12M
5
ALLE icon
Allegion
ALLE
+$4.12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12M
2
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$2.73M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$2.67M
4
ZLC
ZALE CORPORATION
ZLC
+$2.51M
5
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$2.39M

Sector Composition

Rank Sector Weight
1 Financials 13.05%
2 Technology 8.24%
3 Consumer Discretionary 6.54%
4 Industrials 6.36%
5 Healthcare 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRMS
201
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$996K 0.13%
16,843
+1,005
+6% +$57.3K
APA icon
202
APA Corp
APA
$12.8B
$990K 0.13%
10,550
– –
ERC
203
Allspring Multi-Sector Income Fund
ERC
$255M
$989K 0.13%
70,875
+2,375
+3% +$34.6K
JAKK icon
204
Jakks Pacific
JAKK
$280M
$976K 0.13%
13,750
+1,770
+15% +$125K
RNWK
205
DELISTED
RealNetworks Inc
RNWK
$976K 0.13%
140,500
-50,000
-26% -$380K
FPX icon
206
First Trust US Equity Opportunities ETF
FPX
$1.51B
$974K 0.12%
20,254
-238
-1% -$11.5K
QLTI
207
DELISTED
QLT Inc
QLTI
$953K 0.12%
210,924
+110,924
+111% +$626K
WX
208
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$943K 0.12%
26,925
– –
AMGN icon
209
Amgen
AMGN
$203B
$937K 0.12%
6,674
-300
-4% -$39.2K
EMC
210
DELISTED
EMC CORPORATION
EMC
$921K 0.12%
31,464
-2,000
-6% -$57.7K
KBAL
211
DELISTED
Kimball International
KBAL
$912K 0.12%
77,607
– –
IVC
212
DELISTED
Invacare Corporation
IVC
$907K 0.12%
76,820
-8,000
-9% -$122K
CRWN
213
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$898K 0.12%
280,503
+175,646
+168% +$600K
MSO
214
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$894K 0.11%
248,258
-36,542
-13% -$161K
SJI
215
DELISTED
South Jersey Industries, Inc.
SJI
$886K 0.11%
+33,200
New +$933K
CLCT
216
DELISTED
Collectors Universe
CLCT
$886K 0.11%
40,273
-32,508
-45% -$657K
PSEC icon
217
Prospect Capital
PSEC
$1.06B
$881K 0.11%
89,000
+8,000
+10% +$84.4K
TEG
218
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$875K 0.11%
13,500
+5,300
+65% +$357K
IFT
219
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$874K 0.11%
+135,500
New +$906K
CSX icon
220
CSX Corp
CSX
$98.6B
$870K 0.11%
81,378
– –
BTF
221
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$867K 0.11%
32,900
– –
DIS icon
222
Walt Disney
DIS
$165B
$850K 0.11%
9,545
-4,050
-30% -$357K
SLB icon
223
SLB Ltd
SLB
$77.8B
$843K 0.11%
8,287
-3
-0% -$327
NTZ
224
Natuzzi
NTZ
$15.6M
$841K 0.11%
82,815
+5,750
+7% +$67K
AVNW icon
225
Aviat Networks
AVNW
$262M
$832K 0.11%
77,025
– –
7 8
9
10 11

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GCM
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CCWM
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GCL
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KCM
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SCB
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EI
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Ancora Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Ancora Advisors held 538 positions worth $780M, up 1% from $772M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Ancora Advisors deployed $26.7M of net new capital in Q3 2014, opening 59 new positions and adding to 140 existing holdings. Its largest new stake was Tribune Publishing Company Common Stock: 332,640 shares worth $6.71M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 10% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $12M trimmed.

  • Ancora Advisors's largest Q3 2014 buy was Tribune Publishing Company Common Stock: 332,640 shares worth $6.71M.
  • Ancora Advisors added most to SWS GROUP INC in Q3 2014, an estimated $14.7M increase.
  • Ancora Advisors's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $12M.
  • Ancora Advisors fully exited ZALE CORPORATION in Q3 2014, selling an estimated $2.51M.
  • Ancora Advisors's ten largest holdings make up 17% of its $780M portfolio in Q3 2014.
  • Ancora Advisors opened 59 new positions and closed 70 in Q3 2014.
  • Ancora Advisors's portfolio value rose 1% quarter-over-quarter to $780M.

Based on Ancora Advisors's 13F filing for Q3 2014, filed 7 Nov 2014.